RIA Intelligence

SIMPLICITY SOLUTIONS, LLC

CRD #175009 SEC #801-81008 MINNEAPOLIS, MN 952-831-0039
SEC Registered
Total AUM
$3.5B
Discretionary
$3.4B
Employees
32
Clients
--
Accounts
8,621

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2023
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICER/BOARD MEMBERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICER/BOARD MEMBERNA Control
DONALDSON, BRUCE, GEORGEICHIEF EXECUTIVE OFFICER/BOARD MEMBERNA Control
KUNTZ, MATTHEW, JICHIEF OPERATIONS OFFICERNA Control
KUNTZ, MATTHEW, JICHIEF OPERATIONS OFFICERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO/TREASURERNA Control
LEIDNER, MITCHELL, MARCICFO AND TREASURER/BOARD MEMBERNA Control
LEIDNER, MITCHELL, MARCICFO AND TREASURER/BOARD MEMBERNA Control
LEIDNER, MITCHELL, MARCICFO AND TREASURER/BOARD MEMBERNA Control
MARGOLIES, JAREDICHIEF COMPLIANCE OFFICERNA Control
MARGOLIES, JAREDICHIEF COMPLIANCE OFFICERNA Control
MARGOLIES, JAREDICHIEF COMPLIANCE OFFICERNA Control
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MARGOLIES, JARED, LANCEICHIEF COMPLIANCE OFFICERNA
MCCANN, ERIN, BARTLETTIPRESIDENTNA Control
MCCANN, ERIN, BARTLETTIPRESIDENTNA Control
MCCANN, ERIN, BARTLETTIPRESIDENTNA Control
MCCANN, ERIN, BARTLETTIPRESIDENTNA Control
MCCANN, ERIN, BARTLETTIPRESIDENTNA Control
MCCANN, ERIN, BARTLETTIPRESIDENTNA Control
MCCANN, ERIN, BARTLETTIPRESIDENTNA Control
OLESINSKI, KATHLEEN, ANNEICHIEF COMPLIANCE OFFICERNA
OLESINSKI, KATHLEEN, ANNEICHIEF COMPLIANCE OFFICERNA
OLESINSKI, KATHLEEN, ANNEICHIEF COMPLIANCE OFFICERNA
PRENTICE, PAUL, MATHEWIPRESIDENTNA Control
PRENTICE, PAUL, MATHEWIPRESIDENTNA Control
PRENTICE, PAUL, MATHEWIPRESIDENTNA Control
PRENTICE, PAUL, MATHEWIPRESIDENTNA Control
PRENTICE, PAUL, MATHEWIPRESIDENTNA Control
PRENTICE, PAUL, MATHEWIPRESIDENTNA Control
PRENTICE, PAUL, MATHEWIPRESIDENTNA Control
PRENTICE, PAUL, MATHEWIPRESIDENTNA Control
PRENTICE, PAUL, MATHEWIPRESIDENTNA Control
PRENTICE, PAUL, MATHEWIPRESIDENTNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERNA Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERNA Control
PRIES, BRADLEY, EARLIPRESIDENT/CCONA Control
PRIES, BRADLEY, EARLIPRESIDENTNA Control
PRIES, BRADLEY, EARLIPRESIDENTNA Control
PRIES, BRADLEY, EARLIPRESIDENT/CCONA Control
PRIES, BRADLEY, EARLIPRESIDENT/CCONA Control
PRIES, BRADLEY, EARLIPRESIDENT/CCONA Control
PRIES, BRADLEY, EARLIPRESIDENTNA Control
PRIES, BRADLEY, EARLIPRESIDENTNA Control
PRIES, BRADLEY, EARLIPRESIDENTNA Control
PRIES, BRADLEY, EARLIPRESIDENTNA Control
PRIES, BRADLEY, EARLIPRESIDENTNA Control
PRIES, BRADLEY, EARLIPRESIDENTNA Control
PRIES, BRADLEY, EARLIPRESIDENTNA Control
PRIES, BRADLEY, EARLIPRESIDENTNA Control
PRIES, BRADLEY, EARLIPRESIDENTNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
Parker, ChristinaISECRETARYNA Control
ROZMAN, THOMAS, JOHNIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
ROZMAN, THOMAS, JOHNICHIEF INVESTMENT OFFICERNA Control
SCHUH, JEFFREY, ALLENICHIEF COMPLIANCE OFFICERNA
SCHUH, JEFFREY, ALLENICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
SCHUH, JEFFREY, ALLENICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
SCHUH, JEFFREY, ALLENICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
STAPLETON, ROBERT, JAMESIBOARD OF MANAGERSNA Control
TINNIRELLO, PAUL, ADAMIEXECUTIVE VICE PRESIDENTNA
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WAGNER, CHRISTIAN, MYERSIBOARD OF MANAGERSNA Control
WOOD, ANGELA, CHRISTINEICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
WOOD, ANGELA, CHRISTINEICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
WOOD, ANGELA, CHRISTINEICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
WOOD, ANGELA, CHRISTINEICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
WOOD, ANGELA, CHRISTINEICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
WOOD, ANGELA, CHRISTINEICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
WOOD, ANGELA, CHRISTINEICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
WOOD, ANGELA, CHRISTINEICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
Wickersham, Sean, DavidIBOARD MEMBERNA Control
Wickersham, Sean, DavidIBOARD MEMBERNA Control
Wickersham, Sean, DavidIBOARD MEMBERNA Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SAWTOOTH ASSET MANAGEMENT, INC.DEMEMBER OF SAWTOOTH SOLUTIONS LLCE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
SIMPLICITY FINANCIAL MARKETING HOLDINGS INCDEOWNERE Control
PRIES, BRADLEY, EARLICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERD Control
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
AE PARTNERS INVESTMENTS, LLCDEMEMBER OF SAWTOOTH SOLUTIONS LLCA
FOSTER, CODY, GRANTIBOARD OF MANAGERSA Control
FOSTER, CODY, GRANTIBOARD OF MANAGERSA Control
FOSTER, CODY, GRANTIBOARD OF MANAGERSA Control
FOSTER, CODY, GRANTIBOARD OF MANAGERSA Control
FOSTER, CODY, GRANTIBOARD OF MANAGERSA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEE EQUITY PARTNERS III GP LLCDELEP SIMPLICITY HOLDINGS, L.P.F Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
LEP PEQUOD GP, LLCDELEP PEQUOD HOLDINGS LPF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS INC.DESIMPLICITY FINANCIAL MARKETING HOLDINGS INCF Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP PEQUOD HOLDINGS LPDEPEQUOD TOPCO INCE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
LEP SIMPLICITY HOLDINGS, L.P.DELEP PEQUOD HOLDINGS LPE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD MIDCO INCDESIMPLICITY FINANCIAL MARKETING HOLDINGS INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PEQUOD TOPCO INCDEPEQUOD MIDCO INCE Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control
PRIES, BRADLEY, EARLISAWTOOTH ASSET MANAGEMENT INC.D Control

Registrations

Federal

IA
Mar 28, 2023 REGISTERED

Notice Filings (51)

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3600 AMERICAN BOULEVARD WEST
SUITE 750
MINNEAPOLIS, MN 55431
United States
Phone: 952-831-0039