RIA Intelligence

ROCHDALE INVESTMENT MANAGEMENT INC.

CRD #18466 SEC #801- NEW YORK, NY 212-702-3500
SEC Registered Broker-Dealer
Total AUM
$988.5M
Discretionary
$988.5M
Employees
51
Clients
--
Accounts
1,847

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 10, 2001
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ACEBES, CARLIDIRECTORNA Control
ACEBES, CARLIDIRECTORNA Control
BUCKLAN, LANE STEVENICHIEF COMPLIANCE OFFICER - VICE PRESIDENTNA Control
BUCKLAN, LANE STEVENICHIEF COMPLIANCE OFFICER - VICE PRESIDENTNA Control
BUCKLEY, JOHN THOMASIVICE PRESIDENTNA
BUCKLEY, JOHN THOMASIVICE PRESIDENTNA
COIRO, DAVID MICHAELIVICE PRESIDENT, SECRETARYNA
COIRO, DAVID MICHAELIVICE PRESIDENT, SECRETARYNA
DALESSANDRO, GARRETT RICHARDIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
DALESSANDRO, GARRETT RICHARDIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
MIRANDA, ANDREW MICHAELICHIEF OPERATING OFFICER, FINOP, VICE PRESIDENTNA Control
MIRANDA, ANDREW MICHAELICHIEF OPERATING OFFICER, FINOP, VICE PRESIDENTNA Control
ROCHDALE CORPORATIONDESHAREHOLDERE Control
ROCHDALE CORPORATIONDESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ACEBES, CARLIROCHDALE CORPORATIOND Control
ACEBES, CARLIROCHDALE CORPORATIOND Control

Registrations

Federal

IA
Sep 10, 2001 REGISTERED

Notice Filings (34)

AL AZ CA CT DC FL GA HI IA IL IN LA MA MD MI MN MO NC NE NH NJ NV NY OH PA RI SC SD TN TX VA VT WA WI

Address

570 LEXINGTON AVE
9TH FLOOR
NEW YORK, NY 10022
USA
Phone: 212-702-3500