WILLIAM R. HOUGH & CO., INC
CRD #2235 SEC #801-42126 ST PETERSBURG, FL 727-895-8880
SEC Registered Broker-Dealer
Total AUM
$2.3B
Discretionary
$291.6M
Employees
51
Clients
0
Accounts
163
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERTOLINO, BONNIE GERMAIN | I | VP, CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BERTOLINO, BONNIE GERMAIN | I | VP, CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BERTOLINO, BONNIE GERMAIN | I | VP, CHIEF LEGAL OFFICER & SECRETARY | NA | |
| BERTOLINO, BONNIE GERMAIN | I | VP, CHIEF LEGAL OFFICER & SECRETARY | NA | |
| CARLSON, LOREN DALE | I | DIRECTOR/SENIOR VICE PRESIDENT | NA | |
| CARLSON, LOREN DALE | I | DIRECTOR/SENIOR VICE PRESIDENT | NA | |
| CARLSON, LOREN DALE | I | DIRECTOR/SENIOR VICE PRESIDENT | NA | |
| CARLSON, LOREN DALE | I | DIRECTOR/SENIOR VICE PRESIDENT | NA | |
| JOHNSTON, SCOTT GEORGE | I | DIRECTOR | NA | Control |
| JOHNSTON, SCOTT GEORGE | I | DIRECTOR | NA | Control |
| JOHNSTON, SCOTT GEORGE | I | DIRECTOR | NA | Control |
| JOHNSTON, SCOTT GEORGE | I | DIRECTOR | NA | Control |
| HOUGH, WILLIAM ROBB | I | HONORARY | C | Control |
| HOUGH, WILLIAM ROBB | I | HONORARY | C | Control |
| HOUGH, WILLIAM ROBB | I | HONORARY | C | Control |
| HOUGH, WILLIAM ROBB | I | HONORARY | C | Control |
| FEINBERG, HELEN HOUGH | I | SVP/DIRECTOR | B | Control |
| FEINBERG, HELEN HOUGH | I | SVP/DIRECTOR | B | Control |
| FEINBERG, HELEN HOUGH | I | SVP/DIRECTOR | B | Control |
| FEINBERG, HELEN HOUGH | I | SVP/DIRECTOR | B | Control |
| HOUGH, WILLIAM ROBB JR | I | PRESIDENT/CHAIRMAN OF THE BOARD | B | Control |
| HOUGH, WILLIAM ROBB JR | I | PRESIDENT/CHAIRMAN OF THE BOARD | B | Control |
| HOUGH, WILLIAM ROBB JR | I | PRESIDENT/CHAIRMAN OF THE BOARD | B | Control |
| HOUGH, WILLIAM ROBB JR | I | PRESIDENT/CHAIRMAN OF THE BOARD | B | Control |
| WAECHTER, JOHN WILLIAM | I | EVP, DIRECTOR, TREASURER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| WAECHTER, JOHN WILLIAM | I | EVP, DIRECTOR, TREASURER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| WAECHTER, JOHN WILLIAM | I | EVP, DIRECTOR, TREASURER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| WAECHTER, JOHN WILLIAM | I | EVP, DIRECTOR, TREASURER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Mar 19, 2002 REGISTERED
Notice Filings (14)
AL CA FL GA KS NC NJ OR PA SC TX VA WI WV
Address
100 SECOND AVE SOUTH, SUITE 800ST PETERSBURG, FL 33701
USA
Phone: 727-895-8880