SASO, RICHARD ANTHONY
Legal name: RICHARD A. SASO INVESTMENT ADVISORY SERVICES
CRD #21242 SEC #801-56873 SAN RAMON, CA 925-275-9111
SEC Registered Broker-Dealer
Total AUM
$28.3M
Discretionary
$12.1M
Employees
5
Clients
26
Accounts
164
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SASO, RICHARD ANTHONY | I | PRINCIPAL - SOLE OWNER | E | Control |
| SASO, RICHARD ANTHONY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SASO, RICHARD ANTHONY | I | PRINCIPAL - SOLE OWNER | E | Control |
| SASO, RICHARD ANTHONY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SASO, RICHARD ANTHONY | I | PRINCIPAL - SOLE OWNER | E | Control |
| SASO, RICHARD ANTHONY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SASO, RICHARD ANTHONY | I | PRINCIPAL - SOLE OWNER | E | Control |
| SASO, RICHARD ANTHONY | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 23, 2009 REGISTERED
Notice Filings (1)
CA
Address
3130 CROW CANYON PL STE 200SAN RAMON, CA 94583-1346
United States
Phone: 925-275-9111