DOMINARI SECURITIES LLC
CRD #18975 SEC #801-78295 NEW YORK, NY 212-393-4500
SEC Registered Broker-Dealer
Total AUM
$41.6M
Discretionary
$11.1M
Employees
11
Clients
10
Accounts
235
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | INTERIM CEO/PRESIDENT, CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | INTERIM CEO/PRESIDENT, CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | Control |
| ACHZET, DAVID EDWARD | I | CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | Control |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CAMPBELL, ROBERT | I | FINOP AND PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | NA | |
| CIANCARELLI, STEPHEN VINCENT | I | FINOP | NA | Control |
| CIANCARELLI, STEPHEN VINCENT | I | FINOP | NA | Control |
| CIANCARELLI, STEPHEN VINCENT | I | FINOP | NA | Control |
| CIANCARELLI, STEPHEN VINCENT | I | FINOP | NA | Control |
| CIANCARELLI, STEPHEN VINCENT | I | FINOP | NA | Control |
| COOKE, MARY MARGARET | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | |
| COOKE, MARY MARGARET | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| COOKE, MARY MARGARET | I | CHIEF COMPLIANCE OFFICER, ROSFP, MUNICIPAL PRINCIPAL | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT, CEO | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT, CEO | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT, CEO | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT, CEO | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT, CEO | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT, CEO | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT, CEO | NA | Control |
| DELAURA, CHRISTOPHER JAMES | I | PRESIDENT, CEO | NA | Control |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| FULVIO, GENNARO JOHN | I | FINOP | NA | |
| HOLLAND, HARRY RUSSELL | I | CHAIRMAN | NA | Control |
| HOLLAND, HARRY RUSSELL | I | CHAIRMAN | NA | Control |
| HOLLAND, HARRY RUSSELL | I | CHAIRMAN | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| JOHNSTON, TIMOTHY EDWARD | I | PRINCIPAL FINANCIAL OFFICER, FINOP | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL, AML OFFICER | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| KUMMERFELD, HANS LINDSEY | I | ROSFP,CCO,VP EQUITY SALES, MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LAWLOR, WILLIAM L | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | PRESIDENT AND CEO | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | PRESIDENT AND CEO | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | PRESIDENT AND CEO | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | PRESIDENT AND CEO | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | PRESIDENT AND CEO | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | PRESIDENT AND CEO | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | PRESIDENT AND CEO | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT SCOTT | I | CHAIRMAN | NA | Control |
| MAYBERRY, CATHY LOUISE | I | DIRECTOR OF OPERATIONS | NA | |
| MAYBERRY, CATHY LOUISE | I | DIRECTOR OF OPERATIONS | NA | |
| MAYBERRY, CATHY LOUISE | I | DIRECTOR OF OPERATIONS | NA | |
| MAYBERRY, CATHY LOUISE | I | DIRECTOR OF OPERATIONS | NA | |
| MAYBERRY, CATHY LOUISE | I | DIRECTOR OF OPERATIONS | NA | |
| MAYBERRY, CATHY LOUISE | I | DIRECTOR OF OPERATIONS | NA | |
| MAYBERRY, CATHY LOUISE | I | DIRECTOR OF OPERATIONS | NA | |
| MAYBERRY, CATHY LOUISE | I | DIRECTOR OF OPERATIONS | NA | |
| MAYBERRY, CATHY LOUISE | I | DIRECTOR OF OPERATIONS | NA | |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MAYBERRY, CATHY LOUISE | I | OPERATIONS DIRECTOR | NA | Control |
| MERCADO, JAIME | I | CHIEF COMPLIANCE OFFICER, AMLCO | NA | Control |
| MERCADO, JAIME | I | CHIEF COMPLIANCE OFFICER, AMLCO | NA | Control |
| MERCADO, JAIME | I | CHIEF COMPLIANCE OFFICER, AMLCO | NA | Control |
| MERCADO, JAIME | I | CHIEF COMPLIANCE OFFICER, AMLCO | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT IVES | I | CEO/PRESIDENT | NA | Control |
| NOAH, SCOTT IVES | I | INTERIM CEO/PRESIDENT | NA | Control |
| NOAH, SCOTT IVES | I | INTERIM CEO/PRESIDENT | NA | Control |
| NOAH, SCOTT IVES | I | CEO/PRESIDENT | NA | Control |
| NOAH, SCOTT IVES | I | CEO/PRESIDENT | NA | Control |
| PALAZZETTI, JOHN | I | PRESIDENT | NA | Control |
| PALAZZETTI, JOHN | I | PRESIDENT | NA | Control |
| PALAZZETTI, JOHN | I | PRESIDENT | NA | Control |
| PALAZZETTI, JOHN | I | PRESIDENT | NA | Control |
| PALAZZETTI, JOHN | I | PRESIDENT | NA | Control |
| PALAZZETTI, JOHN | I | PRESIDENT | NA | Control |
| PALAZZETTI, JOHN | I | PRESIDENT | NA | Control |
| PALAZZETTI, JOHN | I | PRESIDENT | NA | Control |
| PALAZZETTI, JOHN | I | PRESIDENT | NA | Control |
| THORNTON, STEVEN LEE | I | CCO | NA | Control |
| THORNTON, STEVEN LEE | I | CCO | NA | Control |
| THORNTON, STEVEN LEE | I | CCO | NA | Control |
| WOOL, KYLE MICHAEL | I | CEO/ PRESIDENT | NA | Control |
| WOOL, KYLE MICHAEL | I | CEO/ PRESIDENT | NA | Control |
| WOOL, KYLE MICHAEL | I | CEO/ PRESIDENT | NA | Control |
| WOOL, KYLE MICHAEL | I | CEO/ PRESIDENT | NA | Control |
| WOOL, KYLE MICHAEL | I | CEO/ PRESIDENT | NA | Control |
| WOOL, KYLE MICHAEL | I | CEO/ PRESIDENT | NA | Control |
| WOOL, KYLE MICHAEL | I | CEO/ PRESIDENT | NA | Control |
| DOMINARI FINANCIAL INC. | DE | OWNER | E | Control |
| DOMINARI FINANCIAL INC. | DE | OWNER | E | Control |
| DOMINARI FINANCIAL, INC. | DE | OWNER | E | Control |
| DOMINARI FINANCIAL, INC. | DE | OWNER | E | Control |
| DOMINARI FINANCIAL, INC. | DE | OWNER | E | Control |
| DOMINARI FINANCIAL, INC. | DE | OWNER | E | Control |
| DOMINARI FINANCIAL, INC. | DE | OWNER | E | Control |
| DOMINARI FINANCIAL, INC. | DE | OWNER | E | Control |
| DOMINARI FINANCIAL, INC. | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | OWNER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | MEMBER | E | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CEO/EXECUTIVE CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CHAIRMAN | A | Control |
| TULLY, TIMOTHY J | I | CHAIRMAN | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DOMINARI HOLDINGS INC. | DE | DOMINARI FINANCIAL INC. | E | Control |
| DOMINARI HOLDINGS INC. | DE | DOMINARI FINANCIAL INC. | E | Control |
| DOMINARI HOLDINGS INC. | DE | DOMINARI FINANCIAL INC. | E | Control |
| DOMINARI HOLDINGS INC. | DE | DOMINARI FINANCIAL INC. | E | Control |
| DOMINARI HOLDINGS INC. | DE | DOMINARI FINANCIAL INC. | E | Control |
| DOMINARI HOLDINGS INC. | DE | DOMINARI FINANCIAL INC. | E | Control |
| DOMINARI HOLDINGS INC. | DE | DOMINARI FINANCIAL INC. | E | Control |
| DOMINARI HOLDINGS INC. | DE | DOMINARI FINANCIAL INC. | E | Control |
| FIELDPOINT PRIVATE HOLDINGS | DE | FIELDPOINT PRIVATE BANK & TRUST | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
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United States
Phone: 212-393-4500