MID-ATLANTIC SECURITIES, INC.
CRD #18836 SEC #801-112068 RALEIGH, NC 919-783-7787
SEC Registered Broker-Dealer Disclosures
Total AUM
$380.2M
Discretionary
$208.5M
Employees
25
Clients
1
Accounts
949
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2022 | $380.2M | $208.5M | $171.7M | 25 | 5 |
| Aug 2022 | $380.2M | $208.5M | $171.7M | 25 | 5 |
| Jan 2022 | $380.2M | $208.5M | $171.7M | 25 | 5 |
| Jan 2022 | $265M | $119M | $146M | 25 | 5 |
| Jul 2021 | $265M | $119M | $146M | 25 | 5 |
| Jun 2021 | $265M | $119M | $146M | 25 | 5 |
| May 2021 | $265M | $119M | $146M | 25 | 5 |
| Mar 2021 | $265M | $119M | $146M | 25 | 5 |
| Mar 2021 | $265M | $119M | $146M | 25 | 5 |
| Feb 2021 | $194.4M | $95.7M | $98.7M | 30 | 5 |
| Aug 2020 | $194.4M | $95.7M | $98.7M | 30 | 5 |
| Jul 2020 | $194.4M | $95.7M | $98.7M | 30 | 5 |
| Jun 2020 | $194.4M | $95.7M | $98.7M | 30 | 5 |
| Mar 2020 | $194.4M | $95.7M | $98.7M | 30 | 5 |
| Dec 2019 | $131.1M | $81.8M | $49.3M | 30 | 5 |
| Jul 2019 | $131.1M | $81.8M | $49.3M | 30 | 5 |
| Jun 2019 | $131.1M | $81.8M | $49.3M | 30 | 5 |
| May 2019 | $131.1M | $81.8M | $49.3M | 30 | 5 |
| Apr 2019 | $131.1M | $81.8M | $49.3M | 30 | 5 |
| Apr 2019 | $131.1M | $81.8M | $49.3M | 30 | 5 |
| Mar 2019 | $131.1M | $81.8M | $49.3M | 30 | 5 |
| Jan 2019 | $114.9M | $71.8M | $43.1M | 30 | 5 |
| Sep 2018 | $114.9M | $71.8M | $43.1M | 30 | 5 |
| May 2018 | $114.9M | $71.8M | $43.1M | 30 | 5 |
| Apr 2018 | $114.9M | $71.8M | $43.1M | 30 | 5 |
| Feb 2018 | $114.9M | $71.8M | $43.1M | 30 | 5 |
| Nov 2017 | $103.7M | $71.5M | $32.1M | 30 | 5 |
| Oct 2017 | $103.7M | $71.5M | $32.1M | 30 | 5 |
| Jun 2012 | $52.4M | $52.4M | $0 | 11 | 200 |
| Jun 2012 | $52.4M | $52.4M | $0 | 11 | 200 |
| Jun 2012 | $52.4M | $52.4M | $0 | 11 | 200 |
| Feb 2012 | $52.4M | $52.4M | $0 | 11 | 200 |
| Feb 2012 | $52.4M | $52.4M | $0 | 11 | 200 |
| Jan 2012 | $52.4M | $52.4M | $0 | 11 | 200 |
| Jan 2012 | $52.4M | $52.4M | $0 | 11 | 200 |
| Jan 2012 | $52.4M | $52.4M | $0 | 11 | 200 |
| Jan 2012 | $52.4M | $52.4M | $0 | 11 | 200 |
| Jan 2012 | $52.4M | $52.4M | $0 | 11 | 200 |
| Apr 2011 | $41.6M | $41.6M | $0 | -- | -- |
| Mar 2011 | $41.6M | $41.6M | $0 | -- | -- |
| Mar 2011 | $30.8M | $30.8M | $0 | -- | -- |
| Sep 2010 | $30.8M | $30.8M | $0 | -- | -- |
| Aug 2010 | $30.8M | $30.8M | $0 | -- | -- |
| Jul 2010 | $30.8M | $30.8M | $0 | -- | -- |
| Jul 2010 | $30.8M | $30.8M | $0 | -- | -- |
| Apr 2010 | $30.8M | $30.8M | $0 | -- | -- |
| Mar 2010 | $30.8M | $30.8M | $0 | -- | -- |
| Oct 2009 | $21.6M | $21.6M | $0 | -- | -- |
| Sep 2009 | $21.6M | $21.6M | $0 | -- | -- |
| May 2009 | $21.6M | $21.6M | $0 | -- | -- |
| May 2009 | $21.6M | $21.6M | $0 | -- | -- |
| Apr 2009 | $21.6M | $21.6M | $0 | -- | -- |
| Apr 2009 | $21.6M | $21.6M | $0 | -- | -- |
| Mar 2009 | $21.6M | $21.6M | $0 | -- | -- |
DateAug 2022
Total AUM$380.2M
Discretionary$208.5M
Non-Disc.$171.7M
Employees25
Clients5
DateAug 2022
Total AUM$380.2M
Discretionary$208.5M
Non-Disc.$171.7M
Employees25
Clients5
DateJan 2022
Total AUM$380.2M
Discretionary$208.5M
Non-Disc.$171.7M
Employees25
Clients5
DateJan 2022
Total AUM$265M
Discretionary$119M
Non-Disc.$146M
Employees25
Clients5
DateJul 2021
Total AUM$265M
Discretionary$119M
Non-Disc.$146M
Employees25
Clients5
DateJun 2021
Total AUM$265M
Discretionary$119M
Non-Disc.$146M
Employees25
Clients5
DateMay 2021
Total AUM$265M
Discretionary$119M
Non-Disc.$146M
Employees25
Clients5
DateMar 2021
Total AUM$265M
Discretionary$119M
Non-Disc.$146M
Employees25
Clients5
DateMar 2021
Total AUM$265M
Discretionary$119M
Non-Disc.$146M
Employees25
Clients5
DateFeb 2021
Total AUM$194.4M
Discretionary$95.7M
Non-Disc.$98.7M
Employees30
Clients5
DateAug 2020
Total AUM$194.4M
Discretionary$95.7M
Non-Disc.$98.7M
Employees30
Clients5
DateJul 2020
Total AUM$194.4M
Discretionary$95.7M
Non-Disc.$98.7M
Employees30
Clients5
DateJun 2020
Total AUM$194.4M
Discretionary$95.7M
Non-Disc.$98.7M
Employees30
Clients5
DateMar 2020
Total AUM$194.4M
Discretionary$95.7M
Non-Disc.$98.7M
Employees30
Clients5
DateDec 2019
Total AUM$131.1M
Discretionary$81.8M
Non-Disc.$49.3M
Employees30
Clients5
DateJul 2019
Total AUM$131.1M
Discretionary$81.8M
Non-Disc.$49.3M
Employees30
Clients5
DateJun 2019
Total AUM$131.1M
Discretionary$81.8M
Non-Disc.$49.3M
Employees30
Clients5
DateMay 2019
Total AUM$131.1M
Discretionary$81.8M
Non-Disc.$49.3M
Employees30
Clients5
DateApr 2019
Total AUM$131.1M
Discretionary$81.8M
Non-Disc.$49.3M
Employees30
Clients5
DateApr 2019
Total AUM$131.1M
Discretionary$81.8M
Non-Disc.$49.3M
Employees30
Clients5
DateMar 2019
Total AUM$131.1M
Discretionary$81.8M
Non-Disc.$49.3M
Employees30
Clients5
DateJan 2019
Total AUM$114.9M
Discretionary$71.8M
Non-Disc.$43.1M
Employees30
Clients5
DateSep 2018
Total AUM$114.9M
Discretionary$71.8M
Non-Disc.$43.1M
Employees30
Clients5
DateMay 2018
Total AUM$114.9M
Discretionary$71.8M
Non-Disc.$43.1M
Employees30
Clients5
DateApr 2018
Total AUM$114.9M
Discretionary$71.8M
Non-Disc.$43.1M
Employees30
Clients5
DateFeb 2018
Total AUM$114.9M
Discretionary$71.8M
Non-Disc.$43.1M
Employees30
Clients5
DateNov 2017
Total AUM$103.7M
Discretionary$71.5M
Non-Disc.$32.1M
Employees30
Clients5
DateOct 2017
Total AUM$103.7M
Discretionary$71.5M
Non-Disc.$32.1M
Employees30
Clients5
DateJun 2012
Total AUM$52.4M
Discretionary$52.4M
Non-Disc.$0
Employees11
Clients200
DateJun 2012
Total AUM$52.4M
Discretionary$52.4M
Non-Disc.$0
Employees11
Clients200
DateJun 2012
Total AUM$52.4M
Discretionary$52.4M
Non-Disc.$0
Employees11
Clients200
DateFeb 2012
Total AUM$52.4M
Discretionary$52.4M
Non-Disc.$0
Employees11
Clients200
DateFeb 2012
Total AUM$52.4M
Discretionary$52.4M
Non-Disc.$0
Employees11
Clients200
DateJan 2012
Total AUM$52.4M
Discretionary$52.4M
Non-Disc.$0
Employees11
Clients200
DateJan 2012
Total AUM$52.4M
Discretionary$52.4M
Non-Disc.$0
Employees11
Clients200
DateJan 2012
Total AUM$52.4M
Discretionary$52.4M
Non-Disc.$0
Employees11
Clients200
DateJan 2012
Total AUM$52.4M
Discretionary$52.4M
Non-Disc.$0
Employees11
Clients200
DateJan 2012
Total AUM$52.4M
Discretionary$52.4M
Non-Disc.$0
Employees11
Clients200
DateApr 2011
Total AUM$41.6M
Discretionary$41.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$41.6M
Discretionary$41.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$30.8M
Discretionary$30.8M
Non-Disc.$0
Employees--
Clients--
DateSep 2010
Total AUM$30.8M
Discretionary$30.8M
Non-Disc.$0
Employees--
Clients--
DateAug 2010
Total AUM$30.8M
Discretionary$30.8M
Non-Disc.$0
Employees--
Clients--
DateJul 2010
Total AUM$30.8M
Discretionary$30.8M
Non-Disc.$0
Employees--
Clients--
DateJul 2010
Total AUM$30.8M
Discretionary$30.8M
Non-Disc.$0
Employees--
Clients--
DateApr 2010
Total AUM$30.8M
Discretionary$30.8M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$30.8M
Discretionary$30.8M
Non-Disc.$0
Employees--
Clients--
DateOct 2009
Total AUM$21.6M
Discretionary$21.6M
Non-Disc.$0
Employees--
Clients--
DateSep 2009
Total AUM$21.6M
Discretionary$21.6M
Non-Disc.$0
Employees--
Clients--
DateMay 2009
Total AUM$21.6M
Discretionary$21.6M
Non-Disc.$0
Employees--
Clients--
DateMay 2009
Total AUM$21.6M
Discretionary$21.6M
Non-Disc.$0
Employees--
Clients--
DateApr 2009
Total AUM$21.6M
Discretionary$21.6M
Non-Disc.$0
Employees--
Clients--
DateApr 2009
Total AUM$21.6M
Discretionary$21.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$21.6M
Discretionary$21.6M
Non-Disc.$0
Employees--
Clients--