RIA Intelligence

NBC SECURITIES, INC.

CRD #17870 SEC #801-58257 BIRMINGHAM, AL 800-521-9390
SEC Registered Broker-Dealer Disclosures
Total AUM
$1.7B
Discretionary
$955.6M
Employees
68
Clients
51
Accounts
4,545
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Corporation
State of Formation
Alabama
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 9, 2025
Branch Offices
28

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA KOHSERIVICE PRESIDENTNA Control
CONWAY, PAMELA SUEIVICE PRESIDENTNA Control
DOODY, JOHN ROBERT JRIPRESIDENT AND CEONA Control
DOODY, JOHN ROBERT JRIPRESIDENT AND CEONA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELDER, DOUG JAMESISVP - SALES MANAGERNA Control
ELMORE, CYNTHIA DENISEIASSISTANT VICE PRESIDENT & COMPLIANCE OFFICERNA Control
ELMORE, CYNTHIA DENISEIASSISTANT VICE PRESIDENT & COMPLIANCE OFFICERNA Control
ELMORE, CYNTHIA DENISEIASSISTANT VICE PRESIDENT & COMPLIANCE OFFICERNA Control
ELMORE, CYNTHIA DENISEIASSISTANT VICE PRESIDENT & DIRECTOR OF COMPLIANCENA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
FALKENBURG, FRANK BENNERIMANAGING DIRECTORNA Control
HOLCOMB, JOHN HUDSON IIIIDIRECTORNA Control
HOLCOMB, JOHN HUDSON IIIIDIRECTORNA Control
HOLCOMB, JOHN HUDSON IIIIDIRECTORNA Control
HOLCOMB, JOHN HUDSON IIIIDIRECTORNA Control
HOLCOMB, JOHN HUDSON IIIIDIRECTORNA Control
HOLCOMB, JOHN HUDSON IIIIDIRECTORNA Control
HOLCOMB, JOHN HUDSON IIIIDIRECTORNA Control
HOLCOMB, JOHN HUDSON IIIIDIRECTORNA Control
HOLCOMB, JOHN HUDSON IIIIDIRECTORNA Control
HOLCOMB, JOHN HUDSON IIIIDIRECTORNA Control
KAHN, STEVEN RICHARDISENIOR VICE PRESIDENT -OPERATIONSNA Control
KAHN, STEVEN RICHARDISENIOR VICE PRESIDENT -OPERATIONSNA Control
KAHN, STEVEN RICHARDISENIOR VICE PRESIDENT -OPERATIONSNA Control
KAHN, STEVEN RICHARDISENIOR VICE PRESIDENT -OPERATIONSNA Control
KAHN, STEVEN RICHARDISENIOR VICE PRESIDENT -OPERATIONSNA Control
KAHN, STEVEN RICHARDISENIOR VICE PRESIDENT -OPERATIONSNA Control
KAHN, STEVEN RICHARDISENIOR VICE PRESIDENT -OPERATIONSNA Control
KAHN, STEVEN RICHARDISENIOR VICE PRESIDENT -OPERATIONSNA Control
KAHN, STEVEN RICHARDISENIOR VICE PRESIDENT -OPERATIONSNA Control
KAHN, STEVEN RICHARDISENIOR VICE PRESIDENT -OPERATIONSNA Control
MATTHEWS, WILLIAM ELLIOTTIDIRECTORNA Control
MATTHEWS, WILLIAM ELLIOTTIDIRECTORNA Control
MATTHEWS, WILLIAM ELLIOTTIDIRECTORNA Control
MATTHEWS, WILLIAM ELLIOTTIDIRECTORNA Control
MATTHEWS, WILLIAM ELLIOTTIDIRECTORNA Control
MATTHEWS, WILLIAM ELLIOTTIDIRECTORNA Control
MATTHEWS, WILLIAM ELLIOTTIDIRECTORNA Control
MATTHEWS, WILLIAM ELLIOTTIDIRECTORNA Control
MATTHEWS, WILLIAM ELLIOTTIDIRECTORNA Control
MATTHEWS, WILLIAM ELLIOTTIDIRECTORNA Control
MILLER, HAROLD BLAINEICHIEF COMPLIANCE OFFICERNA Control
MILLER, HAROLD BLAINEICHIEF COMPLIANCE OFFICERNA Control
MORRISON, CYNTHIA DENISEIASSISTANT VICE PRESIDENT & DIRECTOR OF COMPLIANCENA Control
NICHOL, VICTOR EUGENE JRIDIRECTORNA Control
NICHOL, VICTOR EUGENE JRIDIRECTORNA Control
NICHOL, VICTOR EUGENE JRIDIRECTORNA Control
NICHOL, VICTOR EUGENE JRIDIRECTORNA Control
NICHOL, VICTOR EUGENE JRIDIRECTORNA Control
NICHOL, VICTOR EUGENE JRIDIRECTORNA Control
PHELAN, BRADFORD LEEIMANAGING DIRECTORNA Control
PHELAN, BRADFORD LEEIMANAGING DIRECTORNA Control
PHELAN, BRADFORD LEEIMANAGING DIRECTORNA Control
PHELAN, BRADFORD LEEIMANAGING DIRECTORNA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIMANAGING DIRECTORNA Control
PHELAN, BRADFORD LEEIMANAGING DIRECTORNA Control
PHELAN, BRADFORD LEEIMANAGING DIRECTORNA Control
PHELAN, BRADFORD LEEIMANAGING DIRECTORNA Control
PHELAN, BRADFORD LEEIMANAGING DIRECTORNA Control
PHELAN, BRADFORD LEEIMANAGING DIRECTORNA Control
PHELAN, BRADFORD LEEIMANAGING DIRECTORNA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
PHELAN, BRADFORD LEEIPRESIDENT AND CEONA Control
RANSOM, SAMUEL DOUGLASICHIEF FINANCIAL OFFICERNA Control
RANSOM, SAMUEL DOUGLASICHIEF FINANCIAL OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WILKINS, JEFFERY SCOTTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
FIRST AMERICAN BANKDESHAREHOLDERE Control
FIRST AMERICAN BANKDESHAREHOLDERE Control
FIRST AMERICAN BANKDESHAREHOLDERE Control
NATIONAL BANK OF COMMERCEFESHAREHOLDERE Control
NATIONAL BANK OF COMMERCEFESHAREHOLDERE Control
NATIONAL BANK OF COMMERCEFESHAREHOLDERE Control
NATIONAL BANK OF COMMERCEFESHAREHOLDERE Control
NATIONAL BANK OF COMMERCEFESHAREHOLDERE Control
NATIONAL BANK OF COMMERCEFESHAREHOLDERE Control
NATIONAL BANK OF COMMERCEFESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, L.P.DESHAREHOLDERE Control
NBCS HOLDINGS, LLCDESHAREHOLDERE Control
NBCS HOLDINGS, LLCDESHAREHOLDERE Control
RBC BANK (USA)DESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ALABAMA NATIONAL BANCORPFEFIRST AMERICAN BANKE Control
ALABAMA NATIONAL BANCORPFEFIRST AMERICAN BANKE Control
ALABAMA NATIONAL BANCORPFENATIONAL BANK OF COMMERCEE Control
ALABAMA NATIONAL BANCORPFENATIONAL BANK OF COMMERCEE Control
ALABAMA NATIONAL BANCORPFENATIONAL BANK OF COMMERCEE Control
ALABAMA NATIONAL BANCORPFENATIONAL BANK OF COMMERCEE Control
ALABAMA NATIONAL BANCORPFENATIONAL BANK OF COMMERCEE Control
ALABAMA NATIONAL BANCORPFENATIONAL BANK OF COMMERCEE Control
ALABAMA NATIONAL BANCORPFENATIONAL BANK OF COMMERCEE Control
MCWANE, JAMES RANSOMIALABAMA NATIONAL BANCORATIONE Control
MCWANE, JAMES RANSOMIALABAMA NATIONAL BANCORATIONE Control
MCWANE, JAMES RANSOMIALABAMA NATIONAL BANCORATIONE Control
MCWANE, JAMES RANSOMIALABAMA NATIONAL BANCORATIONE Control
RBC CENTURA BANKS, INC.DEFIRST AMERICANE Control
RBC CENTURA BANKS, INC.DERBC BANK (USA)E Control
ROYAL BANK OF CANADAFERBC CENTURA BANKS, INC.E Control
ROYAL BANK OF CANADAFERBC CENTURA BANKS, INC.E Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
FALKENBURG, FRANK BENNERINBCS HOLDINGS, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control
PHELAN, BRADFORD LEEINBCS HOLDING, L.P.C Control

Registrations

Federal

IA
Dec 9, 2025 REGISTERED

Notice Filings (52)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV

Address

1927 FIRST AVENUE NORTH
BIRMINGHAM, AL 35203
United States
Phone: 800-521-9390