J.A. GLYNN & CO.
Legal name: JAG ADVISORS
CRD #22011 SEC #801-53844 ST. LOUIS, MO 314-997-1277
SEC Registered Broker-Dealer
Total AUM
$870M
Discretionary
$865.4M
Employees
11
Clients
0
Accounts
687
Firm Details
- Organization Type
- Corporation
- State of Formation
- Missouri
- Fiscal Year End
- APRIL
- Registration Date
- --
- Latest Filing
- Jul 13, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONLEY, NORMAN BENEDICT III | I | VICE PRESIDENT | NA | |
| CONLEY, NORMAN BENEDICT III | I | VICE PRESIDENT | NA | |
| DODSON, CHARLES EDWARD | I | CHIEF COMPLIANCE OFFICER-SHAREHOLDER | NA | Control |
| DODSON, CHARLES EDWARD | I | CHIEF COMPLIANCE OFFICER-SHAREHOLDER | NA | Control |
| DODSON, CHARLES EDWARD | I | CHIEF COMPLIANCE OFFICER-SHAREHOLDER | NA | Control |
| DODSON, CHARLES EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DODSON, CHARLES EDWARD | I | CHIEF COMPLIANCE OFFICER-SHAREHOLDER | NA | Control |
| DODSON, CHARLES EDWARD | I | VP OF COMPLIANCE & OPERATIONS, SROP/CROP | NA | Control |
| DODSON, CHARLES EDWARD | I | VP OF COMPLIANCE & OPERATIONS, SROP/CROP | NA | Control |
| DODSON, CHARLES EDWARD | I | CHIEF COMPLIANCE OFFICER-SHAREHOLDER | NA | Control |
| DODSON, CHARLES EDWARD | I | CHIEF COMPLIANCE OFFICER-SHAREHOLDER | NA | Control |
| DODSON, CHARLES EDWARD | I | CHIEF COMPLIANCE OFFICER-SHAREHOLDER | NA | Control |
| MERTZ, DEBORAH WYNNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MERTZ, DEBORAH WYNNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MERTZ, DEBORAH WYNNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MERTZ, DEBORAH WYNNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MERTZ, DEBORAH WYNNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MERTZ, DEBORAH WYNNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MERTZ, DEBORAH WYNNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MERTZ, DEBORAH WYNNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MERTZ, DEBORAH WYNNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MERTZ, DEBORAH WYNNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VOGT, ALAN DONALD | I | VICE PRESIDENT | NA | |
| VOGT, ALAN DONALD | I | VICE PRESIDENT | NA | |
| WALSH, MICHAEL PHELAN | I | VICE PRESIDENT | NA | |
| WALSH, MICHAEL PHELAN | I | VICE PRESIDENT | NA | |
| WANGLER, NANCY RUTH | I | VICE PRESIDENT | NA | |
| WANGLER, NANCY RUTH | I | VICE PRESIDENT | NA | |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN,CEO,PRESIDENT | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN,CEO,PRESIDENT | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN,CEO,PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN,CEO,PRESIDENT | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN,CEO,PRESIDENT | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN,CEO,PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN | E | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN | D | Control |
| FERRY, DANIEL JOHN JR | I | CHAIRMAN | D | Control |
| CONLEY, NORMAN BENEDICT III | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | B | Control |
| CONLEY, NORMAN BENEDICT III | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | B | Control |
| CONLEY, NORMAN BENEDICT III | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | B | Control |
| CONLEY, NORMAN BENEDICT III | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | B | Control |
| CONLEY, NORMAN BENEDICT III | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | B | Control |
| CONLEY, NORMAN BENEDICT III | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| CONLEY, NORMAN BENEDICT III | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| CONLEY, NORMAN BENEDICT III | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | B | Control |
| CONLEY, NORMAN BENEDICT III | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | B | Control |
| CONLEY, NORMAN BENEDICT III | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | B | Control |
| KITTLE, LOUIS ELDON | I | SECRETARY/TREASURER | B | Control |
| KITTLE, LOUIS ELDON | I | SECRETARY/TREASURER | B | Control |
| KITTLE, LOUIS ELDON | I | SECRETARY/TREASURER | B | Control |
| KITTLE, LOUIS ELDON | I | SECRETARY/TREASURER | B | Control |
| CONLEY, NORMAN BENEDICT III | I | SECRETARY | A | Control |
| CONLEY, NORMAN BENEDICT III | I | SECRETARY | A | Control |
| VOGT, ALAN DONALD | I | DIRECTOR FIXED INCOME TRADING-SHAREHOLDER | A | Control |
| VOGT, ALAN DONALD | I | DIRECTOR FIXED INCOME TRADING-SHAREHOLDER | A | Control |
| VOGT, ALAN DONALD | I | DIRECTOR FIXED INCOME TRADING-SHAREHOLDER | A | Control |
| VOGT, ALAN DONALD | I | DIRECTOR FIXED INCOME TRADING-SHAREHOLDER | A | Control |
| VOGT, ALAN DONALD | I | DIRECTOR FIXED INCOME TRADING-SHAREHOLDER | A | Control |
| VOGT, ALAN DONALD | I | DIRECTOR FIXED INCOME TRADING-SHAREHOLDER | A | Control |
| VOGT, ALAN DONALD | I | DIRECTOR FIXED INCOME TRADING-SHAREHOLDER | A | Control |
Registrations
Federal
IA
Jul 13, 2012 REGISTERED
Notice Filings (45)
AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NV NY OH OK OR PA SC SD TN TX VA VI VT WA WI
Address
9841 CLAYTON ROADST. LOUIS, MO 63124-1603
United States
Phone: 314-997-1277