FIRSTPOINT FINANCIAL, LLC
CRD #175252 SEC #801-81098 LEAWOOD, KS 913-647-9700
SEC Registered
Total AUM
$60K
Discretionary
$60K
Employees
1
Clients
1
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 5, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAPLINGER, MARK, ANDREW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CAPLINGER, MARK, ANDREW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CAPLINGER, MARK, ANDREW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CAPLINGER, MARK, ANDREW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DORIAN, ANNE, JENELLE PLEVIAK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DORIAN, ANNE, JENELLE PLEVIAK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DORIAN, ANNE, JENELLE PLEVIAK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGER | NA | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGER | NA | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGER | NA | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGER | NA | Control |
| PLEVIAK, ANNE, JENELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEVIAK, ANNE, JENELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| A+ INSTITUTIONAL SERVICES, LLC | DE | MEMBER | E | Control |
| A+ INSTITUTIONAL SERVICES, LLC | DE | MEMBER | E | Control |
| A+ INSTITUTIONAL SERVICES, LLC | DE | MEMBER | E | Control |
| A+ INSTITUTIONAL SERVICES, LLC | DE | MEMBER | E | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING CO., LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING CO., LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING CO., LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING CO., LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING CO., LLC | F | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| LOCKSHIN, STEVEN, DAVID | I | OPENADVISOR, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MONTAGE INVESTMENTS, LLC | DE | A+ INSTITUTIONAL SERVICES, LLC | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | A+ INSTITUTIONAL SERVICES, LLC | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | A+ INSTITUTIONAL SERVICES, LLC | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | A+ INSTITUTIONAL SERVICES, LLC | D | Control |
| OPENADVISOR, LLC | DE | A+ INSTITUTIONAL SERVICES, LLC | C | Control |
Registrations
Federal
IA
Mar 5, 2016 REGISTERED
Notice Filings (2)
KS NY
Address
4200 WEST 115TH STREETSUITE 100
LEAWOOD, KS 66211
United States
Phone: 913-647-9700