ROBERTS & RYAN INVESTMENTS INC.
CRD #19456 SEC #801-113965 NEW YORK, NY 646-542-0017
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
12
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 10, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEDVA, DANIEL JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL WALTER | I | REGISTERED REPRESENTATIVE | NA | |
| R&R PRINCIPALS HOLDING COMPANY, LLC | DE | ENTITY | C | Control |
| DOBBINS, JOHN FITZPATRICK | I | NA | B | |
| NIEMIE, JAMES MONROE | I | CEO | B | Control |
| ODONNELL, GERALD JOHN | I | SENIOR MANAGING DIRECTOR | B | Control |
| R&R PARTNERS HOLDING COMPANY, LLC | DE | ENTITY | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RATHJEN, BRIAN ALBERT | I | R&R PRINCIPALS HOLDING CO, LLC | C | Control |
Registrations
Federal
IA
Aug 10, 2018 REGISTERED
Notice Filings (1)
NY
Address
39 BROADWAY, 16TH FLOORSTE 1640
NEW YORK, NY 10006
United States
Phone: 646-542-0017