KONDO WEALTH ADVISORS, INC
CRD #175347 SEC #801-96308 PASADENA, CA 626-449-7783
SEC Registered Broker-Dealer
Total AUM
$306.4M
Discretionary
$306.4M
Employees
8
Clients
10
Accounts
1,108
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KONDO, ALAN, TADASHI | I | PRESIDENT | NA | |
| KONDO, ALAN, TADASHI | I | PRESIDENT | NA | |
| KONDO, ALAN, TADASHI | I | PRESIDENT | NA | |
| KONDO, ALAN, TADASHI | I | PRESIDENT | NA | |
| KONDO, ALAN, TADASHI | I | PRESIDENT | NA | |
| KONDO, ALAN, TADASHI | I | PRESIDENT | NA | |
| KONDO, ALAN, TADASHI | I | PRESIDENT | NA | |
| KONDO, ALAN, TADASHI | I | PRESIDENT | NA | |
| KONDO, ALAN, TADASHI | I | PRESIDENT | NA | |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIOKA, JOANIE, RYOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DALVI, AKEMI, KONDO | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Mar 14, 2025 REGISTERED
Notice Filings (3)
CA HI TX
Address
921 EAST GREEN STREETPASADENA, CA 91106
United States
Phone: 626-449-7783