COMMERZBANK CAPITAL MARKETS CORP.
Legal name: COMMERZBANK CAPITAL MARKETS CORP
CRD #21787 SEC #801-31774 NEW YORK, NY 212-703-4000
SEC Registered Broker-Dealer
Total AUM
$999.1M
Discretionary
$999.1M
Employees
--
Clients
0
Accounts
9
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASTIDA, EDUARDO CONSOLINI | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BAYOUMI, OMAR HUGH | I | DIRECTOR; MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| BAYOUMI, OMAR HUGH | I | DIRECTOR; CHIEF EXECUTIVE OFFICER | NA | Control |
| BAYOUMI, OMAR HUGH | I | DIRECTOR; CHIEF EXECUTIVE OFFICER | NA | Control |
| BONDE, WILLIAM JUDE | I | HEAD OF ALTERNATIVE INVESTMENT STRATEGIES (IA) | NA | |
| BONDE, WILLIAM JUDE | I | HEAD OF ALTERNATIVE INVESTMENT STRATEGIES (IA) | NA | |
| BONDE, WILLIAM JUDE | I | HEAD OF ALTERNATIVE INVESTMENT STRATEGIES (IA) | NA | |
| BONDE, WILLIAM JUDE | I | HEAD OF ALTERNATIVE INVESTMENT STRATEGIES (IA) | NA | |
| BONDE, WILLIAM JUDE | I | HEAD OF ALTERNATIVE INVESTMENT STRATEGIES (IA) | NA | |
| BONDE, WILLIAM JUDE | I | HEAD OF ALTERNATIVE INVESTMENT STRATEGIES (IA) | NA | |
| BONDE, WILLIAM JUDE | I | HEAD OF ALTERNATIVE INVESTMENT STRATEGIES | NA | Control |
| BONDE, WILLIAM JUDE | I | HEAD OF ALTERNATIVE INVESTMENT STRATEGIES (IA) | NA | |
| BONDE, WILLIAM JUDE | I | HEAD OF ALTERNATIVE INVESTMENT STRATEGIES | NA | Control |
| BRUK, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUERGER, HERMANN | I | DIRECTOR | NA | Control |
| BUERGER, HERMANN | I | DIRECTOR | NA | Control |
| CURRAN, JAMES EDWARD | I | HEAD OF FINANCE | NA | Control |
| CURRAN, JAMES EDWARD | I | HEAD OF FINANCE | NA | Control |
| CURRAN, JAMES EDWARD | I | HEAD OF FINANCE | NA | Control |
| CURRAN, JAMES EDWARD | I | HEAD OF FINANCE | NA | Control |
| CURRAN, JAMES EDWARD | I | HEAD OF FINANCE | NA | Control |
| CURRAN, JAMES EDWARD | I | HEAD OF FINANCE | NA | Control |
| DALMAN, MEHMET | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| DALMAN, MEHMET | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| DALMAN, MEHMET | I | DIRECTOR; CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| DALMAN, MEHMET | I | DIRECTOR; CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| DOEPP, HANS JOACHIM | I | DIRECTOR | NA | Control |
| DOEPP, HANS JOACHIM | I | DIRECTOR | NA | Control |
| DOEPP, HANS JOACHIM | I | DIRECTOR | NA | Control |
| DOEPP, HANS JOACHIM | I | DIRECTOR | NA | Control |
| DOEPP, HANS JOACHIM | I | DIRECTOR | NA | Control |
| DOEPP, HANS JOACHIM | I | DIRECTOR | NA | Control |
| DOEPP, HANS JOACHIM | I | DIRECTOR | NA | Control |
| DOWNEY, MARK GERARD | I | SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| DOWNEY, MARK GERARD | I | SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| DOWNEY, MARK GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOWNEY, MARK GERARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HWANG, IVY | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | Control |
| KENNEDY, MATTHEW PIERCE | I | CHIEF EXECUTIVE OFFICER; DIRECTOR | NA | Control |
| KENNEDY, MATTHEW PIERCE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KENNEDY, MATTHEW PIERCE | I | CHIEF EXECUTIVE OFFICER; DIRECTOR | NA | Control |
| KENNEDY, MATTHEW PIERCE | I | CHIEF EXECUTIVE OFFICER; DIRECTOR | NA | Control |
| KENNEDY, MATTHEW PIERCE | I | CHIEF EXECUTIVE OFFICER; DIRECTOR | NA | Control |
| KENNEDY, MATTHEW PIERCE | I | CHIEF EXECUTIVE OFFICER; DIRECTOR | NA | Control |
| KENNEDY, MATTHEW PIERCE | I | CHIEF EXECUTIVE OFFICER; DIRECTOR | NA | Control |
| KENNEDY, MATTHEW PIERCE | I | CHIEF EXECUTIVE OFFICER; DIRECTOR | NA | Control |
| LIST, LAWRENCE HARRIS | I | CHIEF OPERATING OFFICER | NA | Control |
| LOEWEN, BERND | I | DIRECTOR; MANAGING DIRECTOR/HEAD OF INFRASTRUCTURE | NA | Control |
| LOEWEN, BERND | I | DIRECTOR; MANAGING DIRECTOR/HEAD OF INFRASTRUCTURE | NA | Control |
| LOEWEN, BERND | I | DIRECTOR; HEAD OF INFRASTRUCTURE | NA | Control |
| LOEWEN, BERND | I | DIRECTOR; HEAD OF INFRASTRUCTURE | NA | Control |
| LORD, ROBERT POWERS JR | I | GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LORD, ROBERT POWERS JR | I | GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LORD, ROBERT POWERS JR | I | GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LORD, ROBERT POWERS JR | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | Control |
| LORD, ROBERT POWERS JR | I | GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LORD, ROBERT POWERS JR | I | GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LORD, ROBERT POWERS JR | I | GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LORD, ROBERT POWERS JR | I | GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LORD, ROBERT POWERS JR | I | GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | |
| LORD, ROBERT POWERS JR | I | GENERAL COUNSEL | NA | Control |
| LORD, ROBERT POWERS JR | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER (IA) | NA | |
| LORD, ROBERT POWERS JR | I | GENERAL COUNSEL | NA | Control |
| LUNDGREN, HARRY JOSEPH JR | I | VICE PRESIDENT/DIRECTOR OF COMPLIANCE | NA | Control |
| LUNDGREN, HARRY JOSEPH JR | I | VICE PRESIDENT/DIRECTOR OF COMPLIANCE | NA | Control |
| LUNDGREN, HARRY JOSEPH JR | I | DIRECTOR OF COMPLIANCE | NA | Control |
| LUNDGREN, HARRY JOSEPH JR | I | DIRECTOR OF COMPLIANCE | NA | Control |
| MOODHE, JAMES EDWARD | I | HEAD OF FINANCE | NA | Control |
| PASCOE, RICARDO ALEJANDRO | I | DIRECTOR; MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| PATIG, KLAUS MANFRED | I | DIRECTOR | NA | Control |
| PATIG, KLAUS MANFRED | I | DIRECTOR | NA | Control |
| PATIG, KLAUS MANFRED | I | DIRECTOR | NA | Control |
| PATIG, KLAUS MANFRED | I | DIRECTOR | NA | Control |
| PATIG, KLAUS MANFRED | I | DIRECTOR | NA | Control |
| PATIG, KLAUS MANFRED | I | DIRECTOR | NA | Control |
| PATIG, KLAUS MANFRED | I | DIRECTOR | NA | Control |
| REUTHER, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| REUTHER, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| REUTHER, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| RICHARDSON, PETER MARK | I | DIRECTOR | NA | Control |
| RICHARDSON, PETER MARK | I | DIRECTOR | NA | Control |
| RICHARDSON, PETER MARK | I | DIRECTOR | NA | Control |
| SHMUYLOVICH, YURY | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| SHMUYLOVICH, YURY | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| TELLER, NICHOLAS ROY RICHARD | I | DIRECTOR; CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| TELLER, NICHOLAS ROY RICHARD | I | DIRECTOR; CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| TELLER, NICHOLAS ROY RICHARD | I | DIRECTOR; CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| TELLER, NICHOLAS ROY RICHARD | I | DIRECTOR; CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| TELLER, NICHOLAS ROY RICHARD | I | DIRECTOR; CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| TELLER, NICHOLAS ROY RICHARD | I | DIRECTOR; CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| TELLER, NICHOLAS ROY RICHARD | I | DIRECTOR; CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| WALSH, MICHAEL PATRICK | I | SENIOR VICE PRESIDENT/HEAD OF OPERATIONS | NA | Control |
| WALSH, MICHAEL PATRICK | I | SENIOR VICE PRESIDENT/HEAD OF OPERATIONS | NA | Control |
| WALSH, MICHAEL PATRICK | I | HEAD OF OPERATIONS | NA | Control |
| WALSH, MICHAEL PATRICK | I | HEAD OF OPERATIONS | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | SROP; CROP; HEAD OF OPERATIONS | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | HEAD OF OPERATIONS | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | INTERIM CHIEF EXECUTIVE OFFICER (03/2005); SROP; CROP; HEAD OF OPERATIONS | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | SROP; CROP; HEAD OF OPERATIONS | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | SENIOR VICE PRESIDENT/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | SROP; CROP; HEAD OF OPERATIONS | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | SROP; CROP; HEAD OF OPERATIONS | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | SROP; CROP; HEAD OF OPERATIONS | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | SROP; CROP; HEAD OF OPERATIONS | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | SROP; CROP; HEAD OF OPERATIONS | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | SENIOR VICE PRESIDENT/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | INTERIM CHIEF EXECUTIVE OFFICER (03/2005); SROP; CROP; HEAD OF OPERATIONS; INTERIM DIRECTOR OF COMPLIANCE (04/2005) | NA | Control |
| WESTPHAL, UWE GERHARD PAUL | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| YERGEY, HARRY PETER | I | DIRECTOR | NA | |
| YERGEY, HARRY PETER | I | DIRECTOR | NA | |
| YERGEY, HARRY PETER | I | DIRECTOR | NA | |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
| COMMERZBANK AG | FE | PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SONDERFONDS FINANZMARKTSTABILISIERUNG ("SOFFIN") | FE | COMMERZBANK AG | C | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Address
2 WORLD FINANCIAL CENTERNEW YORK, NY 10281-1050
United States
Phone: 212-703-4000