BARCLAYS CAPITAL INC.
CRD #19714 SEC #801-69700 NEW YORK, NY 212-526-7000
SEC Registered Broker-Dealer Private Funds Disclosures
Total AUM
$12.8B
Discretionary
$11.9B
Employees
765
Clients
--
Accounts
2,786
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2015 | $12.8B | $11.9B | $857.4M | 765 | 7,900 |
| Nov 2015 | $12.8B | $11.9B | $857.4M | 765 | 7,900 |
| Oct 2015 | $12.8B | $11.9B | $857.4M | 765 | 7,900 |
| Oct 2015 | $12.8B | $11.9B | $857.4M | 765 | 7,900 |
| Sep 2015 | $12.8B | $11.9B | $857.4M | 765 | 7,900 |
| Aug 2015 | $12.8B | $11.9B | $857.4M | 765 | 7,900 |
| Aug 2015 | $14.1B | $12.6B | $1.5B | 765 | 12,400 |
| Aug 2015 | $14.1B | $12.6B | $1.5B | 765 | 12,400 |
| Aug 2015 | $14.1B | $12.6B | $1.5B | 765 | 12,400 |
| Jul 2015 | $14.1B | $12.6B | $1.5B | 765 | 12,400 |
| Jul 2015 | $14.1B | $12.6B | $1.5B | 765 | 12,400 |
| Jul 2015 | $14.1B | $12.6B | $1.5B | 765 | 12,400 |
| Jul 2015 | $14.1B | $12.6B | $1.5B | 765 | 12,400 |
| Jun 2015 | $14.1B | $12.6B | $1.5B | 765 | 12,400 |
| May 2015 | $14.1B | $12.6B | $1.5B | 765 | 12,400 |
| May 2015 | $14.4B | $12.9B | $1.5B | 765 | 12,800 |
| Apr 2015 | $14.4B | $12.9B | $1.5B | 765 | 12,800 |
| Apr 2015 | $14.4B | $12.9B | $1.5B | 765 | 12,800 |
| Apr 2015 | $14.4B | $12.9B | $1.5B | 765 | 12,800 |
| Feb 2015 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Jan 2015 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Jan 2015 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Jan 2015 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Dec 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Nov 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Nov 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Nov 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Nov 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Nov 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Oct 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Sep 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Sep 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Sep 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Sep 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Sep 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Aug 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Jul 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Jun 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Jun 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Jun 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Jun 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Jun 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| May 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| May 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| May 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Apr 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Apr 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Apr 2014 | $13B | $11.6B | $1.4B | 1,061 | 14,100 |
| Mar 2014 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Jan 2014 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Jan 2014 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Jan 2014 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Jan 2014 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Dec 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Nov 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Nov 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Nov 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Oct 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Sep 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Sep 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Aug 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Aug 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Jun 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Jun 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Jun 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Jun 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| May 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| May 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Apr 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Apr 2013 | $11.6B | $10.7B | $892M | 1,101 | 11,500 |
| Feb 2013 | $12B | $7B | $5B | 962 | 8,900 |
| Jan 2013 | $12B | $7B | $5B | 962 | 8,900 |
| Jan 2013 | $12B | $7B | $5B | 962 | 8,900 |
| Dec 2012 | $12B | $7B | $5B | 962 | 8,900 |
| Oct 2012 | $12B | $7B | $5B | -- | 8,900 |
| Sep 2012 | $12B | $7B | $5B | -- | 8,900 |
| Sep 2012 | $12B | $7B | $5B | -- | 8,900 |
| Aug 2012 | $12B | $7B | $5B | -- | 8,900 |
| Aug 2012 | $12B | $7B | $5B | -- | 8,900 |
| Jul 2012 | $12B | $7B | $5B | -- | 8,900 |
| Jul 2012 | $12B | $7B | $5B | -- | 8,900 |
| Jul 2012 | $12B | $7B | $5B | -- | 8,900 |
| Apr 2012 | $12B | $7B | $5B | -- | 8,900 |
| Apr 2012 | $12B | $7B | $5B | -- | 8,900 |
| Mar 2012 | $12B | $7B | $5B | -- | 8,900 |
| Mar 2012 | $12.1B | $7.1B | $5B | -- | 8,900 |
| Mar 2012 | $12.1B | $7.1B | $5B | -- | 8,900 |
| Jul 2011 | $8.4B | $2.9B | $5.5B | -- | -- |
| Jun 2011 | $8.4B | $2.9B | $5.5B | -- | -- |
| May 2011 | $8.4B | $2.9B | $5.5B | -- | -- |
| May 2011 | $8.4B | $2.9B | $5.5B | -- | -- |
| May 2011 | $8.4B | $2.9B | $5.5B | -- | -- |
| Apr 2011 | $8.4B | $2.9B | $5.5B | -- | -- |
| Mar 2011 | $8.4B | $2.9B | $5.5B | -- | -- |
| Feb 2011 | $7.8B | $339.4M | $7.5B | -- | -- |
| Feb 2011 | $7.8B | $339.4M | $7.5B | -- | -- |
| Feb 2011 | $7.8B | $339.4M | $7.5B | -- | -- |
| Feb 2011 | $7.8B | $339.4M | $7.5B | -- | -- |
| Jan 2011 | $7.8B | $339.4M | $7.5B | -- | -- |
| Jan 2011 | $7.8B | $339.4M | $7.5B | -- | -- |
| Dec 2010 | $7.8B | $339.4M | $7.5B | -- | -- |
| Oct 2010 | $7.8B | $339.4M | $7.5B | -- | -- |
| Sep 2010 | $7.8B | $339.4M | $7.5B | -- | -- |
| Sep 2010 | $7.8B | $339.4M | $7.5B | -- | -- |
| Jun 2010 | $7.8B | $339.4M | $7.5B | -- | -- |
| May 2010 | $7.8B | $339.4M | $7.5B | -- | -- |
| May 2010 | $7.8B | $339.4M | $7.5B | -- | -- |
| Apr 2009 | $1.8B | $171M | $1.7B | -- | -- |
| Apr 2009 | $1.8B | $171M | $1.7B | -- | -- |
| Mar 2009 | $1.8B | $171M | $1.7B | -- | -- |
DateDec 2015
Total AUM$12.8B
Discretionary$11.9B
Non-Disc.$857.4M
Employees765
Clients7,900
DateNov 2015
Total AUM$12.8B
Discretionary$11.9B
Non-Disc.$857.4M
Employees765
Clients7,900
DateOct 2015
Total AUM$12.8B
Discretionary$11.9B
Non-Disc.$857.4M
Employees765
Clients7,900
DateOct 2015
Total AUM$12.8B
Discretionary$11.9B
Non-Disc.$857.4M
Employees765
Clients7,900
DateSep 2015
Total AUM$12.8B
Discretionary$11.9B
Non-Disc.$857.4M
Employees765
Clients7,900
DateAug 2015
Total AUM$12.8B
Discretionary$11.9B
Non-Disc.$857.4M
Employees765
Clients7,900
DateAug 2015
Total AUM$14.1B
Discretionary$12.6B
Non-Disc.$1.5B
Employees765
Clients12,400
DateAug 2015
Total AUM$14.1B
Discretionary$12.6B
Non-Disc.$1.5B
Employees765
Clients12,400
DateAug 2015
Total AUM$14.1B
Discretionary$12.6B
Non-Disc.$1.5B
Employees765
Clients12,400
DateJul 2015
Total AUM$14.1B
Discretionary$12.6B
Non-Disc.$1.5B
Employees765
Clients12,400
DateJul 2015
Total AUM$14.1B
Discretionary$12.6B
Non-Disc.$1.5B
Employees765
Clients12,400
DateJul 2015
Total AUM$14.1B
Discretionary$12.6B
Non-Disc.$1.5B
Employees765
Clients12,400
DateJul 2015
Total AUM$14.1B
Discretionary$12.6B
Non-Disc.$1.5B
Employees765
Clients12,400
DateJun 2015
Total AUM$14.1B
Discretionary$12.6B
Non-Disc.$1.5B
Employees765
Clients12,400
DateMay 2015
Total AUM$14.1B
Discretionary$12.6B
Non-Disc.$1.5B
Employees765
Clients12,400
DateMay 2015
Total AUM$14.4B
Discretionary$12.9B
Non-Disc.$1.5B
Employees765
Clients12,800
DateApr 2015
Total AUM$14.4B
Discretionary$12.9B
Non-Disc.$1.5B
Employees765
Clients12,800
DateApr 2015
Total AUM$14.4B
Discretionary$12.9B
Non-Disc.$1.5B
Employees765
Clients12,800
DateApr 2015
Total AUM$14.4B
Discretionary$12.9B
Non-Disc.$1.5B
Employees765
Clients12,800
DateFeb 2015
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateJan 2015
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateJan 2015
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateJan 2015
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateDec 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateNov 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateNov 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateNov 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateNov 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateNov 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateOct 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateSep 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateSep 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateSep 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateSep 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateSep 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateAug 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateJul 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateJun 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateJun 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateJun 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateJun 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateJun 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateMay 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateMay 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateMay 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateApr 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateApr 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateApr 2014
Total AUM$13B
Discretionary$11.6B
Non-Disc.$1.4B
Employees1,061
Clients14,100
DateMar 2014
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateJan 2014
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateJan 2014
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateJan 2014
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateJan 2014
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateDec 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateNov 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateNov 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateNov 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateOct 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateSep 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateSep 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateAug 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateAug 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateJun 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateJun 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateJun 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateJun 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateMay 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateMay 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateApr 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateApr 2013
Total AUM$11.6B
Discretionary$10.7B
Non-Disc.$892M
Employees1,101
Clients11,500
DateFeb 2013
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees962
Clients8,900
DateJan 2013
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees962
Clients8,900
DateJan 2013
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees962
Clients8,900
DateDec 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees962
Clients8,900
DateOct 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees--
Clients8,900
DateSep 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees--
Clients8,900
DateSep 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees--
Clients8,900
DateAug 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees--
Clients8,900
DateAug 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees--
Clients8,900
DateJul 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees--
Clients8,900
DateJul 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees--
Clients8,900
DateJul 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees--
Clients8,900
DateApr 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees--
Clients8,900
DateApr 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees--
Clients8,900
DateMar 2012
Total AUM$12B
Discretionary$7B
Non-Disc.$5B
Employees--
Clients8,900
DateMar 2012
Total AUM$12.1B
Discretionary$7.1B
Non-Disc.$5B
Employees--
Clients8,900
DateMar 2012
Total AUM$12.1B
Discretionary$7.1B
Non-Disc.$5B
Employees--
Clients8,900
DateJul 2011
Total AUM$8.4B
Discretionary$2.9B
Non-Disc.$5.5B
Employees--
Clients--
DateJun 2011
Total AUM$8.4B
Discretionary$2.9B
Non-Disc.$5.5B
Employees--
Clients--
DateMay 2011
Total AUM$8.4B
Discretionary$2.9B
Non-Disc.$5.5B
Employees--
Clients--
DateMay 2011
Total AUM$8.4B
Discretionary$2.9B
Non-Disc.$5.5B
Employees--
Clients--
DateMay 2011
Total AUM$8.4B
Discretionary$2.9B
Non-Disc.$5.5B
Employees--
Clients--
DateApr 2011
Total AUM$8.4B
Discretionary$2.9B
Non-Disc.$5.5B
Employees--
Clients--
DateMar 2011
Total AUM$8.4B
Discretionary$2.9B
Non-Disc.$5.5B
Employees--
Clients--
DateFeb 2011
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateFeb 2011
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateFeb 2011
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateFeb 2011
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateJan 2011
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateJan 2011
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateDec 2010
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateOct 2010
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateSep 2010
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateSep 2010
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateJun 2010
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateMay 2010
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateMay 2010
Total AUM$7.8B
Discretionary$339.4M
Non-Disc.$7.5B
Employees--
Clients--
DateApr 2009
Total AUM$1.8B
Discretionary$171M
Non-Disc.$1.7B
Employees--
Clients--
DateApr 2009
Total AUM$1.8B
Discretionary$171M
Non-Disc.$1.7B
Employees--
Clients--
DateMar 2009
Total AUM$1.8B
Discretionary$171M
Non-Disc.$1.7B
Employees--
Clients--