KNIGHT NGUYEN INVESTMENTS
CRD #198517 SEC #801-107356 KATY, TX 888-894-3878
SEC Registered
Total AUM
$27.1M
Discretionary
$17.1M
Employees
3
Clients
11
Accounts
43
Firm Details
- Organization Type
- Other (specify) (GENERAL PARTNERSHIP)
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 14, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JONES, FORREST, A | I | PARTNER | NA | |
| JONES, FORREST, A | I | PARTNER | NA | |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | E | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | E | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | E | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | E | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | E | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | E | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | D | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | D | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | D | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | D | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | D | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | D | Control |
| LOPEZ, CHRISTOPHER, KNIGHT | I | PARTNER/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | D | Control |
| JONES, FORREST, A | I | PARTNER | C | |
| JONES, FORREST, A | I | PARTNER | C | |
| JONES, FORREST, A | I | PARTNER | C | |
| JONES, FORREST, A | I | PARTNER | C | |
| JONES, FORREST, A | I | PARTNER | C | |
| JONES, FORREST, A | I | PARTNER | C | |
| JONES, FORREST, A | I | PARTNER | C | |
| NGUYEN, DUNG, THANH | I | PARTNER | A | |
| NGUYEN, DUNG, THANH | I | PARTNER | A | |
| NGUYEN, DUNG, THANH | I | PARTNER | A | |
| NGUYEN, DUNG, THANH | I | PARTNER | A | |
| NGUYEN, DUNG, THANH | I | PARTNER | A | |
| NGUYEN, DUNG, THANH | I | PARTNER | A | |
| NGUYEN, DUNG, THANH | I | PARTNER | A | |
| NGUYEN, DUNG, THANH | I | PARTNER | A | |
| NGUYEN, DUNG, THANH | I | PARTNER | A |
Registrations
Federal
IA
Aug 14, 2018 REGISTERED
Notice Filings (2)
FL TX
Address
23603 W FERNHURSTSUITE 2104
KATY, TX 77494
United States
Phone: 888-894-3878