D.B. ROOT & COMPANY, LLC
CRD #188512 SEC #801-106632 PITTSBURGH, PA 412-227-2800
SEC Registered
Total AUM
$829.8M
Discretionary
$829.8M
Employees
20
Clients
251
Accounts
2,536
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF OPERATING OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| AROESTY, MICHAEL, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Chen, Richard, Leeway | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANDUCCI, JODI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANDUCCI, JODI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANDUCCI, JODI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANDUCCI, JODI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANDUCCI, JODI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANDUCCI, JODI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OSTROWSKI, HEATHER, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | NA | Control |
| ROOT, JESSE, B | I | CHIEF OPERATING OFFICER | NA | Control |
| ROOT, JESSE, B | I | CHIEF OPERATING OFFICER | NA | Control |
| ROOT, JESSE, B | I | CHIEF OPERATING OFFICER | NA | Control |
| ROOT, JESSE, B | I | CHIEF OPERATING OFFICER | NA | Control |
| ROOT, JESSE, B | I | CHIEF OPERATING OFFICER | NA | Control |
| ROOT, JESSE, B | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARNICH, DANA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZARNICH, DANA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZARNICH, DANA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZARNICH, DANA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZARNICH, DANA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZARNICH, DANA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZARNICH, DANA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZARNICH, DANA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZARNICH, DANA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZARNICH, DANA, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| D.B. ROOT MANAGEMENT, INC. | DE | PARENT HOLDING COMPANY | E | Control |
| ROOT, DAVID, BOND | I | MANAGING MEMBER | E | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | E | Control |
| ROOT, DAVID, BOND | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HOFFMAN, DAVID, W | I | MEMBER | B | Control |
| HOFFMAN, DAVID, W | I | VICE PRESIDENT | B | Control |
| HOFFMANN, DAVID, WARREN | I | VICE PRESIDENT | B | Control |
| HOFFMANN, DAVID, WARREN | I | VICE PRESIDENT | B | Control |
| HOFFMANN, DAVID, WARREN | I | VICE PRESIDENT | B | Control |
| HOFFMANN, DAVID, WARREN | I | VICE PRESIDENT | B | Control |
| HOFFMANN, DAVID, WARREN | I | VICE PRESIDENT | B | Control |
| HOFFMANN, DAVID, WARREN | I | VICE PRESIDENT | B | Control |
| HOFFMANN, DAVID, WARREN | I | VICE PRESIDENT | B | Control |
| STOUT, CHARLES, JANSSENS | I | MEMBER | A | Control |
| STOUT, CHARLES, JANSSENS | I | PRESIDENT | A | Control |
| STOUT, CHARLES, JANSSENS | I | PRESIDENT | A | Control |
| STOUT, CHARLES, JANSSENS | I | PRESIDENT | A | Control |
| STOUT, CHARLES, JANSSENS | I | PRESIDENT | A | Control |
| STOUT, CHARLES, JANSSENS | I | PRESIDENT | A | Control |
| STOUT, CHARLES, JANSSENS | I | SHAREHOLDER | A | |
| STOUT, CHARLES, JANSSENS | I | SHAREHOLDER | A | |
| STOUT, CHARLES, JANSSENS | I | PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DBR MANAGEMENT CO., INC. | DE | D.B. ROOT & COMPANY, LLC | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | DBR MANAGEMENT CO., INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
| ROOT, DAVID, BOND | I | D.B. ROOT MANAGEMENT, INC. | E | Control |
Registrations
Federal
IA
Nov 5, 2025 REGISTERED
Notice Filings (21)
CA CO FL GA IL LA MA MD MI NC NE NH NJ NY OH PA SC TN TX VA WV
Address
436 SEVENTH AVENUESUITE 2800
PITTSBURGH, PA 15219
United States
Phone: 412-227-2800