INVESTEC PMG CAPITAL
CRD #18553 SEC #801-43942 WEST CONSHOHOCKEN, PA 610-260-6200
SEC Registered Broker-Dealer
Total AUM
$117.4M
Discretionary
$107.9M
Employees
51
Clients
251
Accounts
292
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Oct 1, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWLER, MARY ELIZABETH | I | MANAGING DIRECTOR AND SECRETARY | NA | Control |
| BOWLER, MARY ELIZABETH | I | MANAGING DIRECTOR AND SECRETARY | NA | Control |
| CAMPBELL, FRANK JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| CAMPBELL, FRANK JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| HANSEN, RICHARD ARNOLD MR | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HANSEN, RICHARD ARNOLD MR | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| RAWLINGS, PETER SAYRES | I | MANAGING DIRECTOR | NA | Control |
| RAWLINGS, PETER SAYRES | I | MANAGING DIRECTOR | NA | Control |
| SEGALL, MARK B | I | EXECUTIVE VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| SEGALL, MARK B | I | EXECUTIVE VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| SIMON, LINDA DAHMS | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| SIMON, LINDA DAHMS | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| SOLOMON, STEPHEN DEREK | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SOLOMON, STEPHEN DEREK | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| PMG GROUP, INC. | DE | PARENT COMPANY | E | |
| PMG GROUP, INC. | DE | PARENT COMPANY | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GIBRALTAR | FE | INVESTEC USA HOLDINGS CORP | E | Control |
| GIBRALTAR | FE | INVESTEC USA HOLDINGS CORP | E | Control |
| INVESTEC GROUP LIMITED | FE | GIBRALTAR | E | Control |
| INVESTEC GROUP LIMITED | FE | GIBRALTAR | E | Control |
| INVESTEC PMG HOLDINGS, CORP. | DE | PMG GROUP INC. | E | Control |
| INVESTEC PMG HOLDINGS, CORP. | DE | PMG GROUP INC. | E | Control |
| INVESTEC USA HOLDINGS CORP. | DE | INVESTEC PMG HOLDINGS, CORP. | E | Control |
| INVESTEC USA HOLDINGS CORP. | DE | INVESTEC PMG HOLDINGS, CORP. | E | Control |
| INVESTEC HOLDINGS LIMITED | FE | INVESTEC GROUP LIMITED | D | Control |
| INVESTEC HOLDINGS LIMITED | FE | INVESTEC GROUP LIMITED | D | Control |
Registrations
Federal
IA
Oct 1, 2001 REGISTERED
Notice Filings (8)
CA DE FL IL MD NJ NY TX
Address
FOUR FALLS CORPORATE CENTERWEST CONSHOHOCKEN, PA 19428-2961
USA
Phone: 610-260-6200