RIA Intelligence

OAK TREE SECURITIES, INC.

CRD #18126 SEC #801-39201 WALNUT CREEK, CA 925-934-3200
SEC Registered Broker-Dealer
Total AUM
$27.4M
Discretionary
$0
Employees
--
Clients
101
Accounts
182

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
APRIL
Registration Date
--
Latest Filing
Jan 15, 2004
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
QUESADA, DANIEL MARTINEZIPRESIDENT, CEO, CFO, CCI, CCOD Control
QUESADA, DANIEL MARTINEZIPRESIDENT, CEO, CFO, CCI, CCOD Control
QUESADA, DANIEL MARTINEZIPRESIDENT, CEO, CFO, CCI, CCOD Control
QUESADA, DANIEL MARTINEZIPRESIDENT, CEO, CFO, CCI, CCOD Control
QUESADA, DANIEL MARTINEZIPRESIDENT, CEO, CFO, CCI, CCOD Control
QUESADA, DANIEL MARTINEZIPRESIDENT, CEO, CFO, CCI, CCOD Control
QUESADA, DANIEL MARTINEZIPRESIDENT, CEO, CFO, CCI, CCOD Control
BEETZ, BRUCE ROBERTIPRINCIPALA
BEETZ, BRUCE ROBERTIPRINCIPALA
BLAIR, PAMELA SUSANIREGISTERED REPA
BLAIR, PAMELA SUSANIREGISTERED REPA
DAHL, ERIC DREWIPRINCIPALA
DAHL, ERIC DREWIPRINCIPALA
GERHART, VIRGINIA BEAUREGARDIPRINCIPALA
GERHART, VIRGINIA BEAUREGARDIPRINCIPALA
JENKINS, WALTER WORDENISHAREHOLDERA
JENKINS, WALTER WORDENISHAREHOLDERA
LARSON, DENNIS ARTHURIREGISTERED REPA
LARSON, DENNIS ARTHURIREGISTERED REPA
NICHOLS, BYRON VERONIPRINCIPALA
NICHOLS, BYRON VERONIPRINCIPALA
SEMPLE, ROBERT STEWARTIREGISTERED REPA
SEMPLE, ROBERT STEWARTIREGISTERED REPA
WILLIAMS, PATRICIA JEANIPRINCIPALA
WILLIAMS, PATRICIA JEANIPRINCIPALA

Registrations

Federal

IA
Jan 15, 2004 REGISTERED

Notice Filings (3)

CA HI MA

Address

3075 CITRUS CIRCLE
STE 195
WALNUT CREEK, CA 94598
USA
Phone: 925-934-3200