RIA Intelligence

ZIONS INVESTMENT SECURITIES, INC.

Legal name: ZIONS INVESTMENT SECURITIES, INC

CRD #17776 SEC #801-42357 SALT LAKE CITY, UT 801-524-4731
SEC Registered Broker-Dealer
Total AUM
$26.1M
Discretionary
$0
Employees
51
Clients
101
Accounts
209

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 1, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CHRISTENSEN, CURTIS REEDICOMPLIANCE OFFICER,CROP,SROPNA Control
CHRISTENSEN, CURTIS REEDICOMPLIANCE OFFICER,CROP,SROPNA Control
CHRISTENSEN, CURTIS REEDICOMPLIANCE OFFICER,CROP,SROPNA Control
COOPER, JAMES REEDICOONA Control
COOPER, JAMES REEDICOONA Control
COOPER, JAMES REEDICOONA Control
FEIGER, GEORGE MIDIRECTORNA Control
FEIGER, GEORGE MARKIDIRECTORNA Control
FEIGER, GEORGE MARKIDIRECTORNA Control
GISI, JOHN JIDIRECTORNA Control
HALL, KAY BITTERIDIRECTORNA Control
HALL, KAY BITTERIDIRECTORNA Control
HALL, KAY BITTERIDIRECTORNA Control
HEMINGWAY, WILLIAM DAVIDIDIRECTOR, CHAIRMAN OF THE BOARDNA Control
HEMINGWAY, WILLIAM DAVIDIDIRECTOR, CHAIRMAN OF THE BOARDNA Control
HEMINGWAY, WILLIAM DAVIDIDIRECTOR, ACTING CHAIRMAN OF THE BOARDNA Control
HEMINGWAY, WILLIAM DAVIDIDIRECTOR, CHAIRMAN OF THE BOARDNA Control
HOFMANN, GEORGE B IIIIDIRECTORNA Control
HOFMANN, GEORGE BERNARD IIIIDIRECTORNA Control
HOFMANN, GEORGE BERNARD IIIIDIRECTORNA Control
HOFMANN, GEORGE BERNARD IIIIDIRECTORNA Control
KELSON, PETER MICHAELIROPNA Control
KELSON, PETER MICHAELIROPNA Control
KELSON, PETER MICHAELIROPNA Control
KIRK, DIANA ELIZABETHIDIRECTORNA Control
KIRK, DIANA ELIZABETHIDIRECTORNA Control
KIRK, DIANA ELIZABETHIDIRECTORNA Control
MILLER, RUSSELL WILLIAMIDIRECTORNA Control
NICHOLS, DAVID RICHARDISENIOR VP, CCO, SROP, CROP, CORP SECRETARYNA Control
ROGERS, SHANE LEEIREGIONAL PRESIDENT/SALES MANAGERNA Control
ROGERS, SHANE LEEIREGIONAL PRESIDENT/SALES MANAGERNA Control
ROGERS, SHANE LEEIREGIONAL PRESIDENT/SALES MANAGERNA Control
STEVENSON, JAMES HOWARDIDIRECTORNA Control
STEVENSON, JAMES HOWARDIDIRECTORNA Control
STEVENSON, JAMES HOWARDIDIRECTORNA Control
STEVENSON, JAMES HOWARDIDIRECTORNA Control
TAYLOR, DAVID JENKINSIREGIONAL PRESIDENT/SALES MANAGERNA Control
TAYLOR, DAVID JENKINSIREGIONAL PRESIDENT/SALES MANAGERNA Control
TAYLOR, DAVID JENKINSIPRESIDENTNA Control
TAYLOR, DAVID JENKINSIREGIONAL PRESIDENT/SALES MANAGERNA Control
VEITZ, RICHARD ROUZERIDIRECTORNA Control
VEITZ, RICHARD ROUZERIDIRECTORNA Control
VEITZ, RICHARD ROUZERIDIRECTORNA Control
WEINLE, SHARON KAYIVICE PRESIDENT, FINOP, CORPORATE TREASURER,ROPNA Control
WEINLE, SHARON KAYIVICE PRESIDENT, FINOP, CORPORATE TREASURER,ROPNA Control
WEINLE, SHARON KAYIVICE PRESIDENT, FINOP, COO, CORPORATE TREASURERNA Control
WEINLE, SHARON KAYIVICE PRESIDENT, FINOP, CORPORATE TREASURER,ROPNA Control
ZIONS FIRST NATIONAL BANKDEPARENT COMPANYE Control
ZIONS FIRST NATIONAL BANKDEPARENT COMPANYE Control
ZIONS FIRST NATIONAL BANKDEPARENT COMPANYE Control
ZIONS FIRST NATIONAL BANKDEPARENT COMPANYE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ZIONS BANCORPORATIONDEZIONS FIRST NATIONAL BANKE Control
ZIONS BANCORPORATIONDEZIONS FIRST NATIONAL BANKE Control
ZIONS BANCORPORATIONDEZIONS FIRST NATIONAL BANKE Control
ZIONS BANCORPORATIONDEZIONS FIRST NATIONAL BANKE Control

Registrations

Federal

IA
May 1, 2002 REGISTERED

Notice Filings (5)

AZ ID NV UT WA

Address

ONE SOUTH MAIN STREET
3RD FLOOR
SALT LAKE CITY, UT 84111
USA
Phone: 801-524-4731