PROGRESSIVE ASSET MANAGEMENT, INC.
CRD #20633 SEC #801-71157 OAKLAND, CA 805-497-9222
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
10
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Mar 9, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARTIER, CATHERINE YVES | I | CO-CCO, CORPORATE SECRETARY, BOARD MEMBER | NA | Control |
| CARTIER, CATHERINE YVES | I | CO-CCO, CORPORATE SECRETARY, BOARD MEMBER | NA | Control |
| CARTIER, CATHERINE YVES | I | CO-CCO, CORPORATE SECRETARY, BOARD MEMBER | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER-CFO | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER-CFO | NA | Control |
| CREASER, ROBERT DALTON | I | CHIEF COMPLIANCE OFFICER-CFO | NA | Control |
| DAVIS, HOWARD | I | PRESIDENT | NA | Control |
| DAVIS, HOWARD | I | PRESIDENT | NA | Control |
| DAVIS, HOWARD | I | PRESIDENT | NA | Control |
| MELILLO, PAULA LOUISE | I | BOARD MEMBER | NA | |
| MELILLO, PAULA LOUISE | I | BOARD MEMBER | NA | |
| MELILLO, PAULA LOUISE | I | BOARD MEMBER | NA | |
| MELILLO, TODD EVAN | I | CEO - BOARD CHAIR | D | Control |
| MELILLO, TODD EVAN | I | CEO - BOARD CHAIR | D | Control |
| MELILLO, TODD EVAN | I | CEO - BOARD CHAIR | D | Control |
Registrations
Federal
IA
Mar 9, 2010 REGISTERED
Notice Filings (2)
CA FL
Address
1814 FRANKLIN ST. SUITE 503OAKLAND, CA 94612
United States
Phone: 805-497-9222