WIDMANN, SIFF & CO., INC.
CRD #18196 SEC #801-7020 RADNOR, PA 610-520-0500
SEC Registered Broker-Dealer
Total AUM
$303.9M
Discretionary
$257.5M
Employees
10
Clients
0
Accounts
569
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 5, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CCO,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CCO,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CCO,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CCO,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CCO,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| DAVIS, KIM MARIE | I | VICE PRESIDENT,CCO,PORTFOLIO ADM.,CROP,SROP,CFO | NA | Control |
| FRANCIS, BERNARD ALLEN JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| FRANCIS, BERNARD ALLEN JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| FRANCIS, BERNARD ALLEN JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| FRANCIS, BERNARD ALLEN JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| GIBSON, JAMES EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GIBSON, JAMES EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GIBSON, JAMES EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HARDEN, HELENA JS | I | SHAREHOLDER | NA | |
| HARDEN, HELENA JS | I | SHAREHOLDER | NA | |
| HARDEN, HELENA JS | I | SHAREHOLDER | NA | |
| HARDEN, HELENA JS | I | SHAREHOLDER | NA | |
| HARDEN, HELENA JS | I | SHAREHOLDER | NA | |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | NA | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | NA | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | NA | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | NA | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | NA | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | NA | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | NA | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | NA | Control |
| SWALLOW, MICHAEL FRANCIS | I | TREASURER, EXECUTIVE VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| SWALLOW, MICHAEL FRANCIS | I | TREASURER, EXECUTIVE VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| SWALLOW, MICHAEL FRANCIS | I | TREASURER, EXECUTIVE VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| SWALLOW, MICHAEL FRANCIS | I | TREASURER, EXECUTIVE VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| WIDMANN, MARJORIE ELIZABETH | I | DIRECTOR | NA | |
| WIDMANN, MARJORIE ELIZABETH | I | DIRECTOR | NA | |
| WIDMANN, MARJORIE ELIZABETH | I | DIRECTOR | NA | |
| WIDMANN, MARJORIE ELIZABETH | I | DIRECTOR | NA | |
| WIDMANN, MARJORIE ELIZABETH | I | DIRECTOR | NA | |
| WIDMANN, MARJORIE ELIZABETH | I | DIRECTOR | NA | |
| WIDMANN, MARJORIE ELIZABETH | I | DIRECTOR | NA | |
| WIDMANN, MARJORIE ELIZABETH | I | DIRECTOR | NA | |
| WIDMANN, MARJORIE ELIZABETH | I | DIRECTOR | NA | |
| VALLEY FORGE ASSET MANAGEMENT CORP. | DE | OWNER | E | Control |
| VALLEY FORGE ASSET MANAGEMENT CORP. | DE | OWNER | E | Control |
| VALLEY FORGE ASSET MANAGEMENT CORP. | DE | OWNER | E | Control |
| VALLEY FORGE ASSET MANAGEMENT CORP. | DE | OWNER | E | Control |
| WIDMANN, ERNEST RUDOLPH | I | PRESIDENT, CHAIRMAN, TREASURER, DIRECTOR, CEO | D | Control |
| WIDMANN, ERNEST RUDOLPH | I | PRESIDENT, CHAIRMAN, TREASURER, DIRECTOR, CEO | D | Control |
| WIDMANN, ERNEST RUDOLPH | I | PRESIDENT, CHAIRMAN, TREASURER, DIRECTOR, CEO | D | Control |
| WIDMANN, ERNEST RUDOLPH | I | PRESIDENT, CHAIRMAN, TREASURER, DIRECTOR, CEO | D | Control |
| WIDMANN, ERNEST RUDOLPH | I | PRESIDENT, CHAIRMAN, TREASURER, DIRECTOR, CEO | D | Control |
| WIDMANN, ERNEST RUDOLPH | I | PRESIDENT, CHAIRMAN, TREASURER, DIRECTOR, CEO | D | Control |
| WIDMANN, ERNEST RUDOLPH | I | PRESIDENT, CHAIRMAN, TREASURER, DIRECTOR, CEO | D | Control |
| WIDMANN, ERNEST RUDOLPH | I | PRESIDENT, CHAIRMAN, TREASURER, DIRECTOR, CEO | D | Control |
| WIDMANN, ERNEST RUDOLPH | I | PRESIDENT, CHAIRMAN, TREASURER, DIRECTOR, CEO | D | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | B | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | B | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | B | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | B | Control |
| MCCALLUM, JEFFREY SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, SECRETARY, COO | B | Control |
| SIFF, ALAN LEWIS | I | REGIONAL MARKETING DIRECTOR | B | |
| SIFF, ALAN LEWIS | I | REGIONAL MARKETING DIRECTOR | B | |
| SIFF, ALAN LEWIS | I | REGIONAL MARKETING DIRECTOR | B | |
| SIFF, ALAN LEWIS | I | REGIONAL MARKETING DIRECTOR | B | |
| SIFF, ALAN LEWIS | I | REGIONAL MARKETING DIRECTOR | B | |
| SIFF, ALAN LEWIS | I | REGIONAL MARKETING DIRECTOR | B | |
| SIFF, ALAN LEWIS | I | REGIONAL MARKETING DIRECTOR | B | |
| SIFF, ALAN LEWIS | I | REGIONAL MARKETING DIRECTOR | B | |
| SIFF, ALAN LEWIS | I | REGIONAL MARKETING DIRECTOR | B | |
| GRANT, JAMES ALLEN | I | SHAREHOLDER | A | |
| GRANT, JAMES ALLEN | I | SHAREHOLDER | A | |
| GRANT, JAMES ALLEN | I | SHAREHOLDER | A | |
| GRANT, JAMES ALLEN | I | SHAREHOLDER | A | |
| GRANT, JAMES ALLEN | I | SHAREHOLDER | A | |
| GRANT, JAMES ALLEN | I | SHAREHOLDER | A | |
| GRANT, JAMES ALLEN | I | SHAREHOLDER | A | |
| GRANT, JAMES ALLEN | I | SHAREHOLDER | A | |
| GRANT, JAMES ALLEN | I | SHAREHOLDER | A | |
| HESS, WILLIAM MCCLELLAND | I | SHAREHOLDER | A | |
| HESS, WILLIAM MCCLELLAND | I | SHAREHOLDER | A | |
| HESS, WILLIAM MCCLELLAND | I | SHAREHOLDER | A | |
| HESS, WILLIAM MCCLELLAND | I | SHAREHOLDER | A | |
| HESS, WILLIAM MCCLELLAND | I | SHAREHOLDER | A | |
| HESS, WILLIAM MCCLELLAND | I | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SUSQUEHANNA BANCSHARES, INC. | DE | VALLEY FORGE ASSET MANAGEMENT | E | Control |
| SUSQUEHANNA BANCSHARES, INC. | DE | VALLEY FORGE ASSET MANAGEMENT | E | Control |
| SUSQUEHANNA BANCSHARES, INC. | DE | VALLEY FORGE ASSET MANAGEMENT | E | Control |
| SUSQUEHANNA BANCSHARES, INC. | DE | VALLEY FORGE ASSET MANAGEMENT | E | Control |
Registrations
Federal
IA
Feb 5, 2007 REGISTERED
Notice Filings (29)
CA CT DC DE FL GA IL IN KS KY MA MD ME MI MN MO NC NE NH NJ NY OH RI SC TN TX VA VT WA
Address
150 N. RADNOR CHESTER ROADSUITE F-200
RADNOR, PA 19087
USA
Phone: 610-520-0500