M. GRIFFITH INVESTMENT SERVICES, INC.
CRD #2078 SEC #801-64649 NEW HARTFORD, NY 315-797-0130
SEC Registered Broker-Dealer
Total AUM
$1.5B
Discretionary
$682.1M
Employees
21
Clients
1
Accounts
2,931
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECK, MICHAEL THADDEUS | I | VICE PRESIDENT | NA | |
| BECK, MICHAEL THADDEUS | I | VICE PRESIDENT | NA | |
| BECK, MICHAEL THADDEUS | I | VICE PRESIDENT | NA | |
| BECK, MICHAEL THADDEUS | I | VICE PRESIDENT | NA | |
| BECK, MICHAEL THADDEUS | I | VICE PRESIDENT | NA | |
| BECK, MICHAEL THADDEUS | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | VICE PRESIDENT | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | DIRECTOR | NA | Control |
| CUCHARALE, CATHERINE ANN | I | CHIEF OPERATING OFFICER | NA | |
| CUCHARALE, CATHERINE ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUCHARALE, CATHERINE ANN | I | DIRECTOR | NA | Control |
| EVANS, MICHAEL EMLYN | I | VICE PRESIDENT | NA | |
| EVANS, MICHAEL EMLYN | I | VICE PRESIDENT | NA | |
| EVANS, MICHAEL EMLYN | I | VICE PRESIDENT | NA | |
| EVANS, MICHAEL EMLYN | I | VICE PRESIDENT | NA | |
| EVANS, MICHAEL EMLYN | I | VICE PRESIDENT | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| FORD, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | DIRECTOR | NA | Control |
| GRIFFITH, DAVID THOMAS | I | PRESIDENT | NA | Control |
| GRIFFITH, DAVID THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| GRIFFITH, DAVID THOMAS | I | DIRECTOR | NA | Control |
| GRIFFITH, JANET NELSON | I | DIRECTOR | NA | |
| GRIFFITH, JANET NELSON | I | DIRECTOR | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | DIRECTOR | NA | |
| GURTOWSKI, MARY LOURDES | I | CORPORATE SECRETARY | NA | |
| GURTOWSKI, MARY LOURDES | I | DIRECTOR | NA | |
| LOCKE, WILLIAM FOX | I | PRESIDENT - INVESTMENT MANAGEMENT DIVISION | NA | Control |
| LOCKE, WILLIAM FOX | I | PRESIDENT - INVESTMENT MANAGEMENT DIVISION | NA | Control |
| LOCKE, WILLIAM FOX | I | PRESIDENT - INVESTMENT MANAGEMENT DIVISION | NA | |
| LOCKE, WILLIAM FOX | I | PRESIDENT - INVESTMENT MANAGEMENT DIVISION | NA | |
| LOCKE, WILLIAM FOX | I | PRESIDENT - INVESTMENT MANAGEMENT DIVISION | NA | |
| MGL ASSOCIATES INC. | DE | SHAREHOLDER | E | Control |
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| MGL ASSOCIATES INC. | DE | SHAREHOLDER | E | Control |
| MGL ASSOCIATES INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | E | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| GRIFFITH, DAVID THOMAS | I | MGL ASSOCIATES INC. | D | Control |
| LOCKE, WILLIAM FOX | I | MGL ASSOCIATES INC. | D | Control |
| LOCKE, WILLIAM FOX | I | MGL ASSOCIATES INC. | D | Control |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C | |
| M. GRIFFITH INVESTMENT SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | MGL ASSOCIATES INC. | C |
Registrations
Federal
IA
Mar 26, 2018 REGISTERED
Notice Filings (35)
AK AL AZ CA CO CT DE FL GA IA IL IN KY MA MD ME MI NC NH NJ NV NY OH OR PA RI SC SD TN TX UT VA VT WA WV
Address
555 FRENCH RDBUILDING 2
NEW HARTFORD, NY 13413-0895
United States
Phone: 315-797-0130