GPS PLANNING SOLUTIONS, LLC
Legal name: OAK TREE FINANCIAL SERVICES, LLC
CRD #175281 SEC #801-123562 HUNTSVILLE, AL (256) 704-9400
SEC Registered
Total AUM
$111.9M
Discretionary
$111.9M
Employees
4
Clients
0
Accounts
349
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Alabama
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GREGORY, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORY, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOODY, RONNIE, PAUL | I | PRESIDENT / MANAGING PRINCIPAL | E | Control |
| MOODY, RONNIE, PAUL | I | PRESIDENT / MANAGING PRINCIPAL | E | Control |
| MOODY, RONNIE, PAUL | I | PRESIDENT / MANAGING PRINCIPAL | E | Control |
| MOODY, RONNIE, PAUL | I | PRESIDENT / MANAGING PRINCIPAL | E | Control |
| MOODY, RONNIE, PAUL | I | PRESIDENT / MANAGING PRINCIPAL | E | Control |
| MOODY, RONNIE, PAUL | I | PRESIDENT / MANAGING PRINCIPAL | E | Control |
| MOODY, RONNIE, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 15, 2023 REGISTERED
Notice Filings (4)
AL NE TN TX
Address
400 BOB WALLACE AVENUE SWHUNTSVILLE, AL 35801
United States
Phone: (256) 704-9400