PGP FINANCIAL, INC.
CRD #21617 SEC #801-63259 HAUPPAUGE, NY 631-952-8600
SEC Registered Broker-Dealer
Total AUM
$25.8M
Discretionary
$25.8M
Employees
10
Clients
10
Accounts
173
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 25, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARROLL, MAUREEN TERESA | I | FINOP | NA | Control |
| CARROLL, MAUREEN TERESA | I | FINOP | NA | Control |
| LOZINSKI, ELLEN ROSE | I | PRESIDENT / CCO | D | Control |
| LOZINSKI, ELLEN ROSE | I | PRESIDENT / CCO | D | Control |
| LOURO, STEPHEN MICHAEL | I | VICE PRESIDENT | C | |
| LOURO, STEPHEN MICHAEL | I | VICE PRESIDENT | C | |
| QUIRK, STEPHEN JOSEPH | I | VICE PRESIDENT | A | Control |
| QUIRK, STEPHEN JOSEPH | I | VICE PRESIDENT | A | Control |
Registrations
Federal
IA
Jun 25, 2004 REGISTERED
Notice Filings (9)
CT DE FL IL MA NJ NY OK PA
Address
225 WIRELESS BLVD.1ST FLOOR
HAUPPAUGE, NY 11788
USA
Phone: 631-952-8600