FIRST WESTERN SECURITIES, INC.
CRD #19537 SEC #801-70430 HURST, TX 817-553-1492
SEC Registered Broker-Dealer
Total AUM
$47.4M
Discretionary
$47.4M
Employees
6
Clients
0
Accounts
356
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- May 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FERGUSON, RANDAL EARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, RANDAL EARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, RANDAL EARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, RANDAL EARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, RANDAL EARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, RANDAL EARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, RANDAL EARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, RANDAL EARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, RANDAL EARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, RANDAL EARL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KILPATRICK, BRYAN CRAIG | I | CFO/FOP | NA | |
| KILPATRICK, BRYAN CRAIG | I | CFO/FOP | NA | |
| KILPATRICK, BRYAN CRAIG | I | CFO/FOP | NA | |
| KILPATRICK, BRYAN CRAIG | I | CFO/FOP | NA | |
| KILPATRICK, BRYAN CRAIG | I | CFO/FOP | NA | |
| KILPATRICK, BRYAN CRAIG | I | CFO/FOP | NA | |
| KILPATRICK, BRYAN CRAIG | I | CFO/FOP | NA | |
| KILPATRICK, BRYAN CRAIG | I | CFO/FOP | NA | |
| KILPATRICK, BRYAN CRAIG | I | CFO/FOP | NA | |
| KILPATRICK, BRYAN CRAIG | I | CFO/FOP | NA | |
| FIRST WESTERN SECURITIES VOTING TRUST | DE | VOTING TRUST | E | Control |
| FIRST WESTERN SECURITIES VOTING TRUST | DE | VOTING TRUST | E | Control |
| FIRST WESTERN SECURITIES VOTING TRUST | DE | VOTING TRUST | E | Control |
| FIRST WESTERN SECURITIES VOTING TRUST | DE | VOTING TRUST | E | Control |
| FIRST WESTERN SECURITIES VOTING TRUST | DE | VOTING TRUST | E | Control |
| FIRST WESTERN SECURITIES VOTING TRUST | DE | VOTING TRUST | E | Control |
| FIRST WESTERN SECURITIES VOTING TRUST | DE | VOTING TRUST | E | Control |
| FIRST WESTERN SECURITIES VOTING TRUST | DE | VOTING TRUST | E | Control |
| FIRST WESTERN SECURITIES VOTING TRUST | DE | VOTING TRUST | E | Control |
| FIRST WESTERN SECURITIES VOTING TRUST | DE | VOTING TRUST | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FERGUSON, RANDAL EARL | I | FIRST WESTERN SECURITIES VOTING TRUST | E | Control |
| FERGUSON, RANDAL EARL | I | FIRST WESTERN SECURITIES VOTING TRUST | E | Control |
| FERGUSON, RANDAL EARL | I | FIRST WESTERN SECURITIES VOTING TRUST | E | Control |
| FERGUSON, RANDAL EARL | I | FIRST WESTERN SECURITIES VOTING TRUST | E | Control |
| FERGUSON, RANDAL EARL | I | FIRST WESTERN SECURITIES VOTING TRUST | E | Control |
| FERGUSON, RANDAL EARL | I | FIRST WESTERN SECURITIES VOTING TRUST | E | Control |
| FERGUSON, RANDAL EARL | I | FIRST WESTERN SECURITIES VOTING TRUST | E | Control |
| FERGUSON, RANDAL EARL | I | FIRST WESTERN SECURITIES VOTING TRUST | E | Control |
| FERGUSON, RANDAL EARL | I | FIRST WESTERN SECURITIES VOTING TRUST | E | Control |
| FERGUSON, RANDAL EARL | I | FIRST WESTERN SECURITIES VOTING TRUST | E | Control |
Registrations
Federal
IA
May 1, 2012 REGISTERED
Notice Filings (2)
CA TX
Address
669 AIRPORT FREEWAYSUITE 409
HURST, TX 76053
United States
Phone: 817-553-1492