ROC MANAGEMENT (CAYMAN) LIMITED
CRD #177522 SEC #802-100386 GEORGE TOWN +1 345 949 8066
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Sep 10, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Banh, Katrina | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Banh, Katrina | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Banh, Katrina | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAM, FREWEN | I | DIRECTOR AND EXECUTIVE | NA | Control |
| LAM, FREWEN | I | DIRECTOR AND EXECUTIVE | NA | Control |
| LAM, FREWEN | I | DIRECTOR AND EXECUTIVE | NA | Control |
| LAM, FREWEN | I | DIRECTOR AND EXECUTIVE | NA | Control |
| LAM, FREWEN | I | DIRECTOR AND EXECUTIVE | NA | Control |
| LAM, FREWEN | I | DIRECTOR AND EXECUTIVE | NA | Control |
| LAM, FREWEN | I | DIRECTOR AND EXECUTIVE | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NG, SHAW | I | EXECUTIVE | NA | Control |
| NG, SHAW | I | EXECUTIVE | NA | Control |
| NG, SHAW | I | EXECUTIVE | NA | Control |
| NG, SHAW | I | EXECUTIVE | NA | Control |
| NG, SHAW | I | EXECUTIVE | NA | Control |
| NG, SHAW | I | EXECUTIVE | NA | Control |
| NG, SHAW | I | EXECUTIVE | NA | Control |
| ZARB, LANCE | I | COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ZARB, LANCE | I | COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ZARB, LANCE | I | COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ZARB, LANCE | I | COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ROC PARTNERS (CAYMAN) LIMITED | FE | 100% SHAREHOLDER OF ROC MANAGEMENT (CAYMAN) LIMITED | E | Control |
| ROC PARTNERS (CAYMAN) LIMITED | FE | 100% SHAREHOLDER OF ROC MANAGEMENT (CAYMAN) LIMITED | E | Control |
| ROC PARTNERS (CAYMAN) LIMITED | FE | 100% SHAREHOLDER OF ROC MANAGEMENT (CAYMAN) LIMITED | E | Control |
| ROC PARTNERS (CAYMAN) LIMITED | FE | 100% SHAREHOLDER OF ROC MANAGEMENT (CAYMAN) LIMITED | E | Control |
| ROC PARTNERS (CAYMAN) LIMITED | FE | 100% SHAREHOLDER OF ROC MANAGEMENT (CAYMAN) LIMITED | E | Control |
| ROC PARTNERS (CAYMAN) LIMITED | FE | 100% SHAREHOLDER OF ROC MANAGEMENT (CAYMAN) LIMITED | E | Control |
| ROC PARTNERS (CAYMAN) LIMITED | FE | 100% SHAREHOLDER OF ROC MANAGEMENT (CAYMAN) LIMITED | E | Control |
Registrations
Federal
ERA
Sep 10, 2019 REGISTERED
Address
UGLAND HOUSE,121 SOUTH CHURCH STREET
GEORGE TOWN KY1-1104
Cayman Islands
Phone: +1 345 949 8066