REAL CAPITAL INVESTMENT ADVISORS, LLC
Legal name: REAL CAPITAL INVESTMENT ADVISOR
CRD #175439 SEC #801-84167 LOUISVILLE, CO +1(303) 466-2500
SEC Registered
Total AUM
$762M
Discretionary
$0
Employees
3
Clients
--
Accounts
23
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 24, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARSENAULT, MARCEL, JOHN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| ARSENAULT, MARCEL, JOHN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| BROME, RYAN, CHARLES | I | HEAD OF INVESTOR SERVICES | NA | |
| FETTIG, RUDIGER, HERBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FETTIG, RUDIGER, HERBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNOR, SHAUN, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| O'CONNOR, SHAUN, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| REAL CAPITAL SOLUTIONS, INC. | DE | SOLE MEMBER/OWNER | E | Control |
| REAL CAPITAL SOLUTIONS, INC. | DE | SOLE MEMBER/OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARSENAULT, MARCEL, JOHN | I | REAL CAPITAL SOLUTIONS, INC. | E | Control |
| ARSENAULT, MARCEL, JOHN | I | REAL CAPITAL SOLUTIONS, INC. | E | Control |
Registrations
Federal
IA
Nov 24, 2015 REGISTERED
Notice Filings (9)
CA CO CT DE FL IL MA NY TX
Address
371 CENTENNIAL PARKWAYSUITE 200
LOUISVILLE, CO 80027
United States
Phone: +1(303) 466-2500