VAULT INVESTMENTS INC.
Legal name: VAULT
CRD #175403 SEC #801-99361 PORTLAND, OR (800) 279-1455
SEC Registered
Total AUM
$1.1M
Discretionary
$1.1M
Employees
8
Clients
0
Accounts
507
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 28, 2017
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Douglas, James | I | COO | NA | Control |
| Douglas, James | I | COO | NA | Control |
| Douglas, James | I | COO | NA | Control |
| Douglas, James | I | COO | NA | Control |
| Fernando, Randheep | I | MANAGING MEMBER | NA | Control |
| Fernando, Randheep | I | MANAGING MEMBER | NA | Control |
| Fernando, Randheep | I | MANAGING MEMBER | NA | Control |
| Maynard-Philipp, Christian | I | CHIEF COMPLIANCE OFFICER | NA | |
| Maynard-Philipp, Christian | I | CHIEF COMPLIANCE OFFICER | NA | |
| Maynard-Philipp, Christian | I | CHIEF COMPLIANCE OFFICER | NA | |
| Maynard-Philipp, Christian | I | CHIEF COMPLIANCE OFFICER | NA | |
| Maynard-Philipp, Christian | I | CHIEF COMPLIANCE OFFICER | NA | |
| Maynard-Philipp, Christian | I | CHIEF COMPLIANCE OFFICER | NA | |
| godson, oscar | I | CTO | NA | Control |
| godson, oscar | I | CTO | NA | Control |
| godson, oscar | I | CTO | NA | Control |
| godson, oscar | I | CTO | NA | Control |
| ACORNS GROW INC. | DE | PARENT COMPANY | E | Control |
| ACORNS GROW INC. | DE | PARENT COMPANY | E | Control |
| ACORNS GROW INC. | DE | PARENT COMPANY | E | Control |
| FERNANDO, RANDHEEP, ASHAN | I | PRINCIPAL | C | Control |
| FERNANDO, RANDHEEP, ASHAN | I | MANAGING MEMBER | C | Control |
| FERNANDO, RANDHEEP, ASHAN | I | MANAGING MEMBER | C | Control |
| FERNANDO, RANDHEEP, ASHAN | I | MANAGING MEMBER | C | Control |
| FERNANDO, RANDHEEP, ASHAN | I | MANAGING MEMBER | C | Control |
| FERNANDO, RANDHEEP, ASHAN | I | MANAGING MEMBER | C | Control |
| FERNANDO, RANDHEEP, ASHAN | I | MANAGING MEMBER | C | Control |
| FERNANDO, RANDHEEP, ASHAN | I | MANAGING MEMBER | C | Control |
| FERNANDO, RANDHEEP, ASHAN | I | MANAGING MEMBER | C | Control |
| FERNANDO, RANDHEEP, ASHAN | I | MANAGING MEMBER | C | Control |
| LISTELLA, STEFANO, MARIO | I | PRINCIPAL AND CCO | C | Control |
| LISTELLA, STEFANO, MARIO | I | MANAGING MEMBER AND CCO | C | Control |
| LISTELLA, STEFANO, MARIO | I | MANAGING MEMBER AND CCO | C | Control |
| LISTELLA, STEFANO, MARIO | I | MANAGING MEMBER AND CCO | C | Control |
| LISTELLA, STEFANO, MARIO | I | MANAGING MEMBER AND CCO | C | Control |
| LISTELLA, STEFANO, MARIO | I | MANAGING MEMBER AND CCO | C | Control |
| LISTELLA, STEFANO, MARIO | I | MANAGING MEMBER | C | Control |
| LISTELLA, STEFANO, MARIO | I | MANAGING MEMBER | C | Control |
| LISTELLA, STEFANO, MARIO | I | MANAGING MEMBER | C | Control |
| LISTELLA, STEFANO, MARIO | I | MANAGING MEMBER AND CCO | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CRUTTENDEN, WALTER, WEMPLE | I | ACORNS GROW INC. | F | Control |
| CRUTTENDEN, WALTER, WEMPLE | I | ACORNS GROW INC. | F | Control |
| CRUTTENDEN, WALTER, WEMPLE | I | ACORNS GROW INC. | F | Control |
| HILL, STEVEN | I | INDIVIDUAL | F | |
| HILL, STEVEN | I | INDIVIDUAL | F | |
| HILL, STEVEN | I | INDIVIDUAL | F | |
| HILL, STEVEN | I | INDIVIDUAL | F | |
| HILL, STEVEN | I | INDIVIDUAL | F | |
| HILL, STEVEN | I | INDIVIDUAL | F |
Registrations
Federal
IA
Nov 28, 2017 REGISTERED
Notice Filings (48)
AK AL AR AZ CA CO CT DC DE FL GA HI IA IL IN KS KY LA MA MD MI MN MO MS MT NC NE NH NJ NM NV NY OH OK OR PA PR RI SC TN TX UT VA VI VT WA WI WV
Address
1455 NW IRVING ST SUITE 200PORTLAND, OR 97209
United States
Phone: (800) 279-1455