BURNHAM SECURITIES INC.

Legal name: BURNHAM SECURITIES INC

CRD #22549 SEC #801-65646 NEW YORK, NY 212-262-3100

SEC Registered Broker-Dealer Disclosures

Total AUM

$85.8M

Discretionary

$85.8M

Employees

Clients

Accounts

204

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Corporation
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 29, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BURNHAM, JON MICHAEL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
BURNHAM, JON MICHAEL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
BURNHAM, JON MICHAEL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
BURNHAM, JON MICHAEL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
BURNHAM, JON MICHAEL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
BURNHAM, JON MICHAEL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
BURNHAM, JON MICHAEL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
BURNHAM, JON MICHAEL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
BURNHAM, JON MICHAEL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
BURNHAM, JON MICHAEL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
BURNHAM, JON MICHAEL	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
HYMAN, DEBRA BURNHAM	I	VICE PRESIDENT, DIRECTOR	NA	Control
HYMAN, DEBRA BURNHAM	I	VICE PRESIDENT, DIRECTOR	NA	Control
HYMAN, DEBRA BURNHAM	I	VICE PRESIDENT, DIRECTOR	NA	Control
HYMAN, DEBRA BURNHAM	I	VICE PRESIDENT, DIRECTOR	NA	Control
HYMAN, DEBRA BURNHAM	I	VICE PRESIDENT, DIRECTOR	NA	Control
HYMAN, DEBRA BURNHAM	I	VICE PRESIDENT, DIRECTOR	NA	Control
HYMAN, DEBRA BURNHAM	I	VICE PRESIDENT, DIRECTOR	NA	Control
HYMAN, DEBRA BURNHAM	I	VICE PRESIDENT, DIRECTOR	NA	Control
HYMAN, DEBRA BURNHAM	I	VICE PRESIDENT, DIRECTOR	NA	Control
HYMAN, DEBRA BURNHAM	I	VICE PRESIDENT	NA	Control
HYMAN, DEBRA BURNHAM	I	VICE PRESIDENT	NA	Control
SHEEHAN, WILLIAM NOLAN	I	SROP/CROP, FINOP, CHIEF COMPLIANCE OFFICER, COO	NA
SHEEHAN, WILLIAM NOLAN	I	SROP/CROP, FINOP, CHIEF COMPLIANCE OFFICER, COO	NA
SHEEHAN, WILLIAM NOLAN	I	ROSFP, FINOP, CHIEF COMPLIANCE OFFICER, COO	NA
SHEEHAN, WILLIAM NOLAN	I	ROSFP, FINOP, CHIEF COMPLIANCE OFFICER, COO	NA
SHEEHAN, WILLIAM NOLAN	I	ROSFP, FINOP, CHIEF COMPLIANCE OFFICER, COO	NA
SHEEHAN, WILLIAM NOLAN	I	FINOP, CHIEF COMPLIANCE OFFICER	NA
SHEEHAN, WILLIAM NOLAN	I	ROSFP, FINOP, CHIEF COMPLIANCE OFFICER, COO	NA
SHEEHAN, WILLIAM NOLAN	I	ROSFP, FINOP, CHIEF COMPLIANCE OFFICER, COO	NA
SHEEHAN, WILLIAM NOLAN	I	ROSFP, FINOP, CHIEF COMPLIANCE OFFICER, COO	NA
SHEEHAN, WILLIAM NOLAN	I	ROSFP, FINOP, CHIEF COMPLIANCE OFFICER, COO	NA
SHEEHAN, WILLIAM NOLAN	I	FINOP	NA
SHEEHAN, WILLIAM NOLAN	I	ROSFP, FINOP, CHIEF COMPLIANCE OFFICER, COO	NA
SHEEHAN, WILLIAM NOLAN	I	FINOP	NA
SOMMERFELD, GEORGE	I	SROP/CROP, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER	NA
STARK, GEORGE	I	SROP/CROP, DIRECTOR	NA	Control
STARK, GEORGE	I	SROP/CROP, DIRECTOR	NA	Control
STARK, GEORGE	I	ROSFP, DIRECTOR	NA	Control
STARK, GEORGE	I	ROSFP, DIRECTOR	NA	Control
STARK, GEORGE	I	ROSFP, DIRECTOR	NA	Control
STARK, GEORGE	I	SROP/CROP, DIRECTOR	NA	Control
STARK, GEORGE	I	ROSFP, DIRECTOR	NA	Control
STEMPLER, MARA DEBORAH	I	FINOP, CHIEF FINANCIAL OFFICER	NA
STEMPLER, MARA DEBORAH	I	FINOP, CHIEF FINANCIAL OFFICER	NA
STEMPLER, MARA DEBORAH	I	FINOP, CHIEF FINANCIAL OFFICER	NA
STEMPLER, MARA DEBORAH	I	FINOP, CHIEF FINANCIAL OFFICER	NA
STEMPLER, MARA DEBORAH	I	FINOP, CHIEF FINANCIAL OFFICER	NA
STEMPLER, MARA DEBORAH	I	FINOP, CHIEF FINANCIAL OFFICER	NA
STEMPLER, MARA DEBORAH	I	FINOP, CHIEF FINANCIAL OFFICER	NA
STEMPLER, MARA DEBORAH	I	FINOP, CHIEF FINANCIAL OFFICER	NA
STEMPLER, MARA DEBORAH	I	FINOP, CHIEF FINANCIAL OFFICER	NA
BURNHAM FINANCIAL GROUP	DE	HOLDING COMPANY	E
BURNHAM FINANCIAL GROUP	DE	HOLDING COMPANY	E
BURNHAM FINANCIAL GROUP	DE	HOLDING COMPANY	E
BURNHAM FINANCIAL GROUP	DE	HOLDING COMPANY	E
BURNHAM FINANCIAL GROUP	DE	HOLDING COMPANY	E
BURNHAM FINANCIAL GROUP	DE	HOLDING COMPANY	E
BURNHAM FINANCIAL GROUP	DE	HOLDING COMPANY	E
BURNHAM FINANCIAL GROUP	DE	HOLDING COMPANY	E
BURNHAM FINANCIAL GROUP	DE	HOLDING COMPANY	E
BURNHAM FINANCIAL GROUP	DE	HOLDING COMPANY	E
BURNHAM FINANCIAL GROUP	DE	HOLDING COMPANY	E

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ARCHER, DEVON DODSON	I	BURNHAM SECURITIES INC.	F
SUGARMAN, JASON ADAM	I	BURNHAM SECURITIES INC.	F
BURNHAM, JON MICHAEL	I	BURNHAM FINANCIAL GROUP INC.	D	Control
BURNHAM, JON MICHAEL	I	BURNHAM FINANCIAL GROUP INC.	D	Control
BURNHAM, JON MICHAEL	I	BURNHAM FINANCIAL GROUP INC.	D	Control
BURNHAM, JON MICHAEL	I	BURNHAM FINANCIAL GROUP INC.	D	Control
BURNHAM, JON MICHAEL	I	BURNHAM FINANCIAL GROUP INC.	D	Control
BURNHAM, JON MICHAEL	I	BURNHAM FINANCIAL GROUP INC.	D	Control
BURNHAM, JON MICHAEL	I	BURNHAM FINANCIAL GROUP INC.	D	Control
BURNHAM, JON MICHAEL	I	BURNHAM FINANCIAL GROUP INC.	D	Control
BURNHAM, JON MICHAEL	I	BURNHAM FINANCIAL GROUP INC.	D	Control
BURNHAM, JON MICHAEL	I	BURNHAM FINANCIAL GROUP INC.	D	Control

Registrations

Federal

Mar 29, 2012 REGISTERED

Notice Filings (10)

CA CO CT FL IL MA MD NJ NY TX

Address

1325 AVENUE OF THE AMERICAS
26TH FLOOR
NEW YORK, NY 10019
United States

Phone: 212-262-3100