THE INVESTMENT CENTER, INC.
CRD #17839 SEC #801-47523 BRIDGEWATER, NJ 908-707-4422
SEC Registered Broker-Dealer
Total AUM
$148M
Discretionary
$25M
Employees
251
Clients
101
Accounts
1,462
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 7, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEVITO, RALPH JAMES | I | PRESIDENT | NA | Control |
| WRIGHT, DOUGLAS ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DOUGLAS ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DOUGLAS ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DOUGLAS ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DOUGLAS ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEVITO, RALPH JAMES | I | PRESIDENT | E | Control |
| IC FINANCIAL, INC. | DE | HOLDING COMPANY | E | Control |
| DEVITO, CATHERINE RACHELE | I | SHAREHOLDER | C | Control |
| DEVITO, CATHERINE RACHELE | I | SHAREHOLDER | C | Control |
| DEVITO, CATHERINE RACHELE | I | SHAREHOLDER | C | Control |
| DEVITO, RALPH JAMES | I | PRESIDENT | C | Control |
| DEVITO, RALPH JAMES | I | PRESIDENT | C | Control |
| DEVITO, RALPH JAMES | I | PRESIDENT | C | Control |
| DEVITO, RALPH SEBASTIAN | I | VICE PRESIDENT | C | Control |
| DEVITO, RALPH SEBASTIAN | I | VICE PRESIDENT | C | Control |
| DEVITO, RALPH SEBASTIAN | I | VICE PRESIDENT | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DEVITO, RALPH JAMES | I | IC FINANCIAL, INC. | E | Control |
Registrations
Federal
IA
May 7, 2002 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
1011 ROUTE 22, WESTBRIDGEWATER, NJ 8807
USA
Phone: 908-707-4422