SUSSEX FINANCIAL GROUP, INC.
Legal name: SUSSEX FINANCIAL GROUP, INC
CRD #18313 SEC #801-28827 NORTHBROOK, IL 847-498-5722
SEC Registered
Total AUM
$32.6M
Discretionary
$32.6M
Employees
1
Clients
11
Accounts
144
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Mar 6, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, SCOTT ANDREW | I | VICE-PRESIDENT | NA | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HEIMAN, MARVIN STEWART | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 6, 2012 REGISTERED
Notice Filings (3)
GA IL KS
Address
60 REVERE DRIVESTE 907
NORTHBROOK, IL 60062
United States
Phone: 847-498-5722