CALTON & ASSOCIATES, INC.
CRD #20999 SEC #801-70036 TAMPA, FL 813-264-0440
SEC Registered Broker-Dealer Disclosures
Total AUM
$1.6B
Discretionary
$1.6B
Employees
373
Clients
51
Accounts
6,969
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $1.6B | $1.6B | $22.9M | 373 | 0 |
| Aug 2025 | $1.2B | $1.1B | $86.9M | 515 | 0 |
| Jul 2025 | $1.2B | $1.1B | $86.9M | 515 | 0 |
| Dec 2024 | $1.2B | $1.1B | $86.9M | 515 | 0 |
| Oct 2024 | $1.1B | $1B | $27.2M | 515 | 0 |
| Mar 2024 | $1.1B | $1B | $27.2M | 515 | 0 |
| Dec 2023 | $1.1B | $1B | $27.2M | 515 | 0 |
| Aug 2023 | $970.5M | $947.7M | $22.8M | 486 | 0 |
| Mar 2023 | $970.5M | $947.7M | $22.8M | 486 | 0 |
| Dec 2022 | $970.5M | $947.7M | $22.8M | 486 | 0 |
| Sep 2022 | $1.3B | $1.3B | $17.5M | 467 | 0 |
| Dec 2021 | $1.3B | $1.3B | $17.5M | 467 | 0 |
| Sep 2021 | $1.4B | $1.4B | $31.2M | 425 | 15 |
| Dec 2020 | $1.4B | $1.4B | $31.2M | 425 | 15 |
| Sep 2020 | $1.3B | $1.3B | $25.2M | 450 | 15 |
| Jul 2020 | $1.3B | $1.3B | $25.2M | 450 | 15 |
| Jun 2020 | $1.3B | $1.3B | $25.2M | 450 | 15 |
| Dec 2019 | $1.3B | $1.3B | $25.2M | 450 | 15 |
| Apr 2019 | $1.1B | $1B | $22.3M | 362 | 17 |
| Feb 2019 | $1.1B | $1B | $22.3M | 362 | 17 |
| Dec 2018 | $1.1B | $1B | $22.3M | 362 | 17 |
| Feb 2018 | $940M | $913.7M | $26.3M | 338 | 0 |
| Dec 2017 | $940M | $913.7M | $26.3M | 338 | 0 |
| Mar 2017 | $714.9M | $654.1M | $60.8M | 323 | 4,267 |
| Jan 2017 | $714.9M | $654.1M | $60.8M | 323 | 4,267 |
| Dec 2016 | $714.9M | $654.1M | $60.8M | 323 | 4,267 |
| Sep 2016 | $415.7M | $382.1M | $33.6M | 295 | 2,816 |
| Jul 2016 | $415.7M | $382.1M | $33.6M | 295 | 2,816 |
| Apr 2016 | $415.7M | $382.1M | $33.6M | 295 | 2,816 |
| Feb 2016 | $415.7M | $382.1M | $33.6M | 295 | 2,816 |
| Dec 2015 | $415.7M | $382.1M | $33.6M | 295 | 2,816 |
| Nov 2015 | $587.1M | $518.8M | $68.3M | 289 | 2,399 |
| Sep 2015 | $587.1M | $518.8M | $68.3M | 289 | 2,399 |
| May 2015 | $587.1M | $518.8M | $68.3M | 289 | 2,399 |
| Jan 2015 | $587.1M | $518.8M | $68.3M | 289 | 2,399 |
| Dec 2014 | $587.1M | $518.8M | $68.3M | 289 | 2,399 |
| Oct 2014 | $342.4M | $276.6M | $65.9M | 224 | 1,863 |
| Aug 2014 | $342.4M | $276.6M | $65.9M | 224 | 1,863 |
| Jun 2014 | $342.4M | $276.6M | $65.9M | 224 | 1,863 |
| Jan 2014 | $342.4M | $276.6M | $65.9M | 224 | 1,863 |
| Dec 2013 | $342.4M | $276.6M | $65.9M | 224 | 1,863 |
| Mar 2013 | $301.8M | $239.4M | $62.4M | 224 | 1,753 |
| Dec 2012 | $301.8M | $239.4M | $62.4M | 224 | 1,753 |
| Dec 2012 | $301.8M | $239.4M | $62.4M | 224 | 1,753 |
| Nov 2012 | $76.4M | $72.2M | $4.2M | 191 | 956 |
| Oct 2012 | $76.4M | $72.2M | $4.2M | 51 | 956 |
| Sep 2012 | $76.4M | $72.2M | $4.2M | 51 | 956 |
| Sep 2012 | $76.4M | $72.2M | $4.2M | 51 | 956 |
| Sep 2012 | $76.4M | $72.2M | $4.2M | 51 | 956 |
| Jul 2012 | $76.4M | $72.2M | $4.2M | 51 | 956 |
| Jun 2012 | $76.4M | $72.2M | $4.2M | 51 | 956 |
| Feb 2012 | $76.4M | $72.2M | $4.2M | 51 | 956 |
| Feb 2012 | $76.4M | $72.2M | $4.2M | 51 | 956 |
| Jan 2012 | $76.4M | $72.2M | $4.2M | 51 | 956 |
| Dec 2011 | $76.4M | $72.2M | $4.2M | 51 | 956 |
| Aug 2011 | $71.6M | $60M | $11.7M | 51 | -- |
| Aug 2011 | $71.6M | $60M | $11.7M | 51 | -- |
| Jul 2011 | $71.6M | $60M | $11.7M | 51 | -- |
| Jun 2011 | $71.6M | $60M | $11.7M | 51 | -- |
| Mar 2011 | $71.6M | $60M | $11.7M | 51 | -- |
| Dec 2010 | $71.6M | $60M | $11.7M | 51 | -- |
| Jan 2010 | $48.9M | $46M | $2.9M | 51 | -- |
| Jun 2009 | $52M | $37.2M | $14.8M | 51 | -- |
| Apr 2009 | $52M | $37.2M | $14.8M | 51 | -- |
| Mar 2009 | $52M | $37.2M | $14.8M | 51 | -- |
DateDec 2025
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$22.9M
Employees373
Clients0
DateAug 2025
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$86.9M
Employees515
Clients0
DateJul 2025
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$86.9M
Employees515
Clients0
DateDec 2024
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$86.9M
Employees515
Clients0
DateOct 2024
Total AUM$1.1B
Discretionary$1B
Non-Disc.$27.2M
Employees515
Clients0
DateMar 2024
Total AUM$1.1B
Discretionary$1B
Non-Disc.$27.2M
Employees515
Clients0
DateDec 2023
Total AUM$1.1B
Discretionary$1B
Non-Disc.$27.2M
Employees515
Clients0
DateAug 2023
Total AUM$970.5M
Discretionary$947.7M
Non-Disc.$22.8M
Employees486
Clients0
DateMar 2023
Total AUM$970.5M
Discretionary$947.7M
Non-Disc.$22.8M
Employees486
Clients0
DateDec 2022
Total AUM$970.5M
Discretionary$947.7M
Non-Disc.$22.8M
Employees486
Clients0
DateSep 2022
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$17.5M
Employees467
Clients0
DateDec 2021
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$17.5M
Employees467
Clients0
DateSep 2021
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$31.2M
Employees425
Clients15
DateDec 2020
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$31.2M
Employees425
Clients15
DateSep 2020
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$25.2M
Employees450
Clients15
DateJul 2020
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$25.2M
Employees450
Clients15
DateJun 2020
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$25.2M
Employees450
Clients15
DateDec 2019
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$25.2M
Employees450
Clients15
DateApr 2019
Total AUM$1.1B
Discretionary$1B
Non-Disc.$22.3M
Employees362
Clients17
DateFeb 2019
Total AUM$1.1B
Discretionary$1B
Non-Disc.$22.3M
Employees362
Clients17
DateDec 2018
Total AUM$1.1B
Discretionary$1B
Non-Disc.$22.3M
Employees362
Clients17
DateFeb 2018
Total AUM$940M
Discretionary$913.7M
Non-Disc.$26.3M
Employees338
Clients0
DateDec 2017
Total AUM$940M
Discretionary$913.7M
Non-Disc.$26.3M
Employees338
Clients0
DateMar 2017
Total AUM$714.9M
Discretionary$654.1M
Non-Disc.$60.8M
Employees323
Clients4,267
DateJan 2017
Total AUM$714.9M
Discretionary$654.1M
Non-Disc.$60.8M
Employees323
Clients4,267
DateDec 2016
Total AUM$714.9M
Discretionary$654.1M
Non-Disc.$60.8M
Employees323
Clients4,267
DateSep 2016
Total AUM$415.7M
Discretionary$382.1M
Non-Disc.$33.6M
Employees295
Clients2,816
DateJul 2016
Total AUM$415.7M
Discretionary$382.1M
Non-Disc.$33.6M
Employees295
Clients2,816
DateApr 2016
Total AUM$415.7M
Discretionary$382.1M
Non-Disc.$33.6M
Employees295
Clients2,816
DateFeb 2016
Total AUM$415.7M
Discretionary$382.1M
Non-Disc.$33.6M
Employees295
Clients2,816
DateDec 2015
Total AUM$415.7M
Discretionary$382.1M
Non-Disc.$33.6M
Employees295
Clients2,816
DateNov 2015
Total AUM$587.1M
Discretionary$518.8M
Non-Disc.$68.3M
Employees289
Clients2,399
DateSep 2015
Total AUM$587.1M
Discretionary$518.8M
Non-Disc.$68.3M
Employees289
Clients2,399
DateMay 2015
Total AUM$587.1M
Discretionary$518.8M
Non-Disc.$68.3M
Employees289
Clients2,399
DateJan 2015
Total AUM$587.1M
Discretionary$518.8M
Non-Disc.$68.3M
Employees289
Clients2,399
DateDec 2014
Total AUM$587.1M
Discretionary$518.8M
Non-Disc.$68.3M
Employees289
Clients2,399
DateOct 2014
Total AUM$342.4M
Discretionary$276.6M
Non-Disc.$65.9M
Employees224
Clients1,863
DateAug 2014
Total AUM$342.4M
Discretionary$276.6M
Non-Disc.$65.9M
Employees224
Clients1,863
DateJun 2014
Total AUM$342.4M
Discretionary$276.6M
Non-Disc.$65.9M
Employees224
Clients1,863
DateJan 2014
Total AUM$342.4M
Discretionary$276.6M
Non-Disc.$65.9M
Employees224
Clients1,863
DateDec 2013
Total AUM$342.4M
Discretionary$276.6M
Non-Disc.$65.9M
Employees224
Clients1,863
DateMar 2013
Total AUM$301.8M
Discretionary$239.4M
Non-Disc.$62.4M
Employees224
Clients1,753
DateDec 2012
Total AUM$301.8M
Discretionary$239.4M
Non-Disc.$62.4M
Employees224
Clients1,753
DateDec 2012
Total AUM$301.8M
Discretionary$239.4M
Non-Disc.$62.4M
Employees224
Clients1,753
DateNov 2012
Total AUM$76.4M
Discretionary$72.2M
Non-Disc.$4.2M
Employees191
Clients956
DateOct 2012
Total AUM$76.4M
Discretionary$72.2M
Non-Disc.$4.2M
Employees51
Clients956
DateSep 2012
Total AUM$76.4M
Discretionary$72.2M
Non-Disc.$4.2M
Employees51
Clients956
DateSep 2012
Total AUM$76.4M
Discretionary$72.2M
Non-Disc.$4.2M
Employees51
Clients956
DateSep 2012
Total AUM$76.4M
Discretionary$72.2M
Non-Disc.$4.2M
Employees51
Clients956
DateJul 2012
Total AUM$76.4M
Discretionary$72.2M
Non-Disc.$4.2M
Employees51
Clients956
DateJun 2012
Total AUM$76.4M
Discretionary$72.2M
Non-Disc.$4.2M
Employees51
Clients956
DateFeb 2012
Total AUM$76.4M
Discretionary$72.2M
Non-Disc.$4.2M
Employees51
Clients956
DateFeb 2012
Total AUM$76.4M
Discretionary$72.2M
Non-Disc.$4.2M
Employees51
Clients956
DateJan 2012
Total AUM$76.4M
Discretionary$72.2M
Non-Disc.$4.2M
Employees51
Clients956
DateDec 2011
Total AUM$76.4M
Discretionary$72.2M
Non-Disc.$4.2M
Employees51
Clients956
DateAug 2011
Total AUM$71.6M
Discretionary$60M
Non-Disc.$11.7M
Employees51
Clients--
DateAug 2011
Total AUM$71.6M
Discretionary$60M
Non-Disc.$11.7M
Employees51
Clients--
DateJul 2011
Total AUM$71.6M
Discretionary$60M
Non-Disc.$11.7M
Employees51
Clients--
DateJun 2011
Total AUM$71.6M
Discretionary$60M
Non-Disc.$11.7M
Employees51
Clients--
DateMar 2011
Total AUM$71.6M
Discretionary$60M
Non-Disc.$11.7M
Employees51
Clients--
DateDec 2010
Total AUM$71.6M
Discretionary$60M
Non-Disc.$11.7M
Employees51
Clients--
DateJan 2010
Total AUM$48.9M
Discretionary$46M
Non-Disc.$2.9M
Employees51
Clients--
DateJun 2009
Total AUM$52M
Discretionary$37.2M
Non-Disc.$14.8M
Employees51
Clients--
DateApr 2009
Total AUM$52M
Discretionary$37.2M
Non-Disc.$14.8M
Employees51
Clients--
DateMar 2009
Total AUM$52M
Discretionary$37.2M
Non-Disc.$14.8M
Employees51
Clients--