BELMONT ASSET MANAGEMENT, INC.
Legal name: BELMONT ASSET MANAGEMENT
CRD #18484 SEC #801-34304 DALLAS, TX 214-559-9752
SEC Registered Broker-Dealer
Total AUM
$10.1M
Discretionary
$10.1M
Employees
--
Clients
--
Accounts
14
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEST, CHARLES MCCOMBER | I | PRESIDENT/TREASURER/DIRECTOR/SROP/CROP | NA | Control |
| BEST, CHARLES MCCOMBER | I | PRESIDENT/TREASURER/DIRECTOR/SROP/CROP | NA | Control |
| BEST, CHARLES MCCOMBER | I | PRESIDENT/TREASURER/DIRECTOR/SROP/CROP | NA | Control |
| BOONE, JOHN PHILLIPS | I | VICE PRESIDENT | NA | Control |
| BOONE, JOHN PHILLIPS | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER FOR BD | NA | Control |
| BOONE, JOHN PHILLIPS | I | VICE PRESIDENT | NA | Control |
| BOONE, JOHN PHILLIPS | I | EXEC. VICE PRESIDENT | NA | Control |
| BOONE, JOHN PHILLIPS | I | EXEC. VICE PRESIDENT | NA | Control |
| BOONE, JOHN PHILLIPS | I | EXEC. VICE PRESIDENT | NA | Control |
| BOONE, JOHN PHILLIPS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOONE, JOHN PHILLIPS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOONE, JOHN PHILLIPS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOSWELL, MICHAEL DALE | I | VICE PRESIDENT, ASST. SECRETARY, DIRECTOR | NA | Control |
| BOSWELL, MICHAEL DALE | I | VICE PRESIDENT, ASST. SECRETARY, DIRECTOR | NA | Control |
| BOSWELL, MICHAEL DALE | I | VICE PRESIDENT, ASST. SECRETARY | NA | Control |
| BOSWELL, MICHAEL DALE | I | DIRECTOR / V.P. | NA | Control |
| BOSWELL, MICHAEL DALE | I | DIRECTOR / V.P. | NA | Control |
| BOSWELL, MICHAEL DALE | I | DIRECTOR | NA | Control |
| BOSWELL, MICHAEL, DALE | I | DIRECTOR | NA | Control |
| BOSWELL, MICHAEL, DALE | I | DIRECTOR | NA | Control |
| BOSWELL, MICHAEL, DALE | I | DIRECTOR | NA | Control |
| EULICH, JOHN FREEMAN | I | DIRECTOR | NA | Control |
| EULICH, JOHN FREEMAN | I | DIRECTOR | NA | Control |
| HOENER, DAVID EDWIN | I | DIRECTOR, PRESIDENT | NA | Control |
| HOENER, DAVID EDWIN | I | PRESIDENT | NA | Control |
| HOENER, DAVID EDWIN | I | PRESIDENT | NA | Control |
| HOENER, DAVID EDWIN | I | PRESIDENT | NA | Control |
| HOLLEMAN, ERIC DEBRUCH | I | VICE PRESIDENT | NA | Control |
| JOHNSON, WILLIAM RUSSELL | I | SENIOR VICE PRESIDENT/CFO | NA | Control |
| JOHNSON, WILLIAM RUSSELL | I | SENIOR VICE PRESIDENT/CFO | NA | Control |
| JOHNSON, WILLIAM RUSSELL | I | SENIOR VICE PRESIDENT/CFO | NA | Control |
| KENNEDY, KEITH WATKINS | I | DIRECTOR | NA | Control |
| KENNEDY, KEITH WATKINS | I | DIRECTOR | NA | Control |
| KENNEDY, KEITH WATKINS | I | DIRECTOR | NA | Control |
| KENNEDY, KEITH WATKINS | I | DIRECTOR | NA | Control |
| KENNEDY, KEITH WATKINS | I | DIRECTOR | NA | Control |
| KENNEDY, KEITH WATKINS | I | DIRECTOR | NA | Control |
| KENNEDY, KEITH WATKINS | I | DIRECTOR | NA | Control |
| LEHMANN, HAROLD WILLIAM | I | DIRECTOR | NA | Control |
| LEHMANN, HAROLD WILLIAM | I | DIRECTOR | NA | Control |
| LEHMANN, HAROLD WILLIAM | I | DIRECTOR | NA | Control |
| LEHMANN, HAROLD WILLIAM | I | DIRECTOR | NA | Control |
| LEHMANN, HAROLD WILLIAM | I | DIRECTOR | NA | Control |
| LEHMANN, HAROLD WILLIAM | I | DIRECTOR | NA | Control |
| LEHRMANN, HAROLD WILLIAM | I | DIRECTOR | NA | Control |
| MARTINDALE, GLORIA EULICH | I | PRESIDENT, DIRECTOR | NA | Control |
| MARTINDALE, GLORIA EULICH | I | PRESIDENT, DIRECTOR | NA | Control |
| MARTINDALE, GLORIA EULICH | I | DIRECTOR | NA | Control |
| MCWILLIAMS, JAMES RUSSELL | I | V.P., SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCWILLIAMS, JAMES RUSSELL | I | V.P., SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| PETERS, JANET ELIZABETH | I | VICE PRESIDENT | NA | Control |
| PETERS, JANET ELIZABETH | I | VICE PRESIDENT | NA | Control |
| STEVENSON, JOHN STANLEY II | I | VICE PRESIDENT | NA | Control |
| STEVENSON, JOHN STANLEY II | I | VICE PRESIDENT | NA | Control |
| WHEELER, TIMOTHY CRAIG | I | DIRECTOR, V.P., CFO | NA | Control |
| WHEELER, TIMOTHY CRAIG | I | DIRECTOR, V.P., CFO | NA | Control |
| WHEELER, TIMOTHY CRAIG | I | DIRECTOR, V.P., CFO | NA | Control |
| WHEELER, TIMOTHY CRAIG | I | SECRETARY/EVP | NA | Control |
| WHEELER, TIMOTHY CRAIG | I | SECRETARY/EVP | NA | Control |
| WHEELER, TIMOTHY CRAIG | I | SECRETARY/EVP | NA | |
| WHEELER, TIMOTHY CRAIG | I | SECRETARY | NA | |
| WHEELER, TIMOTHY CRAIG | I | SECRETARY | NA | |
| WHEELER, TIMOTHY CRAIG | I | SECRETARY | NA | |
| BELMONT FINANCIAL GROUP INC | DE | SHAREHOLDER/OWNER | E | Control |
| BELMONT FINANCIAL GROUP INC | DE | SHAREHOLDER/OWNER | E | Control |
| BELMONT FINANCIAL GROUP INC | DE | SHAREHOLDER/OWNER | E | Control |
| BELMONT FINANCIAL GROUP INC | DE | SHAREHOLDER/OWNER | E | Control |
| BELMONT TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| BELMONT TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| BELMONT TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| BELMONT TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| BELMONT TRUST COMPANY | DE | DIRECT OWNER | E | Control |
| BELMONT TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| BELMONT TRUST COMPANY | DE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BELMONT FINANCIAL GROUP, INC. | DE | BELMONT TRUST COMPANY | E | Control |
| BELMONT FINANCIAL GROUP, INC. | DE | BELMONT TRUST COMPANY | E | Control |
| BELMONT FINANCIAL GROUP, INC. | DE | BELMONT TRUST COMPANY | E | Control |
| BELMONT FINANCIAL GROUP, INC. | DE | BELMONT TRUST COMPANY | E | Control |
| BFG, INC. | DE | BELMONT TRUST | E | Control |
| BFG, INC. | DE | BELMONT TRUST | E | Control |
| BFG, INC. F/K/A DWFC INC | DE | BELMONT FINANCIAL GROUP | E | Control |
| BFG, INC. F/K/A DWFC INC | DE | BELMONT FINANCIAL GROUP | E | Control |
| BFG, INC. F/K/A DWFC INC | DE | BELMONT FINANCIAL GROUP | E | Control |
| DWFC INC | DE | BELMONT FINANCIAL GROUP | E | Control |
| DWFC INC | DE | BELMONT FINANCIAL GROUP | E | Control |
| DWFC INC | DE | BELMONT FINANCIAL GROUP | E | Control |
| EULICH, JOHN FREEMAN | I | BFG, INC. | E | Control |
| EULICH, JOHN FREEMAN | I | TC CAPITAL, INC. | E | Control |
| EULICH, JOHN FREEMAN | I | BFG, INC. | E | Control |
| EULICH, JOHN FREEMAN | I | BFG, INC. | E | Control |
| EULICH, JOHN FREEMAN | I | BFG, INC. | E | Control |
| EULICH, JOHN FREEMAN | I | BFG, INC. | E | Control |
| EULICH, JOHN FREEMAN | I | DWFC INC | E | Control |
| EULICH, JOHN FREEMAN | I | DWFC INC | E | Control |
| EULICH, JOHN FREEMAN | I | DWFC INC | E | Control |
| TC CAPITAL, INC. | DE | BELMONT TRUST | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (33)
AR AZ CA CO CT DC FL GA HI ID IL KS LA MD MI MO MS MT NC NE NM NV NY OH OK OR PA TN TX VA WA WI WV
Address
2999 TURTLE CREEK BLVD.DALLAS, TX 75219-6245
United States
Phone: 214-559-9752