LAFAYETTE INVESTMENTS, INC.
CRD #22471 SEC #801-32522 ASHTON, MD 301-570-2959
SEC Registered
Total AUM
$895M
Discretionary
$895M
Employees
7
Clients
26
Accounts
587
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 12, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | NA | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | NA | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | NA | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | NA | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| KLINGER, RYAN MICHAEL | I | SHAREHOLDER | NA | |
| LAPRADE, LINDA ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| LAPRADE, LINDA ELIZABETH | I | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | |
| ORDWAY, RODERIC EDWARD | I | DIRECTOR | NA | |
| ORDWAY, RODERIC EDWARD | I | DIRECTOR | NA | |
| ORDWAY, RODERIC EDWARD | I | DIRECTOR | NA | |
| ROSS, STUART PHILIP | I | DIRECTOR | NA | |
| ROSS, STUART PHILIP | I | DIRECTOR | NA | |
| ROSS, STUART PHILIP | I | DIRECTOR | NA | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | NA | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| HUGHES, MARK MICKUM | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| HUGHES, MARK MICKUM | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| HUGHES, MARK MICKUM | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| HUGHES, MARK MICKUM | I | SHAREHOLDER/ DIRECTOR/ VP | C | |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR./PRIN. OPER. OFCR. | C | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR./PRIN. OPER. OFCR. | C | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR./PRIN. OPER. OFCR. | C | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CHIEF COMPLIANCE OFFICER/PRIN. OPER. OFCR. | C | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CHIEF COMPLIANCE OFFICER/PRIN. OPER. OFCR. | C | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CHIEF COMPLIANCE OFFICER/PRIN. OPER. OFCR. | C | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CHIEF COMPLIANCE OFFICER/PRIN. OPER. OFCR. | C | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CHIEF COMPLIANCE OFFICER/PRIN. OPER. OFCR. | C | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CHIEF COMPLIANCE OFFICER/PRIN. OPER. OFCR. | C | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CHIEF COMPLIANCE OFFICER/PRIN. OPER. OFCR. | C | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CHIEF COMPLIANCE OFFICER/PRIN. OPER. OFCR. | C | Control |
| RODDY, MARY WARE | I | SECRETARY/ DIRECTOR | C | |
| RODDY, MARY WARE | I | SECRETARY/ DIRECTOR | C | |
| RODDY, MARY WARE | I | SHAREHOLDER / DIRECTOR | C | |
| RODDY, MARY WARE | I | SECRETARY/ DIRECTOR | C | |
| RODDY, MARY WARE | I | SECRETARY | C | |
| RODDY, MARY WARE | I | SHAREHOLDER / DIRECTOR | C | |
| RODDY, MARY WARE | I | SECRETARY | C | |
| RODDY, MARY WARE | I | SHAREHOLDER / DIRECTOR | C | |
| RODDY, MARY WARE | I | SECRETARY | C | |
| RODDY, MARY WARE | I | SECRETARY/ DIRECTOR | C | |
| RODDY, MARY WARE | I | SHAREHOLDER | C | |
| RODDY, THOMAS PATRICK | I | PRESIDENT/ DIRECTOR | C | Control |
| RODDY, THOMAS PATRICK | I | PRESIDENT/ DIRECTOR | C | Control |
| RODDY, THOMAS PATRICK | I | SHAREHOLDER / DIRECTOR | C | Control |
| RODDY, THOMAS PATRICK | I | PRESIDENT/ DIRECTOR | C | Control |
| RODDY, THOMAS PATRICK | I | PRESIDENT | C | Control |
| RODDY, THOMAS PATRICK | I | SHAREHOLDER / DIRECTOR | C | Control |
| RODDY, THOMAS PATRICK | I | PRESIDENT | C | Control |
| RODDY, THOMAS PATRICK | I | SHAREHOLDER / DIRECTOR | C | Control |
| RODDY, THOMAS PATRICK | I | PRESIDENT | C | Control |
| RODDY, THOMAS PATRICK | I | PRESIDENT/ DIRECTOR | C | Control |
| RODDY, THOMAS PATRICK | I | SHAREHOLDER | C | Control |
| DINN, SCOTT HATHAWAY | I | STOCKHOLDER/ DIRECTOR | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | STOCKHOLDER/ DIRECTOR | B | |
| DINN, SCOTT HATHAWAY | I | STOCKHOLDER | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | STOCKHOLDER | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | STOCKHOLDER | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| DINN, SCOTT HATHAWAY | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| HUGHES, MARK | I | SHAREHOLDER/ DIRECTOR/ VP | B | |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| JUDGE, LAWRENCE | I | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR. | B | Control |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | B | |
| NOYES, ROBERT ADAMS | I | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| STROUD, SCOTT MATTHEW | I | SHAREHOLDER | B | |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ DIRECTOR | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ DIRECTOR/ VP | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ DIRECTOR/ VP | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ DIRECTOR | B | Control |
| WAKELEY, CHARLES COLLIN | I | FIXED INCOME SALES MANAGER | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ DIRECTOR/ VP | B | Control |
| WAKELEY, CHARLES COLLIN | I | FIXED INCOME SALES MANAGER | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ DIRECTOR/ VP | B | Control |
| WAKELEY, CHARLES COLLIN | I | FIXED INCOME SALES MANAGER | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ DIRECTOR/ VP | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ VP | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ VP | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ VP | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ VP | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ VP | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ VP | B | Control |
| WAKELEY, CHARLES COLLIN | I | SHAREHOLDER/ VP | B | Control |
| JUDGE, LAWRENCE | I | CHIEF FINANCIAL OFFICER/ DIRECTOR | A | Control |
| JUDGE, LAWRENCE | I | CHIEF FINANCIAL OFFICER/ DIRECTOR | A | Control |
| JUDGE, LAWRENCE | I | PRESIDENT/ DIRECTOR | A | Control |
| JUDGE, LAWRENCE | I | CHIEF FINANCIAL OFFICER/ DIRECTOR | A | Control |
| JUDGE, LAWRENCE | I | CHIEF FINANCIAL OFFICER | A | Control |
| JUDGE, LAWRENCE | I | PRESIDENT/ DIRECTOR/CO-CHIEF COMPLIANCE OFCR. | A | Control |
| JUDGE, LAWRENCE | I | CHIEF FINANCIAL OFFICER | A | Control |
| JUDGE, LAWRENCE | I | PRESIDENT/ DIRECTOR/CO-CHIEF COMPLIANCE OFCR. | A | Control |
| JUDGE, LAWRENCE | I | CHIEF FINANCIAL OFFICER | A | Control |
| JUDGE, LAWRENCE | I | CHIEF FINANCIAL OFFICER/ DIRECTOR | A | Control |
Registrations
Federal
IA
Sep 12, 2025 REGISTERED
Notice Filings (11)
CA DC FL MD NC NH NJ NY PA TX VA
Address
17830 NEW HAMPSHIRE AVENUESUITE 201
ASHTON, MD 20861
United States
Phone: 301-570-2959