INSTITUTIONAL SECURITIES CORPORATION
CRD #20291 SEC #801-36967 DALLAS, TX 214-520-1115
SEC Registered Broker-Dealer
Total AUM
$418.8M
Discretionary
$15.8M
Employees
11
Clients
0
Accounts
1,393
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 23, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAYES, SCOTT ALLEN | I | VICE PRESIDENT | NA | Control |
| HAYES, SCOTT ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, SCOTT ALLEN | I | VICE PRESIDENT | NA | Control |
| HAYES, SCOTT ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, SCOTT ALLEN | I | VICE PRESIDENT | NA | Control |
| HAYES, SCOTT ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, SCOTT ALLEN | I | VICE PRESIDENT | NA | Control |
| HAYES, SCOTT ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, SCOTT ALLEN | I | VICE PRESIDENT | NA | Control |
| HAYES, SCOTT ALLEN | I | VICE PRESIDENT | NA | Control |
| HAYES, SCOTT ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, SCOTT ALLEN | I | VICE PRESIDENT | NA | Control |
| HAYES, SCOTT ALLEN | I | VICE PRESIDENT | NA | Control |
| HAYES, SCOTT ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, SCOTT ALLEN | I | VICE PRESIDENT | NA | Control |
| HAYES, SCOTT ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, SCOTT ALLEN | I | PRESIDENT | NA | Control |
| HAYES, SCOTT ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, SCOTT ALLEN | I | VICE PRESIDENT | NA | Control |
| HAYES, SCOTT ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, NANCY A | I | SECRETARY | NA | |
| HILL, TERRY LEE | I | PRESIDENT/SECRETARY | NA | Control |
| HILL, TERRY LEE | I | PRESIDENT/SECRETARY | NA | Control |
| HILL, TERRY LEE | I | PRESIDENT/SECRETARY | NA | Control |
| HILL, TERRY LEE | I | PRESIDENT/SECRETARY | NA | Control |
| HILL, TERRY LEE | I | PRESIDENT/SECRETARY | NA | Control |
| HILL, TERRY LEE | I | PRESIDENT/SECRETARY | NA | Control |
| HILL, TERRY LEE | I | PRESIDENT | NA | Control |
| HILL, TERRY LEE | I | PRESIDENT/SECRETARY | NA | Control |
| HILL, TERRY LEE | I | PRESIDENT/SECRETARY | NA | Control |
| HILL, TERRY LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILL, TERRY LEE | I | PRESIDENT/SECRETARY | NA | Control |
| STERLING, DONALD WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STERLING, DONALD WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STERLING, DONALD WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STERLING, DONALD WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STERLING, DONALD WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STERLING, DONALD WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STERLING, DONALD WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STERLING, DONALD WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STERLING, DONALD WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STERLING, DONALD WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| STERLING, DONALD WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| ISC GROUP, INC. | DE | OWNS APPLICANT | E | Control |
| ISC GROUP, INC. | DE | OWNS APPLICANT | E | Control |
| ISC GROUP, INC. | DE | OWNS APPLICANT | E | Control |
| ISC GROUP, INC. | DE | OWNS APPLICANT | E | Control |
| ISC GROUP, INC. | DE | OWNS APPLICANT | E | Control |
| ISC GROUP, INC. | DE | OWNS APPLICANT | E | Control |
| ISC GROUP, INC. | DE | OWNS APPLICANT | E | Control |
| ISC GROUP, INC. | DE | OWNS APPLICANT | E | Control |
| ISC GROUP, INC. | DE | OWNS APPLICANT | E | Control |
| ISC GROUP, INC. | DE | OWNS APPLICANT | E | Control |
| ISC GROUP, INC. | DE | OWNS APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HILL, TERRY LEE | I | TERRY HILL IS THE PRESIDENT AND MAJORITY SHAREHOLDER OF ISC GROUP, INC. | E | Control |
| HILL, TERRY LEE | I | TERRY HILL IS THE PRESIDENT AND MAJORITY SHAREHOLDER OF ISC GROUP, INC. | E | Control |
| ISC INVESTMENTMENT MANAGEMENT LLC | DE | ISC GROUP, INC. | E | Control |
| HAYES, SCOTT ALLEN | I | ISC INVESTMENT MANAGEMENT LLC | D | Control |
| HILL, TERRY LEE | I | TERRY HILL IS THE PRESIDENT AND MAJORITY SHAREHOLDER OF ISC GROUP, INC. | D | Control |
| HILL, TERRY LEE | I | TERRY HILL IS THE PRESIDENT AND MAJORITY SHAREHOLDER OF ISC GROUP, INC. | D | Control |
| HILL, TERRY LEE | I | TERRY HILL IS THE PRESIDENT AND MAJORITY SHAREHOLDER OF ISC GROUP, INC. | D | Control |
| HILL, TERRY LEE | I | TERRY HILL IS THE PRESIDENT AND MAJORITY SHAREHOLDER OF ISC GROUP, INC. | D | Control |
| HILL, TERRY LEE | I | TERRY HILL IS THE PRESIDENT AND MAJORITY SHAREHOLDER OF ISC GROUP, INC. | D | Control |
| HILL, TERRY LEE | I | TERRY HILL IS THE PRESIDENT AND MAJORITY SHAREHOLDER OF ISC GROUP, INC. | D | Control |
| HILL, TERRY LEE | I | TERRY HILL IS THE PRESIDENT AND MAJORITY SHAREHOLDER OF ISC GROUP, INC. | D | Control |
| HILL, TERRY LEE | I | TERRY HILL IS THE PRESIDENT AND MAJORITY SHAREHOLDER OF ISC GROUP, INC. | D | Control |
Registrations
Federal
IA
Jul 23, 2012 REGISTERED
Notice Filings (10)
AR DC FL KS LA MD NC TX UT WI
Address
3500 OAK LAWN AVESTE. 400
DALLAS, TX 75219
United States
Phone: 214-520-1115