P. R. HERZIG & CO. INC.
CRD #2185 SEC #801-66238 ROSLYN HEIGHTS, NY 516-621-0200
SEC Registered Broker-Dealer
Total AUM
$98.1M
Discretionary
$65.6M
Employees
3
Clients
0
Accounts
146
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| HERZIG, HELENE | I | BOARD OF DIRECTORS | NA | |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PESNER, ARTHUR STUART | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | D | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | D | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | D | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | D | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | D | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | D | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | D | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | D | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | D | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | D | Control |
| ESTATE PHILIP R. HERZIG, MILTON T. HERZIG AND HELENE HERZIG EXECUTORS | DE | SHAREHOLDER | C | Control |
| ESTATE PHILIP R. HERZIG, MILTON T. HERZIG AND HELENE HERZIG EXECUTORS, HELENE HERZIG BENEFICIARY | DE | SHAREHOLDER | C | Control |
| ESTATE PHILIP R. HERZIG, MILTON T. HERZIG AND HELENE HERZIG EXECUTORS, HELENE HERZIG BENEFICIARY | DE | SHAREHOLDER | C | Control |
| ESTATE PHILIP R. HERZIG, MILTON T. HERZIG AND HELENE HERZIG EXECUTORS, HELENE HERZIG BENEFICIARY | DE | SHAREHOLDER | C | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | C | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | C | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | C | Control |
| HERZIG, MILTON THOMAS | I | PRESIDENT | C | Control |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| DESNICK, JULIE HERZIG | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| LANDESBERG, LYDIA BETH | I | SHAREHOLDER | B | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A | |
| SAMUEL A HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DESNICK, JULIE HERZIG | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | |
| DESNICK, JULIE HERZIG | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | |
| DESNICK, JULIE HERZIG | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | |
| DESNICK, JULIE HERZIG | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | |
| DESNICK, JULIE HERZIG | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | |
| DESNICK, JULIE HERZIG | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | |
| DESNICK, JULIE HERZIG | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | |
| DESNICK, JULIE HERZIG | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | |
| DESNICK, JULIE HERZIG | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | |
| DESNICK, JULIE HERZIG | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | |
| DESNICK, JULIE HERZIG | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | |
| EMILY P. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | TRUST | F | |
| HERZIG, HELENE | I | ESTATE PHILIP HERZIG | F | |
| HERZIG, MILTON THOMAS | I | ESTATE PHILIP HERZIG, SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | Control |
| HERZIG, MILTON THOMAS | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | Control |
| HERZIG, MILTON THOMAS | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | Control |
| HERZIG, MILTON THOMAS | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | Control |
| HERZIG, MILTON THOMAS | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | Control |
| HERZIG, MILTON THOMAS | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | Control |
| HERZIG, MILTON THOMAS | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | Control |
| HERZIG, MILTON THOMAS | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | Control |
| HERZIG, MILTON THOMAS | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | Control |
| HERZIG, MILTON THOMAS | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | Control |
| HERZIG, MILTON THOMAS | I | SAMUEL A. HERZIG TRUST, EMILY P. HERZIG TRUST | F | Control |
| MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | SAMUEL A. HERZIG TRUST | F | |
| MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | EMILY P. HERZIG TRUST | F | |
| SAMUEL A. HERZIG TRUST, MILTON T. HERZIG AND JULIE HERZIG TRUSTEES | DE | TRUST | F | |
| ESTATE PHILIP HERZIG, MILTON T. HERZIG AND HELENE HERZIG EXECUTORS, HELENE HERZIG BENEFICIARY | DE | ESTATE | C | Control |
| MILTON T. HERZIG AND HELENE HERZIG EXECUTORS, HELENE HERZIG BENEFICIARY | DE | ESTATE PHILIP HERZIG | C | Control |
Registrations
Federal
IA
Mar 31, 2018 REGISTERED
Address
4 EXPRESSWAY PLAZASUITE 220
ROSLYN HEIGHTS, NY 11577
United States
Phone: 516-621-0200