ALLIANCE ADVISORY & SECURITIES, LLC
CRD #18835 SEC #801-67105 WESTLAKE VILLAGE, CA 805-371-8020
SEC Registered
Total AUM
$639.4M
Discretionary
$341.2M
Employees
25
Clients
251
Accounts
2,728
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $639.4M | $341.2M | $298.2M | 25 | 698 |
| Mar 2025 | $639.4M | $341.2M | $298.2M | 25 | 698 |
| Jun 2024 | $608.4M | $329.5M | $278.8M | 25 | 698 |
| Apr 2024 | $608.4M | $329.5M | $278.8M | 25 | 698 |
| Mar 2024 | $608.4M | $329.5M | $278.8M | 25 | 698 |
| Nov 2023 | $454.4M | $205.4M | $249M | 25 | 499 |
| Oct 2023 | $454.4M | $205.4M | $249M | 25 | 499 |
| Apr 2023 | $454.4M | $205.4M | $249M | 20 | 499 |
| Mar 2023 | $454.4M | $205.4M | $249M | 20 | 499 |
| Mar 2023 | $454.4M | $205.4M | $249M | 20 | 499 |
| Dec 2022 | $357M | $202.5M | $154.5M | 22 | 458 |
| Oct 2022 | $357M | $202.5M | $154.5M | 22 | 458 |
| Jun 2022 | $357M | $202.5M | $154.5M | 22 | 458 |
| Apr 2022 | $357M | $202.5M | $154.5M | 21 | 458 |
| Mar 2022 | $357M | $202.5M | $154.5M | 21 | 458 |
| Mar 2022 | $404.3M | $199.1M | $205.2M | 21 | 435 |
| Feb 2022 | $404.3M | $199.1M | $205.2M | 20 | 435 |
| Feb 2022 | $404.3M | $199.1M | $205.2M | 21 | 435 |
| Sep 2021 | $404.3M | $199.1M | $205.2M | 20 | 435 |
| Dec 2020 | $321.2M | $145M | $176.2M | 18 | 392 |
| Oct 2020 | $321.2M | $145M | $176.2M | 18 | 392 |
| Sep 2020 | $321.2M | $145M | $176.2M | 18 | 392 |
| Jun 2020 | $245.1M | $123.2M | $121.9M | 20 | 391 |
| May 2020 | $245.1M | $123.2M | $121.9M | 20 | 391 |
| Sep 2019 | $245.1M | $123.2M | $121.9M | 20 | 391 |
| Jul 2019 | $217.8M | $121.8M | $95.9M | 16 | 367 |
| Sep 2018 | $217.8M | $121.8M | $95.9M | 16 | 367 |
| Sep 2017 | $201.5M | $99.6M | $101.9M | 16 | 300 |
| Oct 2016 | $208.2M | $92.3M | $116M | 15 | 300 |
| Sep 2016 | $208.2M | $92.3M | $116M | 15 | 300 |
| Sep 2015 | $198.6M | $84.9M | $113.7M | 15 | 300 |
| Sep 2014 | $163.7M | $108.3M | $55.4M | 12 | 300 |
| Dec 2013 | $208.9M | $125.8M | $83.1M | 17 | 300 |
| Oct 2013 | $208.9M | $125.8M | $83.1M | 17 | 300 |
| Sep 2013 | $208.9M | $125.8M | $83.1M | 17 | 300 |
| May 2013 | $191.3M | $94.8M | $96.5M | 14 | 300 |
| Apr 2013 | $191.3M | $94.8M | $96.5M | 14 | 300 |
| Nov 2012 | $191.3M | $94.8M | $96.5M | 14 | 300 |
| Aug 2012 | $191.3M | $94.8M | $96.5M | 11 | 300 |
| Sep 2010 | $218M | $65M | $153M | -- | -- |
| Feb 2008 | $212.4M | $41.4M | $171M | -- | -- |
| Dec 2007 | $212.4M | $41.4M | $171M | -- | -- |
| Aug 2007 | $41.4M | $41.4M | $0 | -- | -- |
| Apr 2007 | $38M | $38M | $0 | -- | -- |
DateMar 2025
Total AUM$639.4M
Discretionary$341.2M
Non-Disc.$298.2M
Employees25
Clients698
DateMar 2025
Total AUM$639.4M
Discretionary$341.2M
Non-Disc.$298.2M
Employees25
Clients698
DateJun 2024
Total AUM$608.4M
Discretionary$329.5M
Non-Disc.$278.8M
Employees25
Clients698
DateApr 2024
Total AUM$608.4M
Discretionary$329.5M
Non-Disc.$278.8M
Employees25
Clients698
DateMar 2024
Total AUM$608.4M
Discretionary$329.5M
Non-Disc.$278.8M
Employees25
Clients698
DateNov 2023
Total AUM$454.4M
Discretionary$205.4M
Non-Disc.$249M
Employees25
Clients499
DateOct 2023
Total AUM$454.4M
Discretionary$205.4M
Non-Disc.$249M
Employees25
Clients499
DateApr 2023
Total AUM$454.4M
Discretionary$205.4M
Non-Disc.$249M
Employees20
Clients499
DateMar 2023
Total AUM$454.4M
Discretionary$205.4M
Non-Disc.$249M
Employees20
Clients499
DateMar 2023
Total AUM$454.4M
Discretionary$205.4M
Non-Disc.$249M
Employees20
Clients499
DateDec 2022
Total AUM$357M
Discretionary$202.5M
Non-Disc.$154.5M
Employees22
Clients458
DateOct 2022
Total AUM$357M
Discretionary$202.5M
Non-Disc.$154.5M
Employees22
Clients458
DateJun 2022
Total AUM$357M
Discretionary$202.5M
Non-Disc.$154.5M
Employees22
Clients458
DateApr 2022
Total AUM$357M
Discretionary$202.5M
Non-Disc.$154.5M
Employees21
Clients458
DateMar 2022
Total AUM$357M
Discretionary$202.5M
Non-Disc.$154.5M
Employees21
Clients458
DateMar 2022
Total AUM$404.3M
Discretionary$199.1M
Non-Disc.$205.2M
Employees21
Clients435
DateFeb 2022
Total AUM$404.3M
Discretionary$199.1M
Non-Disc.$205.2M
Employees20
Clients435
DateFeb 2022
Total AUM$404.3M
Discretionary$199.1M
Non-Disc.$205.2M
Employees21
Clients435
DateSep 2021
Total AUM$404.3M
Discretionary$199.1M
Non-Disc.$205.2M
Employees20
Clients435
DateDec 2020
Total AUM$321.2M
Discretionary$145M
Non-Disc.$176.2M
Employees18
Clients392
DateOct 2020
Total AUM$321.2M
Discretionary$145M
Non-Disc.$176.2M
Employees18
Clients392
DateSep 2020
Total AUM$321.2M
Discretionary$145M
Non-Disc.$176.2M
Employees18
Clients392
DateJun 2020
Total AUM$245.1M
Discretionary$123.2M
Non-Disc.$121.9M
Employees20
Clients391
DateMay 2020
Total AUM$245.1M
Discretionary$123.2M
Non-Disc.$121.9M
Employees20
Clients391
DateSep 2019
Total AUM$245.1M
Discretionary$123.2M
Non-Disc.$121.9M
Employees20
Clients391
DateJul 2019
Total AUM$217.8M
Discretionary$121.8M
Non-Disc.$95.9M
Employees16
Clients367
DateSep 2018
Total AUM$217.8M
Discretionary$121.8M
Non-Disc.$95.9M
Employees16
Clients367
DateSep 2017
Total AUM$201.5M
Discretionary$99.6M
Non-Disc.$101.9M
Employees16
Clients300
DateOct 2016
Total AUM$208.2M
Discretionary$92.3M
Non-Disc.$116M
Employees15
Clients300
DateSep 2016
Total AUM$208.2M
Discretionary$92.3M
Non-Disc.$116M
Employees15
Clients300
DateSep 2015
Total AUM$198.6M
Discretionary$84.9M
Non-Disc.$113.7M
Employees15
Clients300
DateSep 2014
Total AUM$163.7M
Discretionary$108.3M
Non-Disc.$55.4M
Employees12
Clients300
DateDec 2013
Total AUM$208.9M
Discretionary$125.8M
Non-Disc.$83.1M
Employees17
Clients300
DateOct 2013
Total AUM$208.9M
Discretionary$125.8M
Non-Disc.$83.1M
Employees17
Clients300
DateSep 2013
Total AUM$208.9M
Discretionary$125.8M
Non-Disc.$83.1M
Employees17
Clients300
DateMay 2013
Total AUM$191.3M
Discretionary$94.8M
Non-Disc.$96.5M
Employees14
Clients300
DateApr 2013
Total AUM$191.3M
Discretionary$94.8M
Non-Disc.$96.5M
Employees14
Clients300
DateNov 2012
Total AUM$191.3M
Discretionary$94.8M
Non-Disc.$96.5M
Employees14
Clients300
DateAug 2012
Total AUM$191.3M
Discretionary$94.8M
Non-Disc.$96.5M
Employees11
Clients300
DateSep 2010
Total AUM$218M
Discretionary$65M
Non-Disc.$153M
Employees--
Clients--
DateFeb 2008
Total AUM$212.4M
Discretionary$41.4M
Non-Disc.$171M
Employees--
Clients--
DateDec 2007
Total AUM$212.4M
Discretionary$41.4M
Non-Disc.$171M
Employees--
Clients--
DateAug 2007
Total AUM$41.4M
Discretionary$41.4M
Non-Disc.$0
Employees--
Clients--
DateApr 2007
Total AUM$38M
Discretionary$38M
Non-Disc.$0
Employees--
Clients--