POLLY PORTFOLIO, INC
CRD #226634 SEC #801-97341 NEW YORK, NY 212-205-6710
SEC Registered
Total AUM
$1.4M
Discretionary
$1.4M
Employees
7
Clients
--
Accounts
17
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KING, STEPHEN, JAMES | I | DIRECTOR | C | |
| KING, STEPHEN, JAMES | I | DIRECTOR | C | |
| KING, STEPHEN, JAMES | I | DIRECTOR | C | |
| KING, STEPHEN, JAMES | I | DIRECTOR | C | |
| KING, STEPHEN, JAMES | I | DIRECTOR | C | |
| YANG, JASEN, (NMN) | I | CHIEF EXECUTIVE OFFICER | C | Control |
| YANG, JASEN, (NMN) | I | CHIEF EXECUTIVE OFFICER | C | Control |
| YANG, JASEN, (NMN) | I | CHIEF EXECUTIVE OFFICER | C | Control |
| YANG, JASEN, (NMN) | I | CHIEF EXECUTIVE OFFICER | C | Control |
| YANG, JASEN, (NMN) | I | CHIEF EXECUTIVE OFFICER | C | Control |
| MCCOSKER, THOMAS, JOHN | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| MCCOSKER, THOMAS, JOHN | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| MCCOSKER, THOMAS, JOHN | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| MCCOSKER, THOMAS, JOHN | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| MCCOSKER, THOMAS, JOHN | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Mar 11, 2016 REGISTERED
Notice Filings (1)
NY
Address
ONE WORLD TRADE CENTERSUITE 46A
NEW YORK, NY 10007
United States
Phone: 212-205-6710