WINDY CITY ASSET MANAGEMENT LLC
Legal name: WINDY CITY ASSET MANAGEMENT
CRD #178520 SEC #802-92170 CHICAGO, IL 2194062738
State Registered Exempt Reporting
Total AUM
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Discretionary
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Employees
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Clients
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Accounts
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Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- May 11, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ERNSTER, PAUL, THOMAS | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ERNSTER, PAUL, THOMAS | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| PANGERE, JOHN, R. | I | CHIEF INVESTMENT OFFICER | NA | |
| PANGERE, JOHN, R. | I | CHIEF INVESTMENT OFFICER | NA | |
| WINDY CITY FINANCIAL HOLDINGS LLC | DE | HOLDINGS COMPANY | E | Control |
| WINDY CITY FINANCIAL HOLDINGS LLC | DE | HOLDINGS COMPANY | E | Control |
Registrations
Federal
ERA
May 11, 2015 REGISTERED
Address
208 W. KINZIE STSTE 4
CHICAGO, IL 60654
United States
Phone: 2194062738