CASTLE RIDGE INVESTMENT MANAGEMENT LP
CRD #175498 SEC #801-81184 GREENWICH, CT 203-489-4300
SEC Registered Private Funds
Total AUM
$351.3M
Discretionary
$351.3M
Employees
7
Clients
0
Accounts
4
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2017
- Branch Offices
- --
- LEI
- 549300E74E7DRLZONH85
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CASTLE RIDGE INVESTMENT MANAGEMENT GP LLC | DE | GENERAL PARTNER | NA | Control |
| CASTLE RIDGE INVESTMENT MANAGEMENT GP LLC | DE | GENERAL PARTNER | NA | Control |
| CASTLE RIDGE INVESTMENT MANAGEMENT GP LLC | DE | GENERAL PARTNER | NA | Control |
| CASTLE RIDGE INVESTMENT MANAGEMENT GP LLC | DE | GENERAL PARTNER | NA | Control |
| GOTTSCHALK, STEVEN, NEALE | I | CCO, CFO, COO | NA | Control |
| GOTTSCHALK, STEVEN, NEALE | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTTSCHALK, STEVEN, NEALE | I | CCO, CFO, COO | NA | Control |
| GOTTSCHALK, STEVEN, NEALE | I | CCO, CFO, COO | NA | Control |
| GOTTSCHALK, STEVEN, NEALE | I | CCO, CFO, COO | NA | Control |
| GOTTSCHALK, STEVEN, NEALE | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, DANIEL, JOHN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, DANIEL, JOHN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SWOTES, MICHAEL, JAY | I | FOUNDER, CHIEF EXECUTIVE OFFICER & GENERAL PARTNER | E | Control |
| SWOTES, MICHAEL, JAY | I | FOUNDER, CHIEF EXECUTIVE OFFICER & GENERAL PARTNER | E | Control |
| SWOTES, MICHAEL, JAY | I | FOUNDER & CHIEF EXECUTIVE OFFICER | E | Control |
| SWOTES, MICHAEL, JAY | I | FOUNDER, CHIEF EXECUTIVE OFFICER & GENERAL PARTNER | E | Control |
| SWOTES, MICHAEL, JAY | I | FOUNDER, CHIEF INVESTMENT OFFICER, LIMITED PARTNER | D | Control |
| SWOTES, MICHAEL, JAY | I | FOUNDER, CHIEF INVESTMENT OFFICER | D | Control |
| SWOTES, MICHAEL, JAY | I | FOUNDER, CHIEF INVESTMENT OFFICER, LIMITED PARTNER | D | Control |
| SWOTES, MICHAEL, JAY | I | FOUNDER, CHIEF INVESTMENT OFFICER | D | Control |
| RESERVOIR STRATEGIC PARTNERS FUND, L.P. | DE | LIMITED PARTNER | B | |
| RESERVOIR STRATEGIC PARTNERS FUND, L.P. | DE | LIMITED PARTNER | B | |
| RESERVOIR STRATEGIC PARTNERS FUND, L.P. | DE | LIMITED PARTNER | B | |
| RESERVOIR STRATEGIC PARTNERS FUND, L.P. | DE | LIMITED PARTNER | B | |
| SCG SECURITIES HOLDINGS, L.L.C. | DE | LIMITED PARTNER | B | |
| SCG SECURITIES HOLDINGS, L.L.C. | DE | LIMITED PARTNER | B | |
| SCG SECURITIES HOLDINGS, L.L.C. | DE | LIMITED PARTNER | B | |
| SCG SECURITIES HOLDINGS, L.L.C. | DE | LIMITED PARTNER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RCGM, LLC | DE | RESERVOIR CAPITAL GROUP, L.L.C. | F | Control |
| RESERVOIR CAPITAL GROUP, L.L.C. | DE | RESERVOIR STRATEGIC PARTNERS FUND GP, LLC | F | Control |
| RESERVOIR STRATEGIC PARTNERS FUND GP, LLC | DE | RESERVOIR STRATEGIC PARTNERS FUND, L.P. | F | Control |
| RESERVOIR STRATEGIC PARTNERS FUND GP, LLC | DE | RESERVOIR STRATEGIC PARTNERS FUND, L.P. | F | Control |
| RESERVOIR STRATEGIC PARTNERS FUND GP, LLC | DE | RESERVOIR STRATEGIC PARTNERS FUND, L.P. | F | Control |
| RESERVOIR STRATEGIC PARTNERS FUND GP, LLC | DE | RESERVOIR STRATEGIC PARTNERS FUND, L.P. | F | Control |
| RCGM, LLC | DE | RESERVOIR CAPITAL GROUP, L.L.C. | E | Control |
| RCGM, LLC | DE | RESERVOIR CAPITAL GROUP, L.L.C. | E | Control |
| RCGM, LLC | DE | RESERVOIR CAPITAL GROUP, L.L.C. | E | Control |
| RESERVOIR CAPITAL GROUP, L.L.C. | DE | RESERVOIR STRATEGIC PARTNERS FUND GP, LLC | E | Control |
| RESERVOIR CAPITAL GROUP, L.L.C. | DE | RESERVOIR STRATEGIC PARTNERS FUND GP, LLC | E | Control |
| RESERVOIR CAPITAL GROUP, L.L.C. | DE | RESERVOIR STRATEGIC PARTNERS FUND GP, LLC | E | Control |
| STERNLICHT, BARRY, STUART | I | SCG SECURITIES HOLDINGS, L.L.C. | E | Control |
| STERNLICHT, BARRY, STUART | I | SCG SECURITIES HOLDINGS, L.L.C. | E | Control |
| STERNLICHT, BARRY, STUART | I | SCG SECURITIES HOLDINGS, L.L.C. | E | Control |
| STERNLICHT, BARRY, STUART | I | SCG SECURITIES HOLDINGS, L.L.C. | E | Control |
| SWOTES, MICHAEL, JAY | I | CASTLE RIDGE INVESTMENT MANAGEMENT GP LLC | D | Control |
| SWOTES, MICHAEL, JAY | I | CASTLE RIDGE INVESTMENT MANAGEMENT GP LLC | D | Control |
| SWOTES, MICHAEL, JAY | I | CASTLE RIDGE INVESTMENT MANAGEMENT GP LLC | D | Control |
| SWOTES, MICHAEL, JAY | I | CASTLE RIDGE INVESTMENT MANAGEMENT GP LLC | D | Control |
| HUFF, CRAIG, ALLEN | I | RCGM, LLC | C | Control |
| HUFF, CRAIG, ALLEN | I | RCGM, LLC | C | Control |
| HUFF, CRAIG, ALLEN | I | RCGM, LLC | C | Control |
| HUFF, CRAIG, ALLEN | I | RCGM, LLC | C | Control |
| STERN, DANIEL, HENNELLY | I | RCGM, LLC | C | Control |
| STERN, DANIEL, HENNELLY | I | RCGM, LLC | C | Control |
| STERN, DANIEL, HENNELLY | I | RCGM, LLC | C | Control |
| STERN, DANIEL, HENNELLY | I | RCGM, LLC | C | Control |
| TEACHER RETIREMENT SYSTEM OF TEXAS | DE | RESERVOIR STRATEGIC PARTNERS FUND, L.P. | C | |
| TEACHER RETIREMENT SYSTEM OF TEXAS | DE | RESERVOIR STRATEGIC PARTNERS FUND, L.P. | C | |
| TEACHER RETIREMENT SYSTEM OF TEXAS | DE | RESERVOIR STRATEGIC PARTNERS FUND, L.P. | C | |
| TEACHER RETIREMENT SYSTEM OF TEXAS | DE | RESERVOIR STRATEGIC PARTNERS FUND, L.P. | C |
Registrations
Federal
IA
Mar 29, 2017 REGISTERED
Notice Filings (1)
CT
Address
591 WEST PUTNAM AVENUEGREENWICH, CT 06830-6005
United States
Phone: 203-489-4300