DIRECTED SERVICES LLC
CRD #21675 SEC #801-32675 SCOTTSDALE, AZ 480-477-3000
SEC Registered Broker-Dealer
Total AUM
$38.4B
Discretionary
$38.4B
Employees
160
Clients
--
Accounts
62
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARHORST, RONALD RICHARD | I | DIRECTOR | NA | Control |
| BARHORST, RONALD RICHARD | I | DIRECTOR | NA | Control |
| BARHORST, RONALD RICHARD | I | DIRECTOR | NA | Control |
| BARHORST, RONALD RICHARD | I | DIRECTOR | NA | Control |
| BARHORST, RONALD RICHARD | I | DIRECTOR | NA | Control |
| BARHORST, RONALD RICHARD | I | DIRECTOR | NA | Control |
| BARHORST, RONALD RICHARD | I | DIRECTOR | NA | Control |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BROWN, VALERIE GAY | I | DIRECTOR | NA | Control |
| C'DEBACA, ERNEST JOHN | I | SENIOR VICE PRESIDENT, INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| CLOSSER, ALLEN BAYARD | I | PRESIDENT AND DIRECTOR | NA | Control |
| CLOSSER, ALLEN BAYARD | I | PRESIDENT AND DIRECTOR | NA | Control |
| COLON-PEREZ, IDA INEZ | I | B/D CHIEF COMPLIANCE OFFICER | NA | Control |
| DRELICK, JULIUS ALBERT III | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| DRELICK, JULIUS ALBERT III | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| DRELICK, JULIUS ALBERT III | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| DRELICK, JULIUS ALBERT III | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| DRELICK, JULIUS ALBERT III | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| DRELICK, JULIUS ALBERT III | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| DRELICK, JULIUS ALBERT III | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| DRELICK, JULIUS ALBERT III | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| DRELICK, JULIUS ALBERT III | I | SENIOR VICE PRESIDENT AND INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNKIN, ZACHARY JAMES | I | VICE PRESIDENT | NA | |
| DUNKIN, ZACHARY JAMES | I | VICE PRESIDENT | NA | |
| FAVER, MICHELINE SUZANNE | I | VICE PRESIDENT AND INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| FAVER, MICHELINE SUZANNE | I | VICE PRESIDENT AND INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GELFAND, RICHARD EDWARD | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| GORDON, REGINA AVERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, REGINA AVERY | I | BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| HODEN, ALAN GEORGE | I | DIRECTOR | NA | Control |
| HODEN, ALAN GEORGE | I | DIRECTOR | NA | Control |
| HOPPE, LEAH MARIE | I | DIRECTOR | NA | |
| HUGHES, ANN MARIE | I | PRESIDENT | NA | Control |
| HUGHES, ANN MARIE | I | PRESIDENT | NA | Control |
| HUGHES, ANN MARIE | I | DIRECTOR | NA | Control |
| HUGHES, ANN MARIE | I | PRESIDENT | NA | Control |
| HUGHES, ANN MARIE | I | DIRECTOR | NA | Control |
| HUGHES, ROBERT JOHN | I | DIRECTOR | NA | Control |
| HUGHES, ROBERT JOHN | I | DIRECTOR | NA | Control |
| HUGHES, ROBERT JOHN | I | DIRECTOR | NA | Control |
| HUGHES, ROBERT JOHN | I | DIRECTOR | NA | Control |
| HUGHES, ROBERT JOHN | I | DIRECTOR | NA | Control |
| HUGHES, ROBERT JOHN | I | DIRECTOR | NA | Control |
| HULTGREN, KRISTIN HENDERSON | I | CHIEF FINANCIAL OFFICER | NA | |
| HULTGREN, KRISTIN HENDERSON | I | CHIEF FINANCIAL OFFICER | NA | |
| JACOBSON, DAVID LEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | Control |
| JACOBSON, DAVID LEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | Control |
| KENNEDY, PATRICK JUDE | I | DIRECTOR | NA | |
| KENNEDY, PATRICK JUDE | I | DIRECTOR | NA | |
| KENNEDY, PATRICK JUDE | I | DIRECTOR | NA | |
| KENNEDY, PATRICK JUDE | I | DIRECTOR | NA | |
| KENNEDY, PATRICK JUDE | I | DIRECTOR | NA | |
| KENNEDY, PATRICK JUDE | I | DIRECTOR | NA | |
| KENNEDY, PATRICK JUDE | I | DIRECTOR | NA | |
| LOWE, BILL LEO | I | DIRECTOR | NA | Control |
| LOWE, BILL LEO | I | DIRECTOR | NA | Control |
| LOWE, BILL LEO | I | DIRECTOR | NA | Control |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN PATRICK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCINNIS, JAMES ROY | I | PRESIDENT AND DIRECTOR | NA | Control |
| MCINNIS, JAMES ROY | I | PRESIDENT AND DIRECTOR | NA | Control |
| MCINNIS, JAMES ROY | I | PRESIDENT AND DIRECTOR | NA | Control |
| MCINNIS, JAMES ROY | I | PRESIDENT AND DIRECTOR | NA | Control |
| MCINNIS, JAMES ROY | I | PRESIDENT AND DIRECTOR | NA | Control |
| MCINNIS, JAMES ROY | I | PRESIDENT AND DIRECTOR | NA | Control |
| NICHOLS, JAMES LUTHER IV | I | DIRECTOR | NA | |
| NICHOLS, JAMES LUTHER IV | I | DIRECTOR | NA | |
| NICHOLS, JAMES LUTHER IV | I | DIRECTOR | NA | |
| NICHOLS, JAMES LUTHER IV | I | DIRECTOR | NA | |
| NICHOLS, JAMES LUTHER IV | I | DIRECTOR | NA | |
| NICHOLS, JAMES LUTHER IV | I | DIRECTOR | NA | |
| NICHOLS, JAMES LUTHER IV | I | DIRECTOR | NA | |
| NICHOLS, JAMES LUTHER IV | I | DIRECTOR | NA | |
| O'DONNELL, JOSEPH MICHAEL | I | SENIOR VICE PRESIDENT, INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| O'DONNELL, JOSEPH MICHAEL | I | SENIOR VICE PRESIDENT, INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| O'DONNELL, JOSEPH MICHAEL | I | SENIOR VICE PRESIDENT, INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| O'DONNELL, JOSEPH MICHAEL | I | SENIOR VICE PRESIDENT INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| O'DONNELL, JOSEPH MICHAEL | I | SENIOR VICE PRESIDENT INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| O'DONNELL, JOSEPH MICHAEL | I | SENIOR VICE PRESIDENT, INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| O'DONNELL, JOSEPH MICHAEL | I | SENIOR VICE PRESIDENT INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| O'DONNELL, JOSEPH MICHAEL | I | SENIOR VICE PRESIDENT, INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| O'DONNELL, JOSEPH MICHAEL | I | SENIOR VICE PRESIDENT INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | VICE PRESIDENT AND TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | VICE PRESIDENT AND TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| PRESTON, STEPHEN JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF ACTUARY AND DIRECTOR | NA | Control |
| PRESTON, STEPHEN JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF ACTUARY AND DIRECTOR | NA | Control |
| RIDER, MATTHEW JAMES | I | DIRECTOR | NA | Control |
| ROLAND, MICHAEL JOHN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ROLAND, MICHAEL JOHN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ROLAND, MICHAEL JOHN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ROLAND, MICHAEL JOHN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ROLAND, MICHAEL JOHN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ROLAND, MICHAEL JOHN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ROLAND, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROLAND, MICHAEL JOHN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ROLAND, MICHAEL JOHN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ROLAND, MICHAEL JOHN | I | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | NA | |
| ROLAND, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROLAND, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROLAND, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROLAND, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROLAND, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROLAND, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROLAND, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROLAND, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ROLAND, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ROLAND, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| SHANKER, BETH GOLDSTEIN | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| SHANKER, BETH GOLDSTEIN | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| SHANKER, BETH GOLDSTEIN | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| SHANKER, BETH GOLDSTEIN | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| SHANKER, BETH GOLDSTEIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHANKER, BETH GOLDSTEIN | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| SHANKER, BETH GOLDSTEIN | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAW, ALYCE LEIGHTON | I | VICE PRESIDENT | NA | |
| SHAW, ALYCE LEIGHTON | I | VICE PRESIDENT | NA | |
| SHAW, ALYCE LEIGHTON | I | VICE PRESIDENT | NA | |
| SHAW, ALYCE LEIGHTON | I | VICE PRESIDENT | NA | Control |
| SHUCHART, JAMES ALLEN | I | GENERAL COUNSEL | NA | Control |
| SHUCHART, JAMES ALLEN | I | GENERAL COUNSEL | NA | Control |
| SHUCHART, JAMES ALLEN | I | GENERAL COUNSEL | NA | Control |
| SHUCHART, JAMES ALLEN | I | GENERAL COUNSEL AND SECRETARY | NA | |
| SHUCHART, JAMES ALLEN | I | GENERAL COUNSEL | NA | Control |
| SMITH, KIMBERLY JEANNE | I | GENERAL COUNSEL AND SECRETARY | NA | |
| STERN, CAROL SANDRA | I | VP & B/D CHIEF COMPLIANCE OFFICER | NA | Control |
| STERN, CAROL SANDRA | I | VP & B/D CHIEF COMPLIANCE OFFICER | NA | Control |
| STERN, CAROL SANDRA | I | VP & B/D CHIEF COMPLIANCE OFFICER | NA | Control |
| STERN, CAROL SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| STERN, CAROL SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT | NA | Control |
| TOPE, CHAD JOSEPH | I | DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| TOPE, CHAD JOSEPH | I | PRESIDENT AND DIRECTOR | NA | Control |
| WILCOX, WILLIAM DAVID | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, WILLIAM DAVID | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, WILLIAM DAVID | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, WILLIAM DAVID | I | BROKER-DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| WOODS, ANITA FAYE | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| WOODS, ANITA FAYE | I | CHIEF FINANCIAL OFFICER AND FINANCIAL OPS PRINCIPAL | NA | Control |
| WOODS, ANITA FAYE | I | FINANCIAL OPS PRINCIPAL | NA | Control |
| WOODS, ANITA FAYE | I | FINANCIAL OPS PRINCIPAL | NA | Control |
| EQUITABLE OF IOWA COMPANIES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE SHAREHOLDER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE SHAREHOLDER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE SHAREHOLDER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE SHAREHOLDER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE SHAREHOLDER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| ING LIFE INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
| VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | EQUITABLE OF IOWA COMPANIES, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING GROEP N.V. | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V. | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V. | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V. | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V. | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V. | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING U.S., INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING U.S., INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING U.S., INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING U.S., INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING U.S., INC. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN, N.V. | E | Control |
| ING U.S., INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING U.S., INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING U.S., INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING U.S., INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING U.S., INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING U.S., INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING U.S., INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN, N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | ING LIFE INSURANCE & ANNUITY COMPANY | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA HOLDINGS, INC. | DE | VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | E | Control |
| VOYA HOLDINGS, INC. | DE | VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | E | Control |
| VOYA HOLDINGS, INC. | DE | VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | E | Control |
| VOYA HOLDINGS, INC. | DE | VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | E | Control |
| VOYA HOLDINGS, INC. | DE | VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | E | Control |
| VOYA HOLDINGS, INC. | DE | VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | E | Control |
| VOYA HOLDINGS, INC. | DE | VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | E | Control |
| VOYA HOLDINGS, INC. | DE | VOYA RETIREMENT INSURANCE & ANNUITY COMPANY | E | Control |
| ING GROEP N.V. | FE | ING U.S., INC. | D | Control |
| ING GROEP N.V. | FE | ING U.S., INC. | D | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
Registrations
Federal
IA
Mar 30, 2017 REGISTERED
Notice Filings (2)
AZ PA
Address
7337 E DOUBLETREE RANCH RD100
SCOTTSDALE, AZ 85258
United States
Phone: 480-477-3000