RIA Intelligence

ARRIVATO ASSET MANAGEMENT, LLC

CRD #226536 SEC #801-101535 NEW YORK, NY 212-488-1331
SEC Registered
Total AUM
$192.3M
Discretionary
$192.2M
Employees
1
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
OCTOBER
Registration Date
--
Latest Filing
Jan 29, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CAMPBELL, ROBERT, ALANIPRESIDENTNA Control
CAMPBELL, ROBERT, ALANIPRESIDENTNA Control
CAMPBELL, ROBERT, ALANIPRESIDENTNA Control
CAMPBELL, ROBERT, ALANIPRESIDENTNA Control
LESZCZYNSKI, THADDEUS, MARIONICHIEF COMPLIANCE OFFICERNA
LESZCZYNSKI, THADDEUS, MARIONICHIEF COMPLIANCE OFFICERNA
LESZCZYNSKI, THADDEUS, MARIONICHIEF COMPLIANCE OFFICERNA
LESZCZYNSKI, THADDEUS, MARIONICHIEF COMPLIANCE OFFICERNA
MCCLUSKEY, JAMESITREASURERNA
MCCLUSKEY, JAMES, JOSEPHITREASURERNA
MCCLUSKEY, JAMES, JOSEPHITREASURERNA
PILEGGI, JOHN, JOSEPHIMANAGING MEMEBERNA Control
PILEGGI, JOHN, JOSEPHIMANAGING MEMEBERNA Control
PILEGGI, JOHN, JOSEPHIMANAGING MEMEBERNA Control
PILEGGI, JOHN, JOSEPHIMANAGING MEMEBERNA Control
RUBIN, ERIC, MATTHEWISECRETARYNA Control
RUBIN, ERIC, MATTHEWISECRETARYNA Control
RUBIN, ERIC, MATTHEWISECRETARYNA Control
RUBIN, ERIC, MATTHEWISECRETARYNA Control
AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLCDEMEMBERE Control
AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLCDEMEMBERE Control
AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLCDEMEMBERE Control
RISKX INVESTMENTS, LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
RUBIN, ERIC, MATTHEWIAIFS ACQUISITION, LLCF Control
RUBIN, ERIC, MATTHEWIAIFS ACQUISITION, LLCF Control
RUBIN, ERIC, MATTHEWIAIFS ACQUISITION, LLCF Control
RUBIN, ERIC, MATTHEWIAIFS ACQUISITION, LLCF Control
AIFS ACQUISITION, LLCDEAMERICAN INDEPENDENCE FINANCIAL SERVICES, LLCC Control
AIFS ACQUISITION, LLCDEAMERICAN INDEPENDENCE FINANCIAL SERVICES, LLCC Control
AIFS ACQUISITION, LLCDERISKX INVESTMENTS, LLCC Control
AIFS ACQUISITION, LLCDEAMERICAN INDEPENDENCE FINANCIAL SERVICES, LLCC Control
PILEGGI, JOHN, JOSEPHIAIFS ACQUISITION, LLCC Control
PILEGGI, JOHN, JOSEPHIAIFS ACQUISITION, LLCC Control
PILEGGI, JOHN, JOSEPHIAIFS ACQUISITION, LLCC Control
PILEGGI, JOHN, JOSEPHIAIFS ACQUISITION, LLCC Control

Registrations

Federal

IA
Jan 29, 2016 REGISTERED

Notice Filings (2)

KS NY

Address

1345 AVENUE OF THE AMERICAS
SECOND FLOOR
NEW YORK, NY 10105
United States
Phone: 212-488-1331