SII INVESTMENTS, INC.
CRD #2225 SEC #801-54935 APPLETON, WI 800-426-5975
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
81
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2018
- Branch Offices
- 107
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, STRATEGIC DEVELOPMENT | NA | Control |
| AVENA, ALLAN REYES | I | VP, STRATEGIC DEVELOPMENT | NA | Control |
| AVENA, ALLAN REYES | I | VP, ADVISORY SERVICES | NA | Control |
| AVENA, ALLAN REYES | I | VP, STRATEGIC DEVELOPMENT | NA | Control |
| AVENA, ALLAN REYES | I | VP, STRATEGIC DEVELOPMENT | NA | Control |
| AVENA, ALLAN REYES | I | VP, STRATEGIC DEVELOPMENT | NA | Control |
| AVENA, ALLAN REYES | I | VP, STRATEGIC DEVELOPMENT | NA | Control |
| BRUNNER, JENNIFER ANN | I | MUNI PRINICIPAL/INVESTMENT ADVISORY | NA | Control |
| BRUNNER, JENNIFER ANN | I | MUNI PRINICIPAL/INVESTMENT ADVISORY | NA | Control |
| BRUNNER, JENNIFER ANN | I | MUNI PRINICIPAL/INVESTMENT ADVISORY | NA | Control |
| BRUNNER, JENNIFER ANN | I | MUNI PRINICIPAL/INVESTMENT ADVISORY | NA | Control |
| BRUNNER, JENNIFER ANN | I | MUNI PRINICIPAL/INVESTMENT ADVISORY | NA | Control |
| BRUNNER, JENNIFER ANN | I | MUNI PRINICIPAL/INVESTMENT ADVISORY | NA | Control |
| BRUNNER, JENNIFER ANN | I | MUNI PRINICIPAL/INVESTMENT ADVISORY | NA | Control |
| CHIULLI, ALLAN THOMAS | I | SVP, CHIEF MARKETING OFFICER | NA | Control |
| CHIULLI, ALLAN THOMAS | I | SVP, CHIEF MARKETING OFFICER | NA | Control |
| CICOTTE, GREGORY PHILIP | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| CICOTTE, GREGORY PHILIP | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| CICOTTE, GREGORY PHILIP | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| CICOTTE, GREGORY PHILIP | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| CICOTTE, GREGORY PHILIP | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| CICOTTE, GREGORY PHILIP | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| CICOTTE, GREGORY PHILIP | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| CICOTTE, GREGORY PHILIP | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| CICOTTE, GREGORY PHILIP | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT & SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VICE PRESIDENT | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLEMAN, CAREN LESLIE | I | VP, NPH PRODUCT AND SPONSOR RELATIONS | NA | Control |
| COLLETT, DAVID WENDALL | I | CFO | NA | Control |
| COLLETT, DAVID WENDALL | I | CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO & FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO/FINOP | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO NPH | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO NPH | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | CFO | NA | Control |
| COLLINS, MAURA KATHRYN | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO & EVP/CFO NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO & EVP/CFO NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO & EVP/CFO NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO & EVP/CFO NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO & EVP/CFO NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| COLLINS, MAURA KATHRYN | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO & EVP/CFO NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO & EVP/CFO NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO & EVP/CFO NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO NATIONAL PLANNING HOLDINGS | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO NATIONAL PLANNING HOLDINGS | NA | Control |
| COLLINS, MAURA KATHRYN | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO NATIONAL PLANNING HOLDINGS | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO NATIONAL PLANNING HOLDINGS | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO NATIONAL PLANNING HOLDINGS | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO NATIONAL PLANNING HOLDINGS | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO NATIONAL PLANNING HOLDINGS | NA | Control |
| COLLINS, MAURA KATHRYN | I | SVP/CFO NATIONAL PLANNING HOLDINGS | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| COSTELLO, MICHAEL ALAN | I | DIRECTOR | NA | Control |
| DAFT, JOSEPH STEPHEN | I | MUNI PRINCIPAL | NA | |
| DAFT, JOSEPH STEPHEN | I | MUNI PRINCIPAL | NA | |
| DAFT, JOSEPH STEPHEN | I | MUNI PRINCIPAL | NA | |
| DAFT, JOSEPH STEPHEN | I | MUNI PRINCIPAL | NA | |
| DAFT, JOSEPH STEPHEN | I | MUNI PRINCIPAL | NA | |
| DAFT, JOSEPH STEPHEN | I | MUNI PRINCIPAL | NA | |
| DAFT, JOSEPH STEPHEN | I | MUNI PRINCIPAL | NA | |
| DAFT, JOSEPH STEPHEN | I | MUNI PRINCIPAL | NA | |
| DEARMAN, ROBERT HAROLD JR. | I | NPH SVP ADVISORY PRACTICE | NA | Control |
| DEARMAN, ROBERT HAROLD JR. | I | NPH SVP ADVISORY PRACTICE | NA | Control |
| DEARMAN, ROBERT HAROLD JR. | I | NPH SVP ADVISORY PRACTICE | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINCIPAL | NA | |
| DESMIDT, JON PATRICK | I | MUNI PRINCIPAL | NA | |
| DESMIDT, JON PATRICK | I | MUNI PRINCIPAL | NA | |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/DIRECTOR INVESTMENT REVIEW | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINCIPAL | NA | |
| DESMIDT, JON PATRICK | I | MUNI PRINCIPAL | NA | |
| DESMIDT, JON PATRICK | I | MUNI PRINCIPAL | NA | |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DESMIDT, JON PATRICK | I | MUNI PRINICIPAL/AVP INVESTMENT ADVISORY | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VP-NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VP-NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VP-NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VP-NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VP-NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VP-NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VP-NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VP-NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VP-NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VP-NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| DOWDEN, STEVEN HOWARD | I | CHIEF OPERATING OFFICER, NPH | NA | Control |
| DOWDEN, STEVEN HOWARD | I | CHIEF OPERATING OFFICER, NPH | NA | Control |
| DOWDEN, STEVEN HOWARD | I | EXECUTIVE VP-NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| DOWDEN, STEVEN HOWARD | I | CHIEF OPERATING OFFICER, NPH | NA | Control |
| DOWDEN, STEVEN HOWARD | I | CHIEF OPERATING OFFICER, NPH | NA | Control |
| DOWDEN, STEVEN HOWARD | I | PRESIDENT AND CEO OF NPH | NA | Control |
| DOWDEN, STEVEN HOWARD | I | CHIEF OPERATING OFFICER, NPH | NA | Control |
| DOWDEN, STEVEN HOWARD | I | PRESIDENT AND CEO OF NPH | NA | Control |
| DOWDEN, STEVEN HOWARD | I | CHIEF OPERATING OFFICER, NPH | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| DREFFEIN, MARY SHAWN | I | DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | INTERIM CCO | NA | |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUNDERSON, GERRY A | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUNDERSON, GERRY A | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | INTERIM CCO | NA | |
| GUNDERSON, GERRY A | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUNDERSON, GERRY A | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | NPH SVP GENERAL COUNSEL/DIRECTOR | NA | Control |
| GUNDERSON, GERRY A | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| GUNDERSON, GERRY A | I | SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| GUNDERSON, GERRY A | I | SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | SVP GENERAL COUNSEL | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | NA | Control |
| GUNDERSON, GERRY A | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | NA | Control |
| GUNDERSON, GERRY A | I | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HARRIS, BRADLEY OLAN | I | DIRECTOR | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/SROP/CROP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE,SROP,CROP | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE | NA | |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HERMAN, JANICE LYNN | I | VP COMPLIANCE/ROSFP | NA | Control |
| HITTLE, ALICE MICHELLE | I | VP INVESTMENT ADVISORY | NA | |
| HITTLE, ALICE MICHELLE | I | VP INVESTMENT ADVISORY | NA | Control |
| HOPPING, ANDREW BOUTWELL | I | CFO & FINOP | NA | Control |
| HOPPING, ANDREW BOUTWELL | I | DIRECTOR | NA | Control |
| HOPPING, ANDREW BOUTWELL | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| JACK, CLIFFORD JAMES | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| JOHNSON, MISTY ANN | I | FIRST VP & INTERIM COO | NA | |
| JOHNSON, MISTY ANN | I | FIRST VP & INTERIM COO | NA | |
| JOHNSON, MISTY ANN | I | FIRST VP & INTERIM COO | NA | |
| JOHNSON, MISTY ANN | I | FIRST VP & INTERIM COO | NA | |
| JOHNSON, MISTY ANN | I | FIRST VP & INTERIM COO | NA | |
| JOHNSON, MISTY ANN | I | MUNI PRINCIPAL | NA | |
| JOHNSON, MISTY ANN | I | MUNI PRINCIPAL | NA | |
| JOHNSON, PETER MICHAEL | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| JOHNSON, PETER MICHAEL | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| JOHNSON, PETER MICHAEL | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| JOHNSON, PETER MICHAEL | I | PRESIDENT/CEO | NA | Control |
| JOHNSON, PETER MICHAEL | I | PRESIDENT/CEO | NA | Control |
| JOHNSON, PETER MICHAEL | I | PRESIDENT/CEO | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | SVP, COO | NA | Control |
| KALINOWSKI, DAWN MARIE | I | SVP, COO | NA | Control |
| KALINOWSKI, DAWN MARIE | I | FVP OPERATIONS | NA | Control |
| KALINOWSKI, DAWN MARIE | I | SVP, COO | NA | Control |
| KALINOWSKI, DAWN MARIE | I | SVP, COO | NA | Control |
| KALINOWSKI, DAWN MARIE | I | SVP, COO | NA | Control |
| KALINOWSKI, DAWN MARIE | I | SVP, COO | NA | Control |
| KALINOWSKI, DAWN MARIE | I | SVP, COO | NA | Control |
| KALINOWSKI, DAWN MARIE | I | SVP, COO | NA | Control |
| KINART, TODD MICHAEL | I | PRESIDENT & CEO | NA | |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| KINART, TODD MICHAEL | I | SII PRESIDENT & CEO/DIRECTOR | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | FINOP | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP & CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP & CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP, CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP & CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP & CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP & CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP & CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP & CONTROLLER | NA | Control |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | I | VP, FINOP & CONTROLLER | NA | Control |
| LANDEFELD, JENNIFER LEE | I | NPH SVP REGULATORY AFFAIRS | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | NPH PRESIDENT & CEO/DIRECTOR | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | NPH PRESIDENT & CEO | NA | Control |
| LIVINGSTON, JAMES LOYD JR | I | NPH PRESIDENT & CEO | NA | Control |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOASBY, DAVID ANDREW | I | CCO | NA | |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| LOASBY, DAVID ANDREW | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCALLOP, PATRICIA ANN | I | NPH AND SII SVP & CHIEF COMPLIANCE OFFICER | NA | |
| MCGINNIS, STEVEN KENT | I | SENIOR VP - LEGAL | NA | Control |
| MCGINNIS, STEVEN KENT | I | SENIOR VP - LEGAL | NA | Control |
| MCNULTY, MARK EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY & DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY & DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY & DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY/DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY/DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY/DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY/DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY/DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY/DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY & DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY & DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY & DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY & DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY & DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY & DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY & DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY/DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY/DIRECTOR | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MEYER, THOMAS JOHN | I | SECRETARY | NA | Control |
| MILLER, JAMES PETER | I | DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | SR VP & COO, SECRETARY | NA | Control |
| MILLER, JAMES PETER | I | SR VP & COO, SECRETARY | NA | Control |
| MILLER, JAMES PETER | I | SR VP & COO, SECRETARY | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | SR VP & COO, SECRETARY | NA | Control |
| MILLER, JAMES PETER | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | PRESIDENT/CEO & DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | SR VP & COO | NA | Control |
| MILLER, JAMES PETER | I | SR VP & COO | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS/DIRECTOR | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| MILLER, JAMES PETER | I | NPH SVP OPERATIONS | NA | Control |
| OSWALD, MARK MICHAEL | I | CCO | NA | |
| OSWALD, MARK MICHAEL | I | CCO | NA | |
| PENE, STEPHAN ROBERT | I | FINOP | NA | Control |
| PENE, STEPHAN ROBERT | I | FINOP | NA | Control |
| PETKO, MICHAEL GEORGE | I | EVP AND CDO - NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| PETKO, MICHAEL GEORGE | I | EVP AND CDO - NATIONAL PLANNING HOLDINGS, INC. | NA | Control |
| REED, ALISON RUSS | I | NPH VP DUE DILIGENCE | NA | Control |
| REED, ALISON RUSS | I | DIRECTOR | NA | Control |
| REED, ALISON RUSS | I | DIRECTOR | NA | Control |
| REED, ALISON RUSS | I | DIRECTOR | NA | Control |
| REED, ALISON RUSS | I | DIRECTOR | NA | Control |
| REED, ALISON RUSS | I | DIRECTOR | NA | Control |
| ROMINE, SCOTT ERIC | I | DIRECTOR; PRESIDENT & CEO AND DIRECTOR NPH, INC. | NA | Control |
| ROMINE, SCOTT ERIC | I | DIRECTOR; PRESIDENT & CEO AND DIRECTOR NPH, INC. | NA | Control |
| ROMINE, SCOTT ERIC | I | DIRECTOR; PRESIDENT & CEO AND DIRECTOR NPH, INC. | NA | Control |
| ROMINE, SCOTT ERIC | I | NPH PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ROMINE, SCOTT ERIC | I | NPH PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ROMINE, SCOTT ERIC | I | DIRECTOR; PRESIDENT & CEO AND DIRECTOR NPH, INC. | NA | Control |
| ROMINE, SCOTT ERIC | I | NPH PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ROMINE, SCOTT ERIC | I | NPH PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ROMINE, SCOTT ERIC | I | NPH PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ROMINE, SCOTT ERIC | I | NPH PRESIDENT, CEO AND DIRECTOR | NA | Control |
| SIMON, JAMES LEWIS | I | DIRECTOR | NA | Control |
| SIMON, JAMES LEWIS | I | DIRECTOR | NA | Control |
| SIMON, JAMES LEWIS | I | DIRECTOR | NA | Control |
| WASSON, TIMOTHY D | I | FVP CHIEF COMPLIANCE OFFICER | NA | |
| WASSON, TIMOTHY D | I | FVP CHIEF COMPLIANCE OFFICER | NA | |
| WASSON, TIMOTHY D | I | FVP CHIEF COMPLIANCE OFFICER | NA | |
| WASSON, TIMOTHY D | I | FVP CHIEF COMPLIANCE OFFICER | NA | |
| WASSON, TIMOTHY D | I | FVP CHIEF COMPLIANCE OFFICER | NA | |
| WEISS, DANIEL STUART | I | VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VICE PRESIDENT | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VICE PRESIDENT | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | VICE PRESIDENT | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WEISS, DANIEL STUART | I | NPH VP DUE DILIGENCE | NA | Control |
| WELLS, MICHAEL ANDREW | I | DIRECTOR | NA | Control |
| WELLS, MICHAEL ANDREW | I | DIRECTOR | NA | Control |
| WELLS, MICHAEL ANDREW | I | DIRECTOR | NA | Control |
| WRIGHT, DANIEL EUGENE | I | SENIOR VICE PRESIDENT | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | SENIOR VICE PRESIDENT | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| WRIGHT, DANIEL EUGENE | I | NPH SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | FE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | FE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | FE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | FE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | FE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | FE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | FE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
| NATIONAL PLANNING HOLDINGS, INC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE UK, LLC. | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE UK, LLC. | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE UK, LLC. | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE UK, LLC. | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE UK, LLC. | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE UK, LLC. | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE UK, LLC. | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE UK, LLC. | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE UK, LLC. | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE UK, LLC. | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE UK, LLC. | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1), INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| BROOKE GP | DE | NICOLE FINANCE, INC | E | Control |
| BROOKE GP | DE | NICOLE FINANCE, INC | E | Control |
| BROOKE GP | DE | NICOLE FINANCE, INC | E | Control |
| BROOKE GP | DE | NICOLE FINANCE, INC | E | Control |
| BROOKE GP | DE | NICOLE FINANCE, INC | E | Control |
| BROOKE GP | DE | NICOLE FINANCE, INC | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC | DE | NATIONAL PLANNING HOLDINGS | E | Control |
| BROOKE HOLDINGS, LLC | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC | DE | NATIONAL PLANNING HOLDINGS | E | Control |
| BROOKE HOLDINGS, LLC | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC | DE | NATIONAL PLANNING HOLDINGS | E | Control |
| BROOKE HOLDINGS, LLC | DE | NATIONAL PLANNING HOLDINGS | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LLC. | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LTD | FE | BROOKE HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, LTD | FE | BROOKE HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, LTD | FE | BROOKE HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, LTD | FE | BROOKE HOLDINGS, INC | E | Control |
| BROOKE HOLDINGS, LTD. | FE | BROOKE HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LTD. | DE | BROOKE HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LTD. | DE | BROOKE HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LTD. | DE | BROOKE HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LTD. | DE | BROOKE HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LTD. | DE | BROOKE HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LTD. | DE | BROOKE HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LTD. | DE | BROOKE HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, LTD. | DE | BROOKE HOLDINGS, INC. | E | Control |
| BROOKE UK, LLC | DE | NICOLE FINANCE, INC | E | Control |
| BROOKE UK, LLC. | DE | NICOLE FINANCE, INC. | E | Control |
| BROOKE UK, LLC. | DE | NICOLE FINANCE, INC. | E | Control |
| BROOKE UK, LLC. | DE | NICOLE FINANCE, INC. | E | Control |
| BROOKE UK, LLC. | DE | NICOLE FINANCE, INC. | E | Control |
| BROOKE UK, LLC. | DE | NICOLE FINANCE, INC. | E | Control |
| BROOKE UK, LLC. | DE | NICOLE FINANCE, INC. | E | Control |
| BROOKE UK, LLC. | DE | NICOLE FINANCE, INC. | E | Control |
| BROOKE UK, LLC. | DE | NICOLE FINANCE, INC. | E | Control |
| BROOKE UK, LLC. | DE | NICOLE FINANCE, INC. | E | Control |
| BROOKE UK, LLC. | DE | NICOLE FINANCE, INC. | E | Control |
| BROOKE UK, LLC. | DE | NICOLE FINANCE, INC. | E | Control |
| BROOKE, LLC. | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE, LLC. | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE, LLC. | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE, LLC. | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE, LLC. | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE, LLC. | DE | PUS HOLDCO1 LIMITED | E | Control |
| BROOKE, LLC. | DE | PUS HOLDCO1 LIMITED | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS, LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | FE | BROOKE HOLDINGS, LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOK HOLDINGS, LTD | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOK HOLDINGS, LTD | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOK HOLDINGS, LTD | E | Control |
| HOLBORN DELAWARE CORPORATION | FE | BROOKE HOLDINGS, LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | FE | BROOKE HOLDINGS, LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | FE | BROOKE HOLDINGS, LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | FE | BROOKE HOLDINGS, LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | FE | BROOKE HOLDINGS, LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS, LTD. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOK HOLDINGS, LTD | E | Control |
| HOLBORN DELAWARE CORPORATION | FE | BROOKE HOLDINGS, LTD. | E | Control |
| HOLBORN DELAWARE PARTNERSHIP | DE | BROOKE HOLDINGS, INC. | E | Control |
| HOLBORN DELAWARE PARTNERSHIP | DE | BROOKE HOLDINGS, INC. | E | Control |
| HOLBORN DELAWARE, LLC | DE | PUS HOLDCO2 LIMITED | E | Control |
| HOLBORN DELAWARE, LLC | DE | PUS HOLDCO2 LIMITED | E | Control |
| HOLBORN DELAWARE, LLC | DE | PUS HOLDCO2 LIMITED | E | Control |
| HOLBORN DELAWARE, LLC | DE | PUS HOLDCO2 LIMITED | E | Control |
| HOLBORN DELAWARE, LLC | DE | PUS HOLDCO2 LIMITED | E | Control |
| HOLBORN DELAWARE, LLC | DE | PUS HOLDCO2 LIMITED | E | Control |
| HOLBORN DELAWARE, LLC | DE | PUS HOLDCO2 LIMITED | E | Control |
| JACKSON HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | NATIONAL PLANNING HOLDINGS, INC. | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC. | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC. | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC. | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC. | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC. | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC. | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC. | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC. | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC. | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC. | E | Control |
| NICOLE FINANCE, INC. | DE | BROOKE HOLDINGS, LLC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (US HOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (US HOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (US HOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (US HOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (US HOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (US HOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL CORP HOLDINGS, LTD. | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL CORP HOLDINGS, LTD. | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL CORP HOLDINGS, LTD. | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, INC | FE | PRUDENTIAL, PLC | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, INC | FE | PRUDENTIAL, PLC | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, INC | FE | PRUDENTIAL, PLC | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, INC | FE | PRUDENTIAL, PLC | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, LIMITED | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, LIMITED | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, LIMITED | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, LIMITED | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, LIMITED | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, LIMITED | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, LIMITED | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS, LTD. | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE, LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE, LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE, LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE, LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE, LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE, LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE, LLC | E | Control |
| PRUDENTIAL FOUR, LTD | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR, LTD | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR, LTD | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR, LTD | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR, LTD. | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR, LTD. | DE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR, LTD. | DE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR, LTD. | DE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR, LTD. | DE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR, LTD. | DE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR, LTD. | DE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR, LTD. | DE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL HOLDINGS, LTD. | FE | PRUDENTIAL CORPORATION HOLDINGS, LTD. | E | Control |
| PRUDENTIAL ONE LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE, LIMITED | FE | PRUDENTIAL FOUR, LIMITED | E | Control |
| PRUDENTIAL ONE, LIMITED | FE | PRUDENTIAL FOUR, LIMITED | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD. | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD. | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD. | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD. | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD. | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD. | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD. | E | Control |
| PRUDENTIAL ONE, LTD. | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD | E | Control |
| PRUDENTIAL ONE, LTD. | FE | PRUDENTIAL FOUR, LTD. | E | Control |
| PRUDENTIAL ONE, LTD. | FE | HOLBORN DELAWARE PARTNERSHIP | E | Control |
| PRUDENTIAL ONE, LTD. | FE | HOLBORN DELAWARE PARTNERSHIP | E | Control |
| PRUDENTIAL US, LTD. | FE | PUS HOLDCO1, LTD. | E | Control |
| PRUDENTIAL US, LTD. | FE | PUS HOLDCO1, LTD. | E | Control |
| PRUDENTIAL US, LTD. | FE | PUS HOLDCO1, LTD. | E | Control |
| PRUDENTIAL US, LTD. | FE | PUS HOLDCO1, LTD. | E | Control |
| PRUDENTIAL US, LTD. | FE | PUS HOLDCO1, LTD. | E | Control |
| PRUDENTIAL US, LTD. | FE | PUS HOLDCO1, LTD. | E | Control |
| PRUDENTIAL US, LTD. | FE | PUS HOLDCO1, LTD. | E | Control |
| PRUDENTIAL US, LTD. | FE | PUS HOLDCO1, LTD. | E | Control |
| PRUDENTIAL US, LTD. | FE | PUS HOLDCO1, LTD. | E | Control |
| PRUDENTIAL US, LTD. | FE | PUS HOLDCO1, LTD. | E | Control |
| PRUDENTIAL US, LTD. | FE | PUS HOLDCO1, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL HOLDINGS, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL ONE, LTD | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL ONE, LTD | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL ONE, LTD | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL HOLDINGS, LIMITED | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL CORP HOLDINGS, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL ONE, LTD | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL ONE, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL CORP HOLDINGS, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL CORP HOLDINGS, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL US, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL US, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL US, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL US, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL US, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL US, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL US, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL US, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL US, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL US, LTD. | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PRUDENTIAL, PLC. | FE | PRUDENTIAL (US HOLDCO 1) | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO1, LTD. | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PUS HOLDCO1, LTD. | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PUS HOLDCO1, LTD. | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PUS HOLDCO1, LTD. | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PUS HOLDCO1, LTD. | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PUS HOLDCO1, LTD. | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PUS HOLDCO1, LTD. | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PUS HOLDCO1, LTD. | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PUS HOLDCO1, LTD. | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PUS HOLDCO1, LTD. | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PUS HOLDCO1, LTD. | FE | BROOKE (HOLDCO1), INC. | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE, LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE, LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE, LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE, LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE, LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE, LLC | E | Control |
| PUS HOLDCO2 LIMITED | FE | BROOKE, LLC | E | Control |
Registrations
Federal
IA
Mar 29, 2018 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
5555 W GRANDE MARKET DRIVEAPPLETON, WI 54913-8403
United States
Phone: 800-426-5975