COLLIER FINANCIAL, INC
CRD #175207 SEC #801-121627 DENVER, CO 303-741-5040
SEC Registered
Total AUM
$140.8M
Discretionary
$140.8M
Employees
2
Clients
101
Accounts
432
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CEARNAL, TARA, VIRGINIA | I | CCO | NA | Control |
| CEARNAL, TARA, VIRGINIA | I | CCO | NA | Control |
| CEARNAL, TARA, VIRGINIA | I | CCO | NA | Control |
| CEARNAL, TARA, VIRGINIA | I | CCO | NA | Control |
| COLLIER, BRANDON, JAMES | I | MANAGING PRINCIPAL | E | Control |
| COLLIER, BRANDON, JAMES | I | MANAGING PRINCIPAL | E | Control |
| COLLIER, BRANDON, JAMES | I | MANAGING PRINCIPAL | E | Control |
| COLLIER, BRANDON, JAMES | I | MANAGING PRINCIPAL | E | Control |
| COLLIER, BRANDON, JAMES | I | MANAGING PRINCIPAL/ CCO | E | Control |
| COLLIER, BRANDON, JAMES | I | MANAGING PRINCIPAL/ CCO | E | Control |
| COLLIER, BRANDON, JAMES | I | MANAGING PRINCIPAL/ CCO | E | Control |
| COLLIER, BRANDON, JAMES | I | MANAGING PRINCIPAL/ CCO | E | Control |
Registrations
Federal
IA
Mar 25, 2025 REGISTERED
Notice Filings (3)
CO NE TX
Address
8055 E. TUFTS AVENUE SUITE 650DENVER, CO 80237
United States
Phone: 303-741-5040