XCU CAPITAL CORPORATION, INC.
CRD #19899 SEC #801-57490 CARLSBAD, CA 760-929-2160
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
51
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, MARK | I | PRESIDENT/CEO SECRETARY | NA | Control |
| ALLEN, MARK | I | PRESIDENT/CEO SECRETARY | NA | Control |
| ALLEN, MARK | I | PRESIDENT/CEO SECRETARY | NA | Control |
| ALLEN, MARK | I | PRESIDENT/CEO SECRETARY | NA | Control |
| ALLEN, MARK | I | PRESIDENT/CEO SECRETARY | NA | Control |
| ALLEN, MARK | I | PRESIDENT/CEO SECRETARY | NA | Control |
| ALLEN, MARK | I | PRESIDENT/CEO SECRETARY | NA | Control |
| ALLEN, MARK | I | PRESIDENT/CEO SECRETARY | NA | Control |
| ALLEN, MARK | I | PRESIDENT/CEO SECRETARY | NA | Control |
| ALLEN, MARK | I | PRESIDENT/CEO SECRETARY | NA | Control |
| ALLEN, MARK | I | PRESIDENT/CEO SECRETARY | NA | Control |
| ANTOFF, JEROME WILLIAM | I | FINOP | NA | Control |
| ANTOFF, JEROME WILLIAM | I | FINOP | NA | Control |
| ANTOFF, JEROME WILLIAM | I | FINOP | NA | Control |
| ANTOFF, JEROME WILLIAM | I | FINOP | NA | Control |
| ANTOFF, JEROME WILLIAM | I | FINOP | NA | Control |
| ANTOFF, JEROME WILLIAM | I | FINOP | NA | Control |
| CARR, NATALIE ZOE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARR, NATALIE ZOE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARR, NATALIE ZOE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHENEY, OAKLEY WILLIAM | I | VICE - CHAIRMAN | NA | Control |
| CHENEY, OAKLEY WILLIAM III | I | CHAIRMAN | NA | Control |
| CHENEY, OAKLEY WILLIAM III | I | CHAIRMAN | NA | Control |
| CHENEY, OAKLEY WILLIAM III | I | CHAIRMAN | NA | Control |
| CHENEY, OAKLEY WILLIAM III | I | CHAIRMAN | NA | Control |
| CHENEY, OAKLEY WILLIAM III | I | CHAIRMAN | NA | Control |
| CHENEY, OAKLEY WILLIAM III | I | CHAIRMAN | NA | Control |
| CHENEY, OAKLEY WILLIAM III | I | CHAIRMAN | NA | Control |
| CHENEY, OAKLEY WILLIAM III | I | CHAIRMAN | NA | Control |
| CHENEY, OAKLEY WILLIAM III | I | CHAIRMAN | NA | Control |
| CHENEY, OAKLEY WILLIAM III | I | CHAIRMAN | NA | Control |
| CRICHTON, RONI MICHELE | I | DIRECTOR | NA | Control |
| CRICHTON, RONI MICHELE | I | DIRECTOR | NA | Control |
| CRICHTON, RONI MICHELE | I | DIRECTOR | NA | Control |
| CRICHTON, RONI MICHELE | I | DIRECTOR | NA | Control |
| CRICHTON, RONI MICHELE | I | DIRECTOR | NA | Control |
| CRICHTON, RONI MICHELE | I | DIRECTOR | NA | Control |
| CRICHTON, RONI MICHELE | I | DIRECTOR | NA | Control |
| CRICHTON, RONI MICHELE | I | DIRECTOR | NA | Control |
| CRICHTON, RONI MICHELE | I | DIRECTOR | NA | Control |
| CRICHTON, RONI MICHELE | I | DIRECTOR | NA | Control |
| CRICHTON, RONI MICHELE | I | DIRECTOR | NA | Control |
| DOTY, ROMEO A | I | DIRECTOR | NA | Control |
| DOTY, ROMEO A | I | DIRECTOR | NA | Control |
| DOTY, ROMEO A | I | DIRECTOR | NA | Control |
| DOTY, ROMEO A | I | DIRECTOR | NA | Control |
| ELI LILLY FEDERAL CREDIT UNION | DE | OWNER | NA | Control |
| ELI LILLY FEDERAL CREDIT UNION | DE | OWNER | NA | Control |
| ELI LILLY FEDERAL CREDIT UNION | DE | OWNER | NA | Control |
| FIRST ENTERTAINMENT CREDIT UNION | DE | OWNER | NA | Control |
| FIRST ENTERTAINMENT CREDIT UNION | DE | OWNER | NA | Control |
| FIRST ENTERTAINMENT CREDIT UNION | DE | OWNER | NA | Control |
| FRED NICHOLS | I | DIRECTOR | NA | Control |
| FRED NICHOLS | I | DIRECTOR | NA | Control |
| FRED NICHOLS | I | DIRECTOR | NA | Control |
| FRED NICHOLS | I | DIRECTOR | NA | Control |
| FRED NICHOLS | I | DIRECTOR | NA | Control |
| FRED NICHOLS | I | DIRECTOR | NA | Control |
| FRED NICHOLS | I | DIRECTOR | NA | Control |
| HARRIS, CHRIS RAYMOND | I | FINOP | NA | Control |
| HAWAII COMMUNITY CREDIT UNION | DE | OWNER | NA | Control |
| HAWAII COMMUNITY CREDIT UNION | DE | OWNER | NA | Control |
| HAWAII COMMUNITY CREDIT UNION | DE | OWNER | NA | Control |
| HENRY WIRZ | I | DIRECTOR | NA | Control |
| HENRY WIRZ | I | DIRECTOR | NA | Control |
| HENRY WIRZ | I | DIRECTOR | NA | Control |
| HENRY WIRZ | I | DIRECTOR | NA | Control |
| HENRY WIRZ | I | DIRECTOR | NA | Control |
| HENRY WIRZ | I | DIRECTOR | NA | Control |
| HENRY WIRZ | I | DIRECTOR | NA | Control |
| JENNER, SCOTT STEVEN | I | DIRECTOR | NA | Control |
| JENNER, SCOTT STEVEN | I | DIRECTOR | NA | Control |
| JENNER, SCOTT STEVEN | I | DIRECTOR | NA | Control |
| JENNER, SCOTT STEVEN | I | DIRECTOR | NA | Control |
| JENNER, SCOTT STEVEN | I | DIRECTOR | NA | Control |
| JENNER, SCOTT STEVEN | I | DIRECTOR | NA | Control |
| JENNER, SCOTT STEVEN | I | DIRECTOR | NA | Control |
| JOHN BOMMARITO | I | DIRECTOR | NA | Control |
| JOHN BOMMARITO | I | DIRECTOR | NA | Control |
| JOHN BOMMARITO | I | DIRECTOR | NA | Control |
| JOHN BOMMARITO | I | DIRECTOR | NA | Control |
| JOHN BOMMARITO | I | DIRECTOR | NA | Control |
| JOHN BOMMARITO | I | DIRECTOR | NA | Control |
| JOHN BOMMARITO | I | DIRECTOR | NA | Control |
| JOHNSON, GENE HOWARD | I | DIRECTOR | NA | Control |
| JOHNSON, WAYNE LAWRENCE | I | VICE - CHAIRMAN | NA | Control |
| JOHNSON, WAYNE LAWRENCE | I | CHAIRMAN | NA | Control |
| JOHNSON, WAYNE LAWRENCE | I | VICE - CHAIRMAN | NA | Control |
| JOHNSON, WAYNE LAWRENCE | I | VICE - CHAIRMAN | NA | Control |
| JOHNSON, WAYNE LAWRENCE | I | VICE - CHAIRMAN | NA | Control |
| JOHNSON, WAYNE LAWRENCE | I | VICE - CHAIRMAN | NA | Control |
| JOHNSON, WAYNE LAWRENCE | I | VICE - CHAIRMAN | NA | Control |
| JOHNSON, WAYNE LAWRENCE | I | VICE - CHAIRMAN | NA | Control |
| JOHNSON, WAYNE LAWRENCE | I | VICE - CHAIRMAN | NA | Control |
| JOHNSON, WAYNE LAWRENCE | I | VICE - CHAIRMAN | NA | Control |
| JOHNSON, WAYNE LAWRENCE | I | VICE - CHAIRMAN | NA | Control |
| JOSEPHSON, NICHOLE CELESTE | I | FINOP | NA | Control |
| JUSTICE FEDERAL CREDIT UNION | DE | OWNER | NA | Control |
| JUSTICE FEDERAL CREDIT UNION | DE | OWNER | NA | Control |
| JUSTICE FEDERAL CREDIT UNION | DE | OWNER | NA | Control |
| KIERNAN, DANIEL FRANCIS | I | FINOP | NA | Control |
| KIERNAN, DANIEL FRANCIS | I | FINOP | NA | Control |
| KIERNAN, DANIEL FRANCIS | I | FINOP | NA | Control |
| MCFARLAND, LOIS E | I | DIRECTOR | NA | Control |
| MCFARLAND, LOIS E | I | DIRECTOR | NA | Control |
| MCFARLAND, LOIS E | I | DIRECTOR | NA | Control |
| MCFARLAND, LOIS E | I | DIRECTOR | NA | Control |
| MCFARLAND, LOIS E | I | DIRECTOR | NA | Control |
| MCFARLAND, LOIS E | I | DIRECTOR | NA | Control |
| MCFARLAND, LOIS E | I | DIRECTOR | NA | Control |
| MCFARLAND, LOIS E | I | DIRECTOR | NA | Control |
| MCFARLAND, LOIS E | I | DIRECTOR | NA | Control |
| MCFARLAND, LOIS E | I | DIRECTOR | NA | Control |
| MCFARLAND, LOIS E | I | DIRECTOR | NA | Control |
| MERLO, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| MERLO, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| MERLO, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| MERLO, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| MERLO, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| MERLO, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| MERLO, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| MICHIGAN EDUCATIONAL CREDIT UNION | DE | OWNER | NA | Control |
| MICHIGAN EDUCATIONAL CREDIT UNION | DE | OWNER | NA | Control |
| MICHIGAN EDUCATIONAL CREDIT UNION | DE | OWNER | NA | Control |
| MISHKIN, MICHAEL A | I | DIRECTOR | NA | Control |
| MISHKIN, MICHAEL A | I | DIRECTOR | NA | Control |
| MISHKIN, MICHAEL A | I | DIRECTOR | NA | Control |
| MISHKIN, MICHAEL A | I | DIRECTOR | NA | Control |
| MISHKIN, MICHAEL A | I | DIRECTOR | NA | Control |
| MISHKIN, MICHAEL A | I | DIRECTOR | NA | Control |
| MISHKIN, MICHAEL A | I | DIRECTOR | NA | Control |
| MISHKIN, MICHAEL A | I | DIRECTOR | NA | Control |
| MISHKIN, MICHAEL A | I | DIRECTOR | NA | Control |
| MISHKIN, MICHAEL A | I | DIRECTOR | NA | Control |
| MISHKIN, MICHAEL A | I | DIRECTOR | NA | Control |
| MOUNTAIN AMERICA CU | DE | OWNER | NA | Control |
| MOUNTAIN AMERICA CU | DE | OWNER | NA | Control |
| MOUNTAIN AMERICA CU | DE | OWNER | NA | Control |
| NELSON, BARRY NORMAN | I | DIRECTOR | NA | Control |
| NELSON, BARRY NORMAN | I | DIRECTOR | NA | Control |
| NELSON, BARRY NORMAN | I | DIRECTOR | NA | Control |
| NELSON, BARRY NORMAN | I | DIRECTOR | NA | Control |
| NELSON, BARRY NORMAN | I | DIRECTOR | NA | Control |
| NELSON, BARRY NORMAN | I | DIRECTOR | NA | Control |
| NELSON, BARRY NORMAN | I | DIRECTOR | NA | Control |
| NORTHEAST CREDIT UNION | DE | OWNER | NA | Control |
| NORTHEAST CREDIT UNION | DE | OWNER | NA | Control |
| NORTHEAST CREDIT UNION | DE | OWNER | NA | Control |
| ODONNELL, BARRY JOHN | I | COMPLIANCE OFFICER | NA | Control |
| ODONNELL, BARRY JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PREMIER AMERICA CU | DE | OWNER | NA | Control |
| PREMIER AMERICA CU | DE | OWNER | NA | Control |
| PREMIER AMERICA CU | DE | OWNER | NA | Control |
| ROLLER, JENNIFER JOHNSON | I | COMPLIANCE OFFICER | NA | Control |
| RUFFNER, DENNIS STANLEY | I | DIRECTOR | NA | Control |
| SOUTHLAND CREDIT UNION | DE | OWNER | NA | Control |
| SOUTHLAND CREDIT UNION | DE | OWNER | NA | Control |
| SOUTHLAND CREDIT UNION | DE | OWNER | NA | Control |
| TRAVIS CREDIT UNION | DE | OWNER | NA | Control |
| TRAVIS CREDIT UNION | DE | OWNER | NA | Control |
| TRAVIS CREDIT UNION | DE | OWNER | NA | Control |
| USE CREDIT UNION | DE | OWNER | NA | Control |
| USE CREDIT UNION | DE | OWNER | NA | Control |
| USE CREDIT UNION | DE | OWNER | NA | Control |
| WARD, MAUREEN ANN | I | OPERATIONS / OPTIONS PRINCIPAL | NA | Control |
| WARD, MAUREEN ANN | I | OPERATIONS / OPTIONS PRINCIPAL | NA | Control |
| WARD, MAUREEN ANN | I | OPERATIONS / OPTIONS PRINCIPAL | NA | Control |
| WARD, MAUREEN ANN | I | OPERATIONS / OPTIONS PRINCIPAL | NA | Control |
| WARD, MAUREEN ANN | I | OPERATIONS / OPTIONS PRINCIPAL | NA | Control |
| WARD, MAUREEN ANN | I | OPERATIONS / OPTIONS PRINCIPAL | NA | Control |
| WARD, MAUREEN ANN | I | OPERATIONS / OPTIONS PRINCIPAL | NA | Control |
| WARD, MAUREEN ANN | I | OPERATIONS / OPTIONS PRINCIPAL | NA | Control |
| WESTERN FEDERAL CREDIT UNION | DE | OWNER | NA | Control |
| WESTERN FEDERAL CREDIT UNION | DE | OWNER | NA | Control |
| WESTERN FEDERAL CREDIT UNION | DE | OWNER | NA | Control |
| WOOD, HOLLY NELL | I | COMPLIANCE OFFICER | NA | Control |
| WOOD, HOLLY NELL | I | COMPLIANCE OFFICER | NA | Control |
| WOOD, HOLLY NELL | I | COMPLIANCE OFFICER | NA | Control |
| WOOD, HOLLY NELL | I | COMPLIANCE OFFICER | NA | Control |
| WOOD, HOLLY NELL | I | COMPLIANCE OFFICER | NA | Control |
| XCU CORPORATION, INC. | DE | OWNER | E | Control |
| XCU CORPORATION, INC. | DE | OWNER | C | Control |
| XCU CORPORATION, INC. | DE | OWNER | C | Control |
| XCU CORPORATION, INC. | DE | OWNER | C | Control |
| XCU CORPORATION, INC. | DE | OWNER | C | Control |
| XCU CORPORATION, INC. | DE | OWNER | C | Control |
| XCU CORPORATION, INC. | DE | OWNER | C | Control |
| XCU CORPORATION, INC. | DE | OWNER | C | Control |
| XCU CORPORATION, INC. | DE | OWNER | C | Control |
| XCU CORPORATION, INC. | DE | OWNER | C | Control |
| XCU CORPORATION, INC. | DE | OWNER | C | Control |
| GOLDEN 1 CREDIT UNION | DE | OWNER | A | Control |
| GOLDEN 1 CREDIT UNION | DE | OWNER | A | Control |
| GOLDEN 1 CREDIT UNION | DE | OWNER | A | Control |
| GOLDEN 1 CREDIT UNION | DE | OWNER | A | Control |
| GOLDEN 1 CREDIT UNION | DE | OWNER | A | Control |
| GOLDEN 1 CREDIT UNION | DE | OWNER | A | Control |
| GOLDEN 1 CREDIT UNION | DE | OWNER | A | Control |
| GOLDEN 1 CREDIT UNION | DE | OWNER | A | Control |
| GOLDEN 1 CREDIT UNION | DE | OWNER | A | Control |
| GOLDEN 1 CREDIT UNION | DE | OWNER | A | Control |
| MACOMB SCHOOLS/GOVERMENT CREDIT UNION | DE | OWNER | A | Control |
| MACOMB SCHOOLS/GOVERMENT CREDIT UNION | DE | OWNER | A | Control |
| MACOMB SCHOOLS/GOVERMENT CREDIT UNION | DE | OWNER | A | Control |
| MOUNTAIN AMERICA CU | DE | OWNER | A | Control |
| MOUNTAIN AMERICA CU | DE | OWNER | A | Control |
| MOUNTAIN AMERICA CU | DE | OWNER | A | Control |
| MOUNTAIN AMERICA CU | DE | OWNER | A | Control |
| MOUNTAIN AMERICA CU | DE | OWNER | A | Control |
| MOUNTAIN AMERICA CU | DE | OWNER | A | Control |
| MOUNTAIN AMERICA CU | DE | OWNER | A | Control |
| PREMIER AMERICA CU | DE | OWNER | A | Control |
| PREMIER AMERICA CU | DE | OWNER | A | Control |
| PREMIER AMERICA CU | DE | OWNER | A | Control |
| PREMIER AMERICA CU | DE | OWNER | A | Control |
| PREMIER AMERICA CU | DE | OWNER | A | Control |
| PREMIER AMERICA CU | DE | OWNER | A | Control |
| PREMIER AMERICA CU | DE | OWNER | A | Control |
| SAFE CREDIT UNION | DE | OWNER | A | Control |
| SAFE CREDIT UNION | DE | OWNER | A | Control |
| SAFE CREDIT UNION | DE | OWNER | A | Control |
| SAFE CREDIT UNION | DE | OWNER | A | Control |
| SAFE CREDIT UNION | DE | OWNER | A | Control |
| SAFE CREDIT UNION | DE | OWNER | A | Control |
| SAFE CREDIT UNION | DE | OWNER | A | Control |
| SAFE CREDIT UNION | DE | OWNER | A | Control |
| SAFE CREDIT UNION | DE | OWNER | A | Control |
| SAFE CREDIT UNION | DE | OWNER | A | Control |
| SCHOOLS FINANCIAL CREDIT UNION | DE | OWNER | A | Control |
| SCHOOLS FINANCIAL CREDIT UNION | DE | OWNER | A | Control |
| SCHOOLS FINANCIAL CREDIT UNION | DE | OWNER | A | Control |
| SCHOOLS FINANCIAL CREDIT UNION | DE | OWNER | A | Control |
| SCHOOLS FINANCIAL CREDIT UNION | DE | OWNER | A | Control |
| SCHOOLS FINANCIAL CREDIT UNION | DE | OWNER | A | Control |
| SCHOOLS FINANCIAL CREDIT UNION | DE | OWNER | A | Control |
| SCHOOLS FINANCIAL CREDIT UNION | DE | OWNER | A | Control |
| SCHOOLS FINANCIAL CREDIT UNION | DE | OWNER | A | Control |
| SCHOOLS FINANCIAL CREDIT UNION | DE | OWNER | A | Control |
| STATE EMPLOYEES CU | DE | OWNER | A | Control |
| STATE EMPLOYEES CU | DE | OWNER | A | Control |
| STATE EMPLOYEES CU | DE | OWNER | A | Control |
| STATE EMPLOYEES CU | DE | OWNER | A | Control |
| STATE EMPLOYEES CU | DE | OWNER | A | Control |
| STATE EMPLOYEES CU | DE | OWNER | A | Control |
| STATE EMPLOYEES CU | DE | OWNER | A | Control |
| STATE EMPLOYEES CU | DE | OWNER | A | Control |
| STATE EMPLOYEES CU | DE | OWNER | A | Control |
| STATE EMPLOYEES CU | DE | OWNER | A | Control |
| TRAVIS CREDIT UNION | DE | OWNER | A | Control |
| TRAVIS CREDIT UNION | DE | OWNER | A | Control |
| TRAVIS CREDIT UNION | DE | OWNER | A | Control |
| TRAVIS CREDIT UNION | DE | OWNER | A | Control |
| TRAVIS CREDIT UNION | DE | OWNER | A | Control |
| TRAVIS CREDIT UNION | DE | OWNER | A | Control |
| TRAVIS CREDIT UNION | DE | OWNER | A | Control |
| TRW SYSTEMS FEDERAL CREDIT UNION | DE | OWNER | A | Control |
| TRW SYSTEMS FEDERAL CREDIT UNION | DE | OWNER | A | Control |
| TRW SYSTEMS FEDERAL CREDIT UNION | DE | OWNER | A | Control |
| TRW SYSTEMS FEDERAL CREDIT UNION | DE | OWNER | A | Control |
| TRW SYSTEMS FEDERAL CREDIT UNION | DE | OWNER | A | Control |
| TRW SYSTEMS FEDERAL CREDIT UNION | DE | OWNER | A | Control |
| TRW SYSTEMS FEDERAL CREDIT UNION | DE | OWNER | A | Control |
| WESCORP | DE | OWNER | A | Control |
| WESCORP | DE | OWNER | A | Control |
| WESCORP | DE | OWNER | A | Control |
| WESCORP | DE | OWNER | A | Control |
| WESCORP | DE | OWNER | A | Control |
| WESCORP | DE | OWNER | A | Control |
| WESCORP | DE | OWNER | A | Control |
| WESCORP | DE | OWNER | A | Control |
| WESCORP | DE | OWNER | A | Control |
| WESCORP | DE | OWNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| XEROX FEDERAL CREDIT UNION | DE | XCU CORPORATION, INC. | E | Control |
| XEROX FEDERAL CREDIT UNION | DE | XCU CORPORATION, INC. | C | Control |
| XEROX FEDERAL CREDIT UNION | DE | XCU CORPORATION, INC. | C | Control |
| XEROX FEDERAL CREDIT UNION | DE | XCU CORPORATION, INC. | C | Control |
| XEROX FEDERAL CREDIT UNION | DE | XCU CORPORATION, INC. | C | Control |
| XEROX FEDERAL CREDIT UNION | DE | XCU CORPORATION, INC. | C | Control |
| XEROX FEDERAL CREDIT UNION | DE | XCU CORPORATION, INC. | C | Control |
| XEROX FEDERAL CREDIT UNION | DE | XCU CORPORATION, INC. | C | Control |
| XEROX FEDERAL CREDIT UNION | DE | XCU CORPORATION, INC. | C | Control |
| XEROX FEDERAL CREDIT UNION | DE | XCU CORPORATION, INC. | C | Control |
| XEROX FEDERAL CREDIT UNION | DE | XCU CORPORATION, INC. | C | Control |
Registrations
Federal
IA
Sep 20, 2005 REGISTERED
Notice Filings (16)
AZ CA CO CT FL GA IN MD ME NC NH NJ NY OR VA WA
Address
5962 LA PLACE COURTSUITE 210
CARLSBAD, CA 92008
USA
Phone: 760-929-2160