GLEN RAUCH SECURITIES, INC.
CRD #17843 SEC #801-58190 NEW YORK, NY 212-363-9760
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
--
Clients
25
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RAUCH, GLEN RICHARD | I | PRESIDENT | NA | Control |
| RAUCH, PATRICIA ANNE | I | SECRETARY/DIRECTOR | NA | Control |
| RAUCH, PATRICIA ANNE | I | SECRETARY/DIRECTOR | NA | Control |
| RAUCH, PATRICIA ANNE | I | SECRETARY/DIRECTOR | NA | Control |
| RAUCH, GLEN RICHARD | I | PRESIDENT/DIRECTOR | E | Control |
| RAUCH, GLEN RICHARD | I | PRESIDENT/DIRECTOR | E | Control |
| RAUCH, GLEN RICHARD | I | PRESIDENT/DIRECTOR | E | Control |
| VALLEY NATIONAL BANK | DE | COMMON STOCK | E | Control |
| BEEZLEY, DENNIS WARREN | I | VICE PRESIDENT | A | |
| BEEZLEY, DENNIS WARREN | I | VICE PRESIDENT | A | |
| BEEZLEY, DENNIS WARREN | I | VICE PRESIDENT | A | |
| PRUETT, DOUGLAS JEFFREY | I | SENIOR VICE PRESIDENT/BRANCH OFFICE SUPERVISOR | A | |
| PRUETT, DOUGLAS JEFFREY | I | SENIOR VICE PRESIDENT/BRANCH OFFICE SUPERVISOR | A | |
| PRUETT, DOUGLAS JEFFREY | I | SENIOR VICE PRESIDENT/BRANCH OFFICE SUPERVISOR | A | |
| THE ESTATE OF STANLEY BERKOWITZ | DE | NONE | A | |
| THE ESTATE OF STANLEY BERKOWITZ | DE | NONE | A | |
| THE ESTATE OF STANLEY BERKOWITZ | DE | NONE | A |
Registrations
Federal
IA
Mar 27, 2002 REGISTERED
Notice Filings (1)
NY
Address
44 WALL STREETNEW YORK, NY 10005
USA
Phone: 212-363-9760