RIA Intelligence

PEFIN ADVISORS, LLC

Legal name: PEFIN ADVISORS LLC

CRD #226618 SEC #801-111068 NEW YORK, NY 917-463-3588
SEC Registered
Total AUM
$38.7K
Discretionary
$38.7K
Employees
2
Clients
--
Accounts
46

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 29, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FLAX-KOSECKI, CATHERINE, ANNEICCONA Control
FLAX-KOSECKI, CATHERINE, ANNEICCONA Control
FLAX-KOSECKI, CATHERINE, ANNEICCONA Control
FLAX-KOSECKI, CATHERINE, ANNEICCONA Control
FLAX-KOSECKI, CATHERINE, ANNEICCONA Control
JOSEPH, RAMYAICCONA Control
JOSEPH, RAMYAICCONA Control
Ramjohn, SparkleICHIEF COMPLIANCE OFFICERNA Control
Ramjohn, SparkleICHIEF COMPLIANCE OFFICERNA Control
Ramjohn, SparkleICHIEF COMPLIANCE OFFICERNA Control
PEFIN, INCDESOLE MEMBERE Control
PEFIN, INCDESOLE MEMBERE Control
PEFIN, INCDESOLE MEMBERE Control
PEFIN, INCDESOLE MEMBERE Control
PEFIN, INCDESOLE MEMBERE Control
PEFIN, INCDESOLE MEMBERE Control
PEFIN, INCDESOLE MEMBERE Control
PEFIN, INCDESOLE MEMBERE Control
PEFIN, INCDESOLE MEMBERE Control
PEFIN, INCDESOLE MEMBERE Control
PEFIN, INCDESOLE MEMBERE Control
PEFIN, INCDESOLE MEMBERE Control
PICCADILLY HOLDINGS, LLCDEMEMBERD Control
JOSEPH, VIJUICHIEF COMPLIANCE OFFICERC
JOSEPH, VIJUICHIEF COMPLIANCE OFFICERC
JOSEPH, RAMYAIMEMBERB
JOSEPH, VIJUICHIEF COMPLIANCE OFFICERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
JOSEPH, RAMYAIPEFIN INCD Control
JOSEPH, RAMYAIPEFIN INCD Control
JOSEPH, RAMYAIPEFIN INCD Control
JOSEPH, RAMYAIPEFIN INCD Control
JOSEPH, RAMYAIPEFIN INCD Control
JOSEPH, RAMYAIPEFIN INCD Control
JOSEPH, RAMYAIPEFIN INCD Control
JOSEPH, RAMYAIPEFIN INCD Control
JOSEPH, RAMYAIPEFIN INCD Control
JOSEPH, RAMYAIPEFIN INCD Control
JOSEPH, VIJUIPEFIN, INCD Control
JOSEPH, VIJUIPEFIN, INCD Control
JOSEPH, VIJUIPICCADILLY HOLDINGS LLCD Control
JOSEPH, VIJUIPEFIN, INCD Control
JOSEPH, VIJUIPEFIN, INCD Control
PEFIN HOLDINGS LLCDEPEFIN INCD Control
PEFIN HOLDINGS LLCDEPEFIN INCD Control
PEFIN HOLDINGS LLCDEPEFIN INCD Control
PICCADILLY HOLDINGS LLCDEPEFIN INCD Control
PICCADILLY HOLDINGS LLCDEPEFIN INCD Control
PICCADILLY HOLDINGS LLCDEPEFIN INCD Control
PICCADILLY HOLDINGS LLCDEPEFIN INCD Control
PICCADILLY HOLDINGS LLCDEPEFIN INCD Control
PICCADILLY HOLDINGS LLCDEPEFIN INCD Control
PICCADILLY HOLDINGS LLCDEPEFIN INCD Control
PICCADILLY HOLDINGS LLCDEPEFIN INCD Control
PICCADILLY HOLDINGS LLCDEPEFIN INCD Control
JOSEPH, RAMYAIPEFIN INCC Control
JOSEPH, RAMYAIPEFIN INCC Control
JOSEPH, RAMYAIPICCADILLY HOLDINGS, LLCC Control
PICCADILLY HOLDINGS LLCDEPICCADILLY HOLDINGS, LLCC Control

Registrations

Federal

IA
May 29, 2019 REGISTERED

Notice Filings (50)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV

Address

360 MADISON AVENUE
12TH FLOOR
NEW YORK, NY 10017
United States
Phone: 917-463-3588