RT JONES CAPITAL EQUITIES INC
CRD #19775 SEC #801-30068 ST LOUIS, MO 314-783-5000
SEC Registered Broker-Dealer
Total AUM
$10.2M
Discretionary
$10.2M
Employees
--
Clients
25
Accounts
12
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- May 26, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIDSON, JANE ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIDSON, JANE ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIDSON, JANE ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JONES, ROBERT TERRENCE | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| JONES, ROBERT TERRENCE | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| JONES, ROBERT TERRENCE | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| JONES, ROBERT TERRENCE | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| JONES, ROBERT TERRENCE | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| R.T. JONES & ASSOCIATES, INC. | DE | OWNER | E | |
| R.T. JONES & ASSOCIATES, INC. | DE | OWNER | E | |
| R.T. JONES & ASSOCIATES, INC. | DE | OWNER | E | |
| R.T. JONES & ASSOCIATES, INC. | DE | OWNER | E | |
| R.T. JONES & ASSOCIATES, INC. | DE | OWNER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JONES, ROBERT TERRENCE | I | R.T. JONES & ASSOCIATES | E | Control |
| JONES, ROBERT TERRENCE | I | R.T. JONES & ASSOCIATES | E | Control |
| JONES, ROBERT TERRENCE | I | R.T. JONES & ASSOCIATES | E | Control |
| JONES, ROBERT TERRENCE | I | R.T. JONES & ASSOCIATES | C | Control |
| JONES, ROBERT TERRENCE | I | R.T. JONES & ASSOCIATES | C | Control |
Registrations
Federal
IA
May 26, 2005 REGISTERED
Notice Filings (3)
FL IL MO
Address
8151 CLAYTON RDSUITE 200
ST LOUIS, MO 63117
USA
Phone: 314-783-5000