ASC WEALTH & RETIREMENT ADVISORS LLC
Legal name: ASC 401(K) MANAGEMENT
CRD #220516 SEC #801-96217 APPLETON, WI 920-888-1272
SEC Registered
Total AUM
$45.9M
Discretionary
$0
Employees
2
Clients
--
Accounts
206
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 30, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ALLAN, JAMES, ROBERT | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHLEICHER, NATHAN, DANIEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHLEICHER, NATHAN, DANIEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHLEICHER, NATHAN, DANIEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHLEICHER, NATHAN, DANIEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHLEICHER, NATHAN, DANIEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHLEICHER, NATHAN, DANIEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHLEICHER, NATHAN, DANIEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHLEICHER, NATHAN, DANIEL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 30, 2021 REGISTERED
Notice Filings (3)
MI TX WI
Address
210 S. BLUEMOUND DR. STE:AAPPLETON, WI 54914
United States
Phone: 920-888-1272