STONE STEPS FINANCIAL, LLC
CRD #175289 SEC #801-131412 ENCINITAS, CA 760-456-7147
SEC Registered
Total AUM
$105.4M
Discretionary
$105.4M
Employees
4
Clients
51
Accounts
402
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 9, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRANK, SCOTT, ROBERT | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, SCOTT, ROBERT | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, SCOTT, ROBERT | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANK, SCOTT, ROBERT | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 9, 2025 REGISTERED
Notice Filings (2)
CA TX
Address
533 SECOND STREET, SUITE 207ENCINITAS, CA 92024
United States
Phone: 760-456-7147