DAVID J. GREENE AND COMPANY, LLC

CRD #2072 SEC #801-555 NEW YORK, NY 212-371-4200

SEC Registered Broker-Dealer

Total AUM

$2.4B

Discretionary

$2.4B

Employees

Clients

Accounts

298

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Sep 22, 2005
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CHAN, PONG CHIU	I	MEMBER	NA
CHAN, PONG CHIU	I	MEMBER	NA
CHAN, PONG CHIU	I	MEMBER	NA
CHAN, PONG CHIU	I	MEMBER	NA
CHAN, PONG CHIU	I	MEMBER	NA	Control
CHAN, PONG CHIU	I	MEMBER	NA	Control
CHAN, PONG CHIU	I	MEMBER	NA	Control
CHAN, PONG CHIU	I	MEMBER	NA
DACHS, MARCIA RHEA	I	MEMBER	NA
ESTES, JOHN RICHARD JR	I	MEMBER	NA
ESTES, JOHN RICHARD JR	I	MEMBER	NA
ESTES, JOHN RICHARD JR	I	MEMBER	NA
LEE, STANLEY GEORGE	I	MEMBER	NA
LEE, STANLEY GEORGE	I	MEMBER	NA
LEE, STANLEY GEORGE	I	MEMBER	NA
LEE, STANLEY GEORGE	I	MEMBER	NA
LEE, STANLEY GEORGE	I	MEMBER	NA
LEE, STANLEY GEORGE	I	MEMBER	NA
LEE, STANLEY GEORGE	I	MEMBER	NA
LEE, STANLEY GEORGE	I	MEMBER	NA
MCAREE, JAMES FRANCIS	I	MEMBER	NA
MCAREE, JAMES FRANCIS	I	MEMBER	NA
MCAREE, JAMES FRANCIS	I	MEMBER	NA
MOORE, CLARISSA	I	MEMBER	NA
MOORE, CLARISSA	I	MEMBER	NA
MOORE, CLARISSA	I	MEMBER	NA
MOORE, CLARISSA	I	MEMBER	NA
MOORE, CLARISSA	I	MEMBER	NA
MOORE, CLARISSA	I	MEMBER	NA
MOORE, CLARISSA	I	MEMBER	NA
MOORE, CLARISSA	I	MEMBER	NA
POSNER, JORDAN FRASER	I	MEMBER	NA
POSNER, JORDAN FRASER	I	MEMBER	NA
POSNER, JORDAN FRASER	I	MEMBER	NA
RAND W. GESING	I	MEMBER	NA
RAND W. GESING	I	MEMBER	NA
RAND W. GESING	I	MEMBER	NA
RAND W. GESING	I	MEMBER	NA
RAND W. GESING	I	MEMBER	NA
RAVITZ, ROBERT JUDAH	I	MEMBER	NA
RAVITZ, ROBERT JUDAH	I	MEMBER	NA
RAVITZ, ROBERT JUDAH	I	MEMBER	NA
RAVITZ, ROBERT JUDAH	I	MEMBER	NA
RAVITZ, ROBERT JUDAH	I	MEMBER	NA
RAVITZ, ROBERT JUDAH	I	MEMBER	NA
RAVITZ, ROBERT JUDAH	I	MEMBER	NA
SOLOMON, AMIT	I	MEMBER	NA
SOLOMON, AMIT	I	MEMBER	NA
SOLOMON, AMIT	I	MEMBER	NA
SOLOMON, AMIT	I	MEMBER	NA
SOLOMON, AMIT	I	MEMBER	NA
UNTERMAN, LEE DAVID	I	CHIEF COMPLIANCE OFFICER	NA
UNTERMAN, LEE DAVID	I	CHIEF COMPLIANCE OFFICER	NA
UNTERMAN, LEE DAVID	I	CHIEF COMPLIANCE OFFICER	NA	Control
UNTERMAN, LEE DAVID	I	CHIEF COMPLIANCE OFFICER	NA	Control
UNTERMAN, LEE DAVID	I	CHIEF COMPLIANCE OFFICER	NA	Control
WALSH, EDWARD STEPHEN	I	MEMBER	NA
ZEUSCHNER, ERWIN ARNOLD	I	MEMBER	NA
ZEUSCHNER, ERWIN ARNOLD	I	MEMBER	NA
ZEUSCHNER, ERWIN ARNOLD	I	MEMBER	NA
ZEUSCHNER, ERWIN ARNOLD	I	MEMBER	NA
ZEUSCHNER, ERWIN ARNOLD	I	MEMBER	NA
ZEUSCHNER, ERWIN ARNOLD	I	MEMBER	NA
ZEUSCHNER, ERWIN ARNOLD	I	MEMBER	NA
ZEUSCHNER, ERWIN ARNOLD	I	MEMBER	NA
GREENE, MICHAEL CHARLES	I	CHIEF EXECUTIVE OFFICER	B	Control
GREENE, MICHAEL CHARLES	I	CHIEF EXECUTIVE OFFICER	B	Control
GREENE, MICHAEL CHARLES	I	MANAGING MEMBER	B	Control
GREENE, MICHAEL CHARLES	I	MANAGING MEMBER	B	Control
GREENE, MICHAEL CHARLES	I	CHIEF EXECUTIVE OFFICER	B	Control
GREENE, MICHAEL CHARLES	I	CHIEF EXECUTIVE OFFICER	B	Control
GREENE, MICHAEL CHARLES	I	CHIEF EXECUTIVE OFFICER	B	Control
GREENE, MICHAEL CHARLES	I	MANAGING MEMBER	B	Control
NAHUM, BENJAMIN HENRY	I	MEMBER	B
NAHUM, BENJAMIN HENRY	I	MEMBER	B
NAHUM, BENJAMIN HENRY	I	MEMBER	B
NAHUM, BENJAMIN HENRY	I	MEMBER	B
NAHUM, BENJAMIN HENRY	I	MEMBER	B	Control
NAHUM, BENJAMIN HENRY	I	MEMBER	B	Control
NAHUM, BENJAMIN HENRY	I	MEMBER	B	Control
GREENE, ALAN IRWIN	I	MEMBER	A	Control
GREENE, ALAN IRWIN	I	MEMBER	A	Control
GREENE, ALAN IRWIN	I	MEMBER	A	Control
GREENE, ALAN IRWIN	I	MEMBER	A	Control
GREENE, ALAN IRWIN	I	MEMBER	A	Control
GREENE, ALAN IRWIN	I	MEMBER	A	Control
GREENE, ALAN IRWIN	I	MEMBER	A	Control
GREENE, ALAN IRWIN	I	MEMBER	A	Control
GREENE, JAMES RICHARD	I	MEMBER	A
GREENE, JAMES RICHARD	I	MEMBER	A
GREENE, JAMES RICHARD	I	MEMBER	A
GREENE, JAMES RICHARD	I	MEMBER	A
GREENE, JAMES RICHARD	I	MEMBER	A
GREENE, JAMES RICHARD	I	MEMBER	A
GREENE, JAMES RICHARD	I	MEMBER	A
GREENE, JAMES RICHARD	I	MEMBER	A
NAHUM, BENJAMIN HENRY	I	MEMBER	A

Registrations

Federal

Sep 22, 2005 REGISTERED

Notice Filings (17)

CA CT DC FL GA IL MN MO MS NH NJ NY PA TN TX VA VT

Address

599 LEXINGTON AVENUE
12TH FLOOR
NEW YORK, NY 10022
USA

Phone: 212-371-4200